AVLR / Avalara Inc - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

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الإحصائيات الأساسية
LEI 254900JNKWPPJDVNF131
CIK 1348036
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Avalara Inc
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
October 31, 2022 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38525 AVALARA, INC. (Exact name of registrant as specified in its charte

October 19, 2022 S-8 POS

As filed with the Securities and Exchange Commission on October 19, 2022

As filed with the Securities and Exchange Commission on October 19, 2022 Registration No.

October 19, 2022 S-8 POS

As filed with the Securities and Exchange Commission on October 19, 2022

As filed with the Securities and Exchange Commission on October 19, 2022 Registration No.

October 19, 2022 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

October 19, 2022 EX-3.2

Amended and Restated Bylaws of Avalara, Inc.

Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF AVALARA, INC. Adopted on October 19, 2022 TABLE OF CONTENTS Page SECTION 1. OFFICES 1 SECTION 2. SHAREHOLDERS 1 2.1 ANNUAL MEETING 1 2.2 SPECIAL MEETINGS 1 2.3 MEETINGS BY COMMUNICATION EQUIPMENT 1 2.4 DATE, TIME AND PLACE OF MEETING 1 2.5 NOTICE OF MEETING 1 2.6 WAIVER OF NOTICE 2 2.7 FIXING OF RECORD DATE FOR DETERMINING SHAREHOLDERS 2 2.8 VOTING

October 19, 2022 POSASR

As filed with the Securities and Exchange Commission on October 19, 2022

As filed with the Securities and Exchange Commission on October 19, 2022 Registration No.

October 19, 2022 S-8 POS

As filed with the Securities and Exchange Commission on October 19, 2022

As filed with the Securities and Exchange Commission on October 19, 2022 Registration No.

October 19, 2022 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 31, 2022, pursuant to the provisions of Rule 12d2-2 (a).

October 19, 2022 S-8 POS

As filed with the Securities and Exchange Commission on October 19, 2022

As filed with the Securities and Exchange Commission on October 19, 2022 Registration No.

October 19, 2022 S-8 POS

As filed with the Securities and Exchange Commission on October 19, 2022

As filed with the Securities and Exchange Commission on October 19, 2022 Registration No.

October 19, 2022 EX-3.1

Amended and Restated Certificate of Incorporation of Avalara, Inc.

Exhibit 3.1 SEVENTEENTH AMENDED AND RESTATED ARTICLES OF INCORPORATION OF AVALARA, INC. ARTICLE I The name of the corporation (the ?Corporation?) is Avalara, Inc. ARTICLE II The Corporation is authorized to issue only one class of stock, consisting of Common Stock, par value of $0.0001 per share. The total number of shares of Common Stock which the Corporation is authorized to issue is one thousan

October 19, 2022 EX-99.1

Vista Equity Partners Completes Acquisition of Avalara

Exhibit 99.1 Vista Equity Partners Completes Acquisition of Avalara SEATTLE, October 19, 2022 ? Avalara, Inc., a leading provider of tax compliance automation for businesses of all sizes, today announced the completion of its acquisition by Vista Equity Partners (?Vista?), a leading global investment firm focused exclusively on enterprise software, data and technology-enabled businesses, in partne

October 19, 2022 EX-4.1

Supplemental Indenture, between the Company and The Bank of New York Mellon Trust Company, N.A., dated as of October 19, 2022

Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE (this ?First Supplemental Indenture?) dated as of October 19, 2022 between Avalara, Inc., a Washington corporation, as issuer (the ?Company?) and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (the ?Trustee?). W I T N E S S E T H : WHEREAS, the Company and the Trustee are parties

October 14, 2022 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

October 14, 2022 EX-99.1

Avalara Shareholders Approve Transaction with Vista Equity Partners

Exhibit 99.1 Avalara Shareholders Approve Transaction with Vista Equity Partners SEATTLE, WA ? October 14, 2022 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced that its shareholders voted to approve the pending transaction with Vista Equity Partners (?Vista?) at the Company?s Special Meeting of Shareholders (the ?Special Me

October 13, 2022 DFAN14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Avalara, Inc.

October 5, 2022 DFAN14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Avalara, Inc.

October 4, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Nu

September 30, 2022 DEFC14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Avalara, Inc.

September 30, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 28, 2022 DFAN14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Avalara, Inc.

September 27, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 26, 2022 EX-99.1

Avalara Files Investor Presentation in Connection with Proposed Transaction with Vista Equity Partners Urges Shareholders to Vote “FOR” Transaction Ahead of Special Meeting of Shareholders on October 14, 2022

Exhibit 99.1 Avalara Files Investor Presentation in Connection with Proposed Transaction with Vista Equity Partners Urges Shareholders to Vote ?FOR? Transaction Ahead of Special Meeting of Shareholders on October 14, 2022 SEATTLE, WA ? September 26, 2022 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced that it has filed an i

September 26, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 AVALARA, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

September 26, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

September 23, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 AVALARA, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

September 23, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

September 23, 2022 EX-99.1

Avalara / Vista transaction delivers compelling value to shareholders We believe robust process resulted in superior value to standalone plan ▪ International rebuild – expected y/y decline through 2023 ▪ U.S. go-to-market transformation required to r

Exhibit 99.1 September 2022 1 Avalara / Vista transaction delivers compelling value to shareholders We believe robust process resulted in superior value to standalone plan ? International rebuild ? expected y/y decline through 2023 ? U.S. go-to-market transformation required to reaccelerate anemic demand generation growth Multi-year effort required to solve deep execution ? Decline in lead generat

September 22, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

September 22, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 AVALARA, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

September 22, 2022 EX-99.1

Avalara Announces Expiration of Hart-Scott-Rodino Waiting Period

Exhibit 99.1 Avalara Announces Expiration of Hart-Scott-Rodino Waiting Period SEATTLE, WA ? September 22, 2022 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced that the waiting period has expired under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, in connection with its previously announced transactio

September 22, 2022 DFAN14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Avalara, Inc.

September 21, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 d283687ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

September 20, 2022 PREC14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Avalara, Inc.

September 12, 2022 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

September 8, 2022 DFAN14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Avalara, Inc.

August 26, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 d145598ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

August 23, 2022 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Avalara, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee Fees to be Pai

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Avalara, Inc.

August 23, 2022 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

August 22, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

August 9, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exact name of registrant as specified in its charter) Washington 001-38525 91-1995935 (State or other jurisdiction of incorporation) (Commission File Num

August 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

August 9, 2022 EX-2.1

Agreement and Plan of Merger, dated August 8, 2022, by and among Avalara, Inc., Lava Intermediate, Inc. and Lava Merger Sub, Inc.*

Exhibit 2.1 CONFIDENTIAL Execution Version AGREEMENT AND PLAN OF MERGER among AVALARA, INC., LAVA INTERMEDIATE, INC. and LAVA MERGER SUB, INC. Dated as of August 8, 2022 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 SECTION 1.1 The Merger 1 SECTION 1.2 Closing 2 SECTION 1.3 Effective Time 2 SECTION 1.4 Articles of Incorporation; Bylaws 2 SECTION 1.5 Directors and Officers 3 ARTICLE II EFFECT OF TH

August 9, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exact name of registrant as specified in its charter) Washington 001-38525 91-1995935 (State or other jurisdiction of incorporation) (Commission File Num

August 8, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

August 8, 2022 EX-99.1

Avalara to be Acquired by Vista Equity Partners for $8.4 Billion Avalara shareholders to receive $93.50 per share in cash Avalara to become a private company upon completion of the transaction

Exhibit 99.1 Avalara to be Acquired by Vista Equity Partners for $8.4 Billion Avalara shareholders to receive $93.50 per share in cash Avalara to become a private company upon completion of the transaction SEATTLE, WA ? August 8, 2022 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced it has entered into a definitive agreement

August 8, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

August 8, 2022 EX-99.1

Avalara Announces Second Quarter 2022 Financial Results Company Cancels Earnings Call in Light of Transaction with Vista Equity Partners Second Quarter Total Revenue of $208.6 Million Total Revenue Growth of 23% From Second Quarter 2021

Exhibit 99.1 Avalara Announces Second Quarter 2022 Financial Results Company Cancels Earnings Call in Light of Transaction with Vista Equity Partners Second Quarter Total Revenue of $208.6 Million Total Revenue Growth of 23% From Second Quarter 2021 SEATTLE ? August 8, 2022 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced fi

August 8, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

August 8, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exa

DEFA14A 1 d295697ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction

June 13, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 6, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

May 6, 2022 EX-10.3

Avalara Inc. 2022 Executive and Leadership Bonus Plan, as amended

Exhibit 10.3 2022 Executive and Leadership Bonus Plan This 2022 Executive and Leadership Bonus Plan (the ?Plan?) of Avalara, Inc. (the ?Company?) covers the period from January 1, 2022 through December 31, 2022. The purpose of the Plan is to promote the success of the Company by rewarding leaders (?Leaders?) for outstanding business results, as well as promoting retention of high?performing employ

May 5, 2022 EX-99.1

Avalara Announces First Quarter 2022 Financial Results First Quarter Total Revenue of $204.5 Million Total Revenue Growth of 33% From First Quarter 2021

Exhibit 99.1 Avalara Announces First Quarter 2022 Financial Results First Quarter Total Revenue of $204.5 Million Total Revenue Growth of 33% From First Quarter 2021 SEATTLE – May 5, 2022 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its first quarter ended March 31, 2022. “We started 2022 with anoth

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Number

May 5, 2022 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-38525 AVALARA, INC.

April 21, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 21, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

February 24, 2022 S-8

As filed with the Securities and Exchange Commission on February 24, 2022

As filed with the Securities and Exchange Commission on February 24, 2022 Registration No.

February 24, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-38525 AVALARA, INC. (

February 24, 2022 EX-21.1

List of subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of Avalara, Inc. The following is a list of subsidiaries of the company as of December 31, 2021, omitting subsidiaries that, considered in the aggregate, would not constitute a significant subsidiary. Subsidiary Jurisdiction Avalara Technologies Private Limited India Avalara EU Holdings UK Limited United Kingdom Avalara Europe Ltd. United Kingdom VAT Applications NV Belgi

February 24, 2022 EX-10.3

Avalara, Inc. 2022 Executive and Leadership Bonus Plan

Exhibit 10.3 2022 Executive and Leadership Bonus Plan This 2022 Executive and Leadership Bonus Plan (the ?Plan?) of Avalara, Inc. (the ?Company?) covers the period from January 1, 2022 through December 31, 2022. The purpose of the Plan is to promote the success of the Company by rewarding leaders (?Leaders?) for outstanding business results, as well as promoting retention of high?performing employ

February 24, 2022 EX-10.10

Executive Employment Agreement between the Registrant and Alesia Pinney dated February 22, 2022

Exhibit 10.10 AVALARA, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) is entered into as of February 22, 2022 (the ?Effective Date?) by and between Alesia Pinney (?Executive?) and Avalara, Inc., a Washington corporation (the ?Company?). As of the Effective Date, this Agreement shall supersede and replace in its entirety the Executive Employment Agreement

February 24, 2022 EX-FILING FEES

Filing Fee Table

EX-FILING FEES 4 d295468dexfilingfees.htm EX-FILING FEES EXHIBIT 107 Calculation of Filing Fee Table Form S-8 (Form Type) Avalara, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Regis

February 24, 2022 EX-10.9

Executive Employment Agreement between the Registrant and Scott McFarlane dated February 22, 2022

Exhibit 10.9 AVALARA, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) is entered into as of February 22, 2022 (the ?Effective Date?) by and between Scott McFarlane (?Executive?) and Avalara, Inc., a Washington corporation (the ?Company?). As of the Effective Date, this Agreement shall supersede and replace in its entirety the Executive Employment Agreemen

February 24, 2022 EX-10.5

Avalara, Inc. Equity Award Acceleration Policy, as amended and restated, effective January 25, 2022

Exhibit 10.5 AVALARA, INC. EQUITY AWARD ACCELERATION POLICY (as amended and restated effective as of January 25, 2022) This Avalara, Inc. Equity Award Acceleration Policy was initially adopted by the Compensation and Leadership Development Committee (the ?CLDC?) of the Board of Directors (the ?Board?) of Avalara, Inc. (the ?Company?) effective as of July 24, 2019 (the ?Effective Date?) and was mos

February 10, 2022 EX-99.1

Avalara Announces Fourth Quarter and Fiscal Year 2021 Financial Results Fourth Quarter Total Revenue of $195.1 Million, up 35% year-over-year Fiscal 2021 Total Revenue of $699.0 Million, up 40% year-over-year

Exhibit 99.1 Avalara Announces Fourth Quarter and Fiscal Year 2021 Financial Results Fourth Quarter Total Revenue of $195.1 Million, up 35% year-over-year Fiscal 2021 Total Revenue of $699.0 Million, up 40% year-over-year SEATTLE ? February 10, 2022 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its f

February 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

February 9, 2022 SC 13G/A

AVLR / Avalara Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Avalara Inc. Title of Class of Securities: Common Stock CUSIP Number: 05338G106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1

February 4, 2022 SC 13G

AVLR / Avalara Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AVALARA, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 05338G106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

February 3, 2022 SC 13G

AVLR / Avalara Inc / FRANKLIN RESOURCES INC Passive Investment

aval21in.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 05338G106 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AVALARA, INC. (Name of Issuer) Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 05338G106 (CUSIP Number) December 31, 2021 (Date of Event

November 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

November 4, 2021 EX-99.1

Avalara Announces Third Quarter 2021 Financial Results Third Quarter Total Revenue of $181.2 Million Total Revenue Growth of 42% From Third Quarter 2020

Exhibit 99.1 Avalara Announces Third Quarter 2021 Financial Results Third Quarter Total Revenue of $181.2 Million Total Revenue Growth of 42% From Third Quarter 2020 SEATTLE ? November 4, 2021 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its third quarter ended September 30, 2021. ?The third quarter

November 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

October 18, 2021 EX-99.1

Avalara Acquires CrowdReason to Help Businesses Manage Property Tax Compliance

Exhibit 99.1 Avalara Acquires CrowdReason to Help Businesses Manage Property Tax Compliance SEATTLE, WA ? October 18, 2021 ? Avalara (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced it has acquired CrowdReason Limited Liability Company, a developer of SaaS-based property tax compliance applications, as well as a related property va

October 18, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

October 1, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Nu

October 1, 2021 EX-99.1

Avalara Acquires Track1099 to Help Businesses Manage IRS Form Filing Requirements

Exhibit 99.1 Avalara Acquires Track1099 to Help Businesses Manage IRS Form Filing Requirements SEATTLE, WA ? October 1, 2021 ? Avalara (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced it has acquired Track1099 LLC, a company that provides online software and services for cost-effectively managing, e-filing, and e-delivering IRS for

September 1, 2021 EX-99.1

Avalara Appoints Marcela Martin to its Board of Directors

EXHIBIT 99.1 Avalara Appoints Marcela Martin to its Board of Directors SEATTLE, WA ? September 1, 2021 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced the appointment of global finance leader Marcela Martin to its board of directors. Martin is chief financial officer of Squarespace, the all-in-one website building

September 1, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Nu

August 13, 2021 EX-99.2

Avalara Prices Offering of $850 Million of Convertible Senior Notes due 2026

Exhibit 99.2 Avalara Prices Offering of $850 Million of Convertible Senior Notes due 2026 Aug 11, 2021 SEATTLE? Avalara, Inc. (NYSE: AVLR) announced today the pricing of its offering of $850 million aggregate principal amount of its 0.25% convertible senior notes due 2026 (the ?Notes?) in a private placement to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933,

August 13, 2021 EX-10.1

Form of Capped Call Confirmation (incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-K, filed August 13, 2021 (File No. 001-38525)

Exhibit 10.1 FORM [Dealer name and address or header]1 To: Avalara, Inc. [Address] From: [Dealer name] Re: [Base][Additional] Capped Call Transaction Date: August [?], 2021 Dear Ladies and Gentlemen: The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the ?Transaction?)

August 13, 2021 EX-4.1

Indenture, dated as of August 13, 2021, by and between Avalara, Inc. and The Bank of New York Mellon Trust Company, N.A., as indenture trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Form 8-K, filed August 13, 2021 (File No. 001-38525))

Exhibit 4.1 EXECUTION VERSION AVALARA, INC. AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE Dated as of August 13, 2021 0.25% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 10 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 10 Section 2.01 Designati

August 13, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Nu

August 13, 2021 EX-99.1

Avalara Announces Proposed Offering of $850 Million of Convertible Senior Notes due 2026

Exhibit 99.1 Avalara Announces Proposed Offering of $850 Million of Convertible Senior Notes due 2026 Aug 9, 2021 SEATTLE? Avalara, Inc. (NYSE: AVLR) today announced that it intends to offer, subject to market and other conditions, $850 million aggregate principal amount of its convertible senior notes due 2026 (the ?Notes?) in a private placement to qualified institutional buyers pursuant to Rule

August 6, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

August 5, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

August 5, 2021 EX-99.1

Avalara Announces Second Quarter 2021 Financial Results Second Quarter Total Revenue of $169.1 Million Total Revenue Growth of 45% From Second Quarter 2020

Exhibit 99.1 Avalara Announces Second Quarter 2021 Financial Results Second Quarter Total Revenue of $169.1 Million Total Revenue Growth of 45% From Second Quarter 2020 SEATTLE ? August 5, 2021 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its second quarter ended June 30, 2021. ?The second quarter w

June 29, 2021 EX-99.1

Avalara Appoints Srinivas Tallapragada and Retired Lieutenant General Bruce Crawford to its Board of Directors

EX-99.1 2 d125565dex991.htm EX-99.1 Exhibit 99.1 Avalara Appoints Srinivas Tallapragada and Retired Lieutenant General Bruce Crawford to its Board of Directors SEATTLE, WA — June 29, 2021 — Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced the appointment of global technology leader and innovator Srinivas Tallapragada

June 29, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numb

June 4, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 27, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 7, 2021 EX-10.1

Form of Performance Share Unit Award Notice and Performance Share Unit Agreement under 2018 Equity Incentive Plan.

Exhibit 10.1 AVALARA, INC. 2018 EQUITY INCENTIVE PLAN GLOBAL PERFORMANCE SHARE UNIT NOTICE Avalara, Inc. (the ?Company?) hereby grants to you an Award of Performance Share Units (the ?PSUs?). The PSUs are subject to all the terms and conditions set forth in this Global Performance Share Unit Notice (this ?PSU Notice?), the Global Performance Share Unit Agreement (the ?PSU Agreement?), including al

May 7, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

May 6, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Number

May 6, 2021 EX-99.1

Avalara Announces First Quarter 2021 Financial Results First Quarter Total Revenue of $153.6 Million Total Revenue Growth of 38% From First Quarter 2020

Exhibit 99.1 Avalara Announces First Quarter 2021 Financial Results First Quarter Total Revenue of $153.6 Million Total Revenue Growth of 38% From First Quarter 2020 SEATTLE ? May 6, 2021 ? Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its first quarter ended March 31, 2021. ?We are off to a great star

April 20, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 20, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

April 20, 2021 DEF 14A

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14

April 20, 2021 EX-99.1

Avalara Acquires Assets from DAVO Technologies to Automate Everyday Sales Tax Compliance for Small Businesses

EX-99.1 2 d168618dex991.htm EX-99.1 Exhibit 99.1 Avalara Acquires Assets from DAVO Technologies to Automate Everyday Sales Tax Compliance for Small Businesses SEATTLE — April 20, 2021 — Avalara (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced it has acquired the operational assets of DAVO Technologies LLC, a company that helps emerging smal

April 6, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numb

April 6, 2021 EX-99.1

Avalara Closes Acquisition of INPOSIA

EX-99.1 2 d31650dex991.htm EX-99.1 Exhibit 99.1 Avalara Closes Acquisition of INPOSIA SEATTLE, WA — April 6, 2021 — Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced the closing of the acquisition of INPOSIA Solutions GmbH. INPOSIA is a German software company that delivers e-invoicing, digital tax reporting, and system and dat

March 22, 2021 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-3

February 25, 2021 EX-10.3

Avalara, Inc. 2021 Executive and Leadership Bonus Plan

Exhibit 10.3 2021 Executive and Leadership Bonus Plan This 2021 Executive and Leadership Bonus Plan (the ?Plan?) of Avalara, Inc. (the ?Company?) covers the period from January 1, 2021 through December 31, 2021. The purpose of the Plan is to promote the success of the Company by rewarding leaders (?Leaders?) for outstanding business results, as well as promoting retention of high?performing employ

February 25, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-38525 AVALARA, INC. (

February 25, 2021 EX-21.1

List of subsidiaries of the Registrant

EX-21.1 4 avlr-ex21115.htm EX-21.1 Exhibit 21.1 Subsidiaries of Avalara, Inc. The following is a list of subsidiaries of the company as of December 31, 2020, omitting subsidiaries that, considered in the aggregate, would not constitute a significant subsidiary. Subsidiary Jurisdiction Avalara Technologies Private Limited India Avalara EU Holdings UK Limited United Kingdom Avalara Europe Ltd. Unite

February 25, 2021 EX-10.5

Avalara, Inc. Outside Director Compensation Policy, amended and restated as of January 27, 2021

Exhibit 10.5 AVALARA, INC. OUTSIDE DIRECTOR COMPENSATION POLICY (Amended and restated effective as of January 27, 2021) Cash Compensation. Under the outside director compensation policy of Avalara, Inc. (the ?Company?), all non-employee directors will be entitled to receive the following cash compensation, which shall be paid in arrears in equal quarterly installments for services rendered during

February 25, 2021 S-8

- S-8

As filed with the Securities and Exchange Commission on February 25, 2021 Registration No.

February 10, 2021 EX-99.1

Avalara Announces Fourth Quarter and Fiscal Year 2020 Financial Results Fourth Quarter Total Revenue of $144.8 Million, up 35% year-over-year Fiscal 2020 Total Revenue of $500.6 Million, up 31% year-over-year

EX-99.1 2 avlr-ex9916.htm EX-99.1 Exhibit 99.1 Avalara Announces Fourth Quarter and Fiscal Year 2020 Financial Results Fourth Quarter Total Revenue of $144.8 Million, up 35% year-over-year Fiscal 2020 Total Revenue of $500.6 Million, up 31% year-over-year SEATTLE – February 10, 2021 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today ann

February 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Avalara Inc. Title of Class of Securities: Common Stock CUSIP Number: 05338G106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1

December 29, 2020 EX-99.1

Avalara Signs Definitive Agreement to Acquire INPOSIA

EX-99.1 Exhibit 99.1 Avalara Signs Definitive Agreement to Acquire INPOSIA SEATTLE – December 29, 2020 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced it has entered into a definitive agreement to acquire INPOSIA Solutions GmbH, a German software company focused on e-invoicing, digital tax reporting, and business and data i

December 29, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

December 22, 2020 TEXT-EXTRACT

TEXT-EXTRACT

United States securities and exchange commission logo December 22, 2020 Ross Tennenbaum Chief Financial Officer Avalara, Inc.

December 22, 2020 LETTER

LETTER

United States securities and exchange commission logo December 22, 2020 Ross Tennenbaum Chief Financial Officer Avalara, Inc.

December 18, 2020 CORRESP

VIA EDGAR

CORRESP December 18, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance, Office of Technology Washington, DC 20549 Attention: Kathleen Collins, Accounting Branch Chief Joyce Sweeney, Staff Accountant Re: Avalara, Inc.

November 30, 2020 TEXT-EXTRACT

TEXT-EXTRACT

United States securities and exchange commission logo November 30, 2020 Ross Tennenbaum Chief Financial Officer Avalara, Inc.

November 30, 2020 LETTER

LETTER

United States securities and exchange commission logo November 30, 2020 Ross Tennenbaum Chief Financial Officer Avalara, Inc.

November 24, 2020 10-Q/A

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No.

November 24, 2020 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-3

November 24, 2020 10-Q/A

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No.

November 6, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

November 5, 2020 EX-99.1

Avalara Announces Third Quarter 2020 Financial Results Third Quarter Total Revenue of $127.9 Million Total Revenue Growth of 30% From Third Quarter 2019

EX-99.1 2 avlr-ex9916.htm EX-99.1 Exhibit 99.1 Avalara Announces Third Quarter 2020 Financial Results Third Quarter Total Revenue of $127.9 Million Total Revenue Growth of 30% From Third Quarter 2019 SEATTLE – November 5, 2020 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its third quarter ended Sept

November 5, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

November 5, 2020 EX-99.1

Avalara Acquires Assets from Business Licenses, LLC, to Help Manage and Streamline License and Registration Compliance Requirements

EX-99.1 3 d76828dex991.htm EX-99.1 Exhibit 99.1 Avalara Acquires Assets from Business Licenses, LLC, to Help Manage and Streamline License and Registration Compliance Requirements SEATTLE, WA — November 5, 2020 — Avalara (NYSE:AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced that it has acquired the operational assets of Business Licenses

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

November 5, 2020 EX-2.1

Asset Purchase Agreement, dated November 5, 2020, by and among Avalara, Inc. and Business Licenses, LLC (incorporated by reference to Exhibit 2.1 to the Registrant’s Form 8-K, filed November 5, 2020 (File No. 001-38525)).

EX-2.1 Exhibit 2.1 ASSET PURCHASE AGREEMENT among AVALARA, INC. as Buyer, BUSINESS LICENSES, LLC as Seller and the undersigned majority members of Seller dated as of November 5, 2020 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 1.1 Definitions 1 1.2 Table of Definitions 8 ARTICLE II PURCHASE AND SALE 10 2.1 Purchase and Sale of Assets 10 2.2 Excluded Assets 11 2.3 Assumed Liabilities 12 2.4 Excluded

October 6, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Nu

October 6, 2020 EX-2.1

Agreement and Plan of Merger, dated October 5, 2020, by and among Avalara, Inc., Tannin Merger Sub, Inc., Transaction Tax Resources, Inc., and Northwest Cloud Co. LLC (incorporated by reference to Exhibit 2.1 to the Registrant’s Form 8-K, filed October 6, 2020 (File No. 001-38525))

EX-2.1 2 d15075dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among AVALARA, INC. TANNIN MERGER SUB, INC., TRANSACTION TAX RESOURCES, INC., and NORTHWEST CLOUD CO. LLC as the STOCKHOLDER REPRESENTATIVE Dated as of October 5, 2020 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 The Closing 2 1.3 Effective Date and Time 2 1.4 Certificate of Incorporation of the S

October 6, 2020 EX-99.1

Avalara Acquires Transaction Tax Resources, Inc., Enhancing Its Enterprise Capabilities and Creating the Leading Content Database for Tax

EX-99.1 Exhibit 99.1 Avalara Acquires Transaction Tax Resources, Inc., Enhancing Its Enterprise Capabilities and Creating the Leading Content Database for Tax SEATTLE – October 5, 2020 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced that it has acquired Transaction Tax Resources, Inc. (TTR) for approximately $377 million in

August 7, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

August 7, 2020 EX-1.1

Underwriting Agreement, dated as of August 5, 2020, by and among Avalara, Inc. and Goldman Sachs & Co. LLC, as representative of the underwriters.

EX-1.1 2 d29679dex11.htm EX-1.1 Exhibit 1.1 Execution Version Avalara, Inc. Common Stock, par value $0.0001 per share Underwriting Agreement August 5, 2020 Goldman Sachs & Co. LLC, As representative of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street, New York, New York 10282-2198 Ladies and Gentlemen: Avalara, Inc., a Washington corporation (the “Co

August 7, 2020 424B5

CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered (1) Maximum Offering Price Per Share Maximum Aggregate Offering Price Amount of Registration Fee (2) Common Stock, par value $0.0001 per share 4,527,558 $127

August 4, 2020 EX-99.1

Avalara Announces Second Quarter 2020 Financial Results Second Quarter Total Revenue of $116.5 Million Subscriptions and Returns Revenue Growth of 28% From Second Quarter 2019

EX-99.1 2 avlr-ex9917.htm EX-99.1 Exhibit 99.1 Avalara Announces Second Quarter 2020 Financial Results Second Quarter Total Revenue of $116.5 Million Subscriptions and Returns Revenue Growth of 28% From Second Quarter 2019 SEATTLE – August 4, 2020 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its sec

August 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

August 4, 2020 424B5

Subject to Completion. Dated August 4, 2020

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-240348 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has become effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell thes

August 4, 2020 10-Q

Quarterly Report - Q2'20 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

August 4, 2020 S-3ASR

- S-3ASR

S-3ASR 1 d936172ds3asr.htm S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 4, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVALARA, INC. (Exact Name of Registrant as Specified in Its Charter) Washington 91-1995935 (State or Other Jurisdictio

July 31, 2020 8-K/A

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (

June 16, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numb

June 5, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 8, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

May 7, 2020 EX-99.1

Avalara Announces First Quarter 2020 Financial Results First Quarter Total Revenue of $111.4 Million Subscriptions and Returns Revenue Growth of 35% From First Quarter 2019

Exhibit 99.1 Avalara Announces First Quarter 2020 Financial Results First Quarter Total Revenue of $111.4 Million Subscriptions and Returns Revenue Growth of 35% From First Quarter 2019 SEATTLE – May 7, 2020 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its first quarter ended March 31, 2020. “Avalar

May 7, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Number

April 28, 2020 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

April 28, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 2, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

April 2, 2020 EX-10.1

Executive Employment Agreement between the Registrant and Ross Tennenbaum effective April 1, 2020 (incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-K, filed April 2, 2020 (File No. 001-38525))

EX-10.1 Exhibit 10.1 Avalara, Inc. Executive Employment Agreement This Executive Employment Agreement (this “Agreement”) is entered into as of April 1, 2020, by and between Ross Tennenbaum (“Executive”) and Avalara, Inc., a Washington corporation (the “Company). As of the Effective Date (as defined below), this Agreement shall supersede and replace in its entirety the Executive Employment Agreemen

March 31, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d912152d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporat

March 31, 2020 EX-99.1

Avalara Appoints Brian Sharples to its Board of Directors

EX-99.1 2 d912152dex991.htm EX-99.1 Exhibit 99.1 Avalara Appoints Brian Sharples to its Board of Directors Mar 30, 2020 SEATTLE—(BUSINESS WIRE)— Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced the appointment of global business leader and strategist Brian Sharples to its board of directors. Sharples is co-founder and

February 28, 2020 EX-21.1

List of subsidiaries of the Registrant

EX-21.1 6 avlr-ex2116.htm EX-21.1 Exhibit 21.1 Subsidiaries of Avalara, Inc. Name of Subsidiary Jurisdiction of Organization Avalara Technologies Private Limited India Avalara EU Holdings UK Limited UK Avalara Europe Ltd. UK VAT Applications NV Belgium VAT House Services NV Belgium AvaFuel, LLC Delaware Avalara Brasil – Assessoria e Consultoria Tributária e Tecnológica Ltda. Brazil AFTC, Inc. Wash

February 28, 2020 EX-10.3

Avalara, Inc. 2019 Executive, Sales & Marketing Leadership Bonus Plan

Exhibit 10.3 2019 Executive, Sales & Marketing Leadership Bonus Plan This Avalara, Inc. 2019 Executive, Sales & Marketing Leadership Bonus Plan (the “Plan”) is a summary of the executive and sales leadership bonus plan of Avalara, Inc. (the “Company”) covering the period from January 1, 2019 through December 31, 2019. The purpose of the Plan is to promote the success of the Company by rewarding le

February 28, 2020 EX-10.4

Avalara, Inc. 2020 Executive and Leadership Bonus Plan

Exhibit 10.4 2020 Executive and Leadership Bonus Plan This 2020 Executive and Leadership Bonus Plan (the “Plan”) of Avalara, Inc. (the “Company”) covers the period from January 1, 2020 through December 31, 2020. The purpose of the Plan is to promote the success of the Company by rewarding leaders (“Leaders”) for outstanding business results, as well as promoting retention of high‑performing employ

February 28, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 001-38525 AVALARA, INC. (

February 28, 2020 EX-10.12

Executive Employment Agreement between the Registrant and Amit Mathradas dated January 6, 2019 (incorporated by reference to Exhibit 10.12 to the Registrant’s Form 10-K, filed February 28, 2020 (File No. 001-38525))

EX-10.12 5 avlr-ex1012274.htm EX-10.12 Exhibit 10.12 AVALARA, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this “Agreement”) is entered into as of January 6, 2019, by and between Amit Mathradas (“Executive”) and Avalara, Inc., a Washington corporation (the “Company”). Certain capitalized terms in this Agreement have the meanings set forth in Appendix A attached to this

February 28, 2020 EX-4.2

Description of the Registrant’s securities (incorporated by reference to Exhibit 4.2 to the Registrant’s Form 10-K, filed February 28, 2020 (File No. 001-38525))

Exhibit 4.2 Description of The Registrant’s Securities Registered Pursuant to section 12 of the securities exchange act of 1934 Avalara, Inc. (“Avalara,” the “Company,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.0001 per share. Description of Capital Stock The following description

February 28, 2020 S-8

As filed with the Securities and Exchange Commission on February 28, 2020

S-8 1 d822683ds8.htm S-8 As filed with the Securities and Exchange Commission on February 28, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVALARA, INC. (Exact name of Registrant as specified in its charter) Washington 91-1995935 (State or other jurisdiction of incorporation or or

February 14, 2020 SC 13G

AVLR / AVALARA INC / Battery Ventures IX, L.P. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Avalara, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 05338G106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 12, 2020 EX-99.1

Avalara Announces Fourth Quarter and Fiscal Year 2019 Financial Results Fourth Quarter Total Revenue of $107.6 Million Fiscal 2019 Total Revenue of $382.4 Million Approximately 11,960 Core Customers as of December 31, 2019

EX-99.1 2 avlr-ex9916.htm EX-99.1 Exhibit 99.1 Avalara Announces Fourth Quarter and Fiscal Year 2019 Financial Results Fourth Quarter Total Revenue of $107.6 Million Fiscal 2019 Total Revenue of $382.4 Million Approximately 11,960 Core Customers as of December 31, 2019 SEATTLE – February 12, 2020 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all si

February 12, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avlr-8k20200212.htm Q4'19 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction

February 11, 2020 SC 13G

AVLR / AVALARA INC / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Avalara Inc Title of Class of Securities: Common Stock CUSIP Number: 05338G106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1(

February 11, 2020 SC 13G/A

AVLR / AVALARA INC / SAGEVIEW CAPITAL MASTER, L.P. - AMENDMENT NO. 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* Avalara, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 05338G106 (CUSIP Number) Dino Verardo S

February 7, 2020 EX-99.1

JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1)

Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing an additional joint filing agreement. The undersigned

February 7, 2020 SC 13G/A

AVLR / AVALARA INC / WARBURG PINCUS & CO. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Avalara, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 05338G106 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

January 31, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d750499d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2020 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorpor

December 4, 2019 EX-99.1

Avalara Chief Financial Officer Bill Ingram to Join Board of Directors and Ross Tennenbaum to Become Chief Financial Officer on March 31, 2020

EX-99.1 Exhibit 99.1 Avalara Chief Financial Officer Bill Ingram to Join Board of Directors and Ross Tennenbaum to Become Chief Financial Officer on March 31, 2020 SEATTLE – December 4, 2019 – Avalara, Inc. (NYSE: AVLR), a leading provider of cloud-based tax compliance automation for businesses of all sizes, today announced that its chief financial officer (CFO), Bill Ingram, will retire March 31,

December 4, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission F

November 6, 2019 EX-10.1

Avalara, Inc. Outside Director Compensation Policy (amended and restated as of July 25, 2019).

EX-10.1 2 avlr-ex101105.htm EX-10.1 Exhibit 10.1 AVALARA, INC. OUTSIDE DIRECTOR COMPENSATION POLICY (Amended and restated as of July 25, 2019) Cash Compensation. Under the outside director compensation policy of Avalara, Inc. (the “Company”), all non-employee directors will be entitled to receive the following cash compensation, which shall be paid in arrears in equal quarterly installments for se

November 6, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

November 5, 2019 EX-99.1

Avalara Announces Third Quarter 2019 Financial Results Third Quarter Total Revenue of $98.5 million Approximately 11,240 Core Customers as of September 30, 2019

EX-99.1 2 avlr-ex9916.htm EX-99.1 Exhibit 99.1 Avalara Announces Third Quarter 2019 Financial Results Third Quarter Total Revenue of $98.5 million Approximately 11,240 Core Customers as of September 30, 2019 SEATTLE – November 5, 2019 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its third quarter en

November 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

October 25, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d821913d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorpor

October 25, 2019 8-K

Regulation FD Disclosure

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission Fi

August 8, 2019 10-Q

AVLR / AVALARA INC 10-Q - Quarterly Report - 10-Q

10-Q 1 avlr-10q20190630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi

August 7, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avlr-8k20190630.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incor

August 7, 2019 EX-99.1

Avalara Announces Second Quarter 2019 Financial Results Second Quarter Total Revenue of $91.3 Million Approximately 10,430 Core Customers as of June 30, 2019

Exhibit 99.1 Avalara Announces Second Quarter 2019 Financial Results Second Quarter Total Revenue of $91.3 Million Approximately 10,430 Core Customers as of June 30, 2019 SEATTLE – August 7, 2019 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its second quarter ended June 30, 2019. “We posted another

June 26, 2019 8-K

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Numb

June 21, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

June 6, 2019 424B4

3,594,769 Shares Common Stock Avalara, Inc. is offering 3,594,769 shares of its common stock. Our common stock is listed on the New York Stock Exchange under the symbol “AVLR.” The last reported sale price of our common stock on the New York Stock Ex

424B4 Table of Contents Filed Pursuant to 424(b)(4) Registration Nos. 333-231930 and 333-231978 3,594,769 Shares Common Stock Avalara, Inc. is offering 3,594,769 shares of its common stock. Our common stock is listed on the New York Stock Exchange under the symbol “AVLR.” The last reported sale price of our common stock on the New York Stock Exchange on June 5, 2019 was $69.49 per share. We are an

June 6, 2019 S-1MEF

AVLR / AVALARA INC S-1MEF - - S-1MEF

S-1MEF As filed to the U.S. Securities and Exchange Commission on June 5, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVALARA, INC. (Exact name of registrant as specified in its charter) Washington 7372 91-1995935 (State or Other Jurisdiction of Incorporation or Organization) (Pr

June 4, 2019 EX-1.1

Form of Underwriting Agreement

EX-1.1 2 d616696dex11.htm EX-1.1 Exhibit 1.1 Avalara, Inc. Common Stock, par value $0.0001 per share Underwriting Agreement [•], 2019 Goldman Sachs & Co. LLC, As representative of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street, New York, New York 10282-2198 Ladies and Gentlemen: Avalara, Inc., a Washington corporation (the “Company”), proposes, sub

June 4, 2019 S-1

Power of Attorney (incorporated by reference to the Registrant’s Registration Statement on Form S-1 (file No. 333-231930) filed with the Securities and Exchange Commission on June 4, 2019)

S-1 Table of Contents As filed with the U.S. Securities and Exchange Commission on June 4, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVALARA, INC. (Exact name of registrant as specified in its charter) Washington 7372 91-1995935 (State or Other Jurisdiction of Incorporation or

June 4, 2019 CORRESP

AVLR / AVALARA INC CORRESP - -

CORRESP 1 filename1.htm Avalara, Inc. 255 South King Street, Suite 1800 Seattle, Washington 98104 June 4, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attention:   Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Re:      Avalara, Inc. Registration Statement on Form S-1 File No. 333-231930 Ladies and Gentleme

June 4, 2019 CORRESP

AVLR / AVALARA INC CORRESP - -

CORRESP 1 filename1.htm June 4, 2019 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549-3720 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Re: Avalara, Inc. Registration Statement on Form S-1 (File No. 333-231930) Ladies and Gentlemen: Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act

May 8, 2019 EX-10.2

Form of Indemnification Agreement made by and between the Registrant and each of its directors and executive officers.

EX-10.2 2 avlr-ex102226.htm EX-10.2 Exhibit 10.2 AVALARA, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (the “Agreement”) is entered into on , 20, between Avalara, Inc., a Washington corporation (the “Company”), and the undersigned officer and/or director of the Company (“Indemnitee”), for good and valuable consideration as set forth below. Recitals A.The Company recognizes the imp

May 8, 2019 10-Q

AVLR / AVALARA INC 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

May 7, 2019 EX-99.1

Avalara Announces First Quarter 2019 Financial Results First Quarter Total Revenue of $85.0 Million Approximately 9,700 Core Customers as of March 31, 2019

Exhibit 99.1 Avalara Announces First Quarter 2019 Financial Results First Quarter Total Revenue of $85.0 Million Approximately 9,700 Core Customers as of March 31, 2019 SEATTLE – May 7, 2019 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its first quarter ended March 31, 2019. “We are off to a strong

May 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 avlr-8k20190507.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorpor

April 29, 2019 DEFA14A

AVLR / AVALARA INC DEFA14A DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 29, 2019 DEF 14A

Schedule 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

February 28, 2019 EX-99.1

Avalara Announces New Executive Team Members

EX-99.1 Exhibit 99.1 Avalara Announces New Executive Team Members February 25, 2019 04:30 PM Eastern Standard Time SEATTLE—(BUSINESS WIRE)—Avalara, Inc. (NYSE: AVLR), a leading provider of cloud-based tax compliance automation for businesses of all sizes, today announced the appointment of Amit Mathradas as president and chief operating officer (COO), Sanjay Parthasarathy as chief product officer

February 28, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

February 28, 2019 S-8

AVLR / AVALARA INC S-8

S-8 As filed with the Securities and Exchange Commission on February 28, 2019 Registration No.

February 28, 2019 EX-21.1

List of subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of Avalara, Inc. Name of Subsidiary Jurisdiction of Organization Avalara Technologies Private Limited India Avalara EU Holdings UK Limited UK Avalara Europe Ltd. UK VAT Applications NV Belgium VAT House Services NV Belgium AvaFuel, LLC Delaware Avalara Brasil – Assessoria e Consultoria Tributária e Tecnológica Ltda. Brazil AFTC, Inc. Washington State AFTC Fiscal Services

February 28, 2019 10-K

AVLR / AVALARA INC 10-K (Annual Report)

10-K 1 avlr-10k20181231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File

February 28, 2019 EX-10.25

Executive Employment Agreement between the Registrant and Amit Mathradas dated January 6, 2019

Exhibit 10.25 AVALARA, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this “Agreement”) is entered into as of January 6, 2019, by and between Amit Mathradas (“Executive”) and Avalara, Inc., a Washington corporation (the “Company”). Certain capitalized terms in this Agreement have the meanings set forth in Appendix A attached to this Agreement, which is incorporated into t

February 14, 2019 SC 13G

AVLR / AVALARA INC / WARBURG PINCUS & CO. - SC 13G Passive Investment

SC 13G 1 d687227dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Avalara, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 05338G106 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropri

February 14, 2019 EX-99.1

JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1)

EX-99.1 2 d687227dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing an additional joi

February 13, 2019 SC 13G

AVLR / AVALARA INC / Battery Ventures IX, L.P. - SC 13G Passive Investment

SC 13G 1 a19-44381sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Avalara, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 05338G106 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 12, 2019 EX-99.1

Avalara Announces Fourth Quarter and Fiscal Year 2018 Financial Results Fourth Quarter Total Revenue of $76.9 Million Fiscal 2018 Total Revenue of $272.1 Million Approximately 9,070 Core Customers as of December 31, 2018

EX-99.1 2 avlr-ex9916.htm EX-99.1 Exhibit 99.1 Avalara Announces Fourth Quarter and Fiscal Year 2018 Financial Results Fourth Quarter Total Revenue of $76.9 Million Fiscal 2018 Total Revenue of $272.1 Million Approximately 9,070 Core Customers as of December 31, 2018 SEATTLE – February 12, 2019 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all size

February 12, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File

February 12, 2019 EX-99.1

Avalara Announces Fourth Quarter and Fiscal Year 2018 Financial Results Fourth Quarter Total Revenue of $76.9 Million Fiscal 2018 Total Revenue of $272.1 Million Approximately 9,070 Core Customers as of December 31, 2018

EX-99.1 2 avlr-ex9916.htm EX-99.1 Exhibit 99.1 Avalara Announces Fourth Quarter and Fiscal Year 2018 Financial Results Fourth Quarter Total Revenue of $76.9 Million Fiscal 2018 Total Revenue of $272.1 Million Approximately 9,070 Core Customers as of December 31, 2018 SEATTLE – February 12, 2019 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all size

February 11, 2019 SC 13G

AVLR / AVALARA INC / SAGEVIEW CAPITAL MASTER, L.P. - SCHEDULE 13G Passive Investment

SC 13G 1 eh190018813g-avalara.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Avalara, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Secur

January 31, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

January 28, 2019 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission

January 9, 2019 EX-99.1

Avalara Appoints Kathleen Zwickert to its Board of Directors

EX-99.1 2 d682414dex991.htm EX-99.1 EXHIBIT 99.1 Avalara Appoints Kathleen Zwickert to its Board of Directors January 08, 2019 05:00 AM Eastern Standard Time SEATTLE — (BUSINESS WIRE) — Avalara (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced the appointment of global business leader and innovator Kathleen Zwickert to its board of

January 9, 2019 EX-99.1

Avalara Appoints Kathleen Zwickert to its Board of Directors

EX-99.1 2 d682414dex991.htm EX-99.1 EXHIBIT 99.1 Avalara Appoints Kathleen Zwickert to its Board of Directors January 08, 2019 05:00 AM Eastern Standard Time SEATTLE — (BUSINESS WIRE) — Avalara (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced the appointment of global business leader and innovator Kathleen Zwickert to its board of

January 9, 2019 EX-99.1

Avalara Appoints Kathleen Zwickert to its Board of Directors

EX-99.1 2 d682414dex991.htm EX-99.1 EXHIBIT 99.1 Avalara Appoints Kathleen Zwickert to its Board of Directors January 08, 2019 05:00 AM Eastern Standard Time SEATTLE — (BUSINESS WIRE) — Avalara (NYSE: AVLR), a leading provider of tax compliance automation software for businesses of all sizes, today announced the appointment of global business leader and innovator Kathleen Zwickert to its board of

January 9, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2019 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission Fil

November 8, 2018 10-Q

AVLR / AVALARA INC 10-Q (Quarterly Report)

10-Q 1 avlr-10q20180930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi

November 8, 2018 EX-10.2

Fifth Amendment of Office Building Lease by and between 255 South King Street Limited Partnership and the Registrant dated September 26, 2018 (incorporated by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-38525) filed with the SEC on November 8, 2018)

Exhibit 10.2 FIFTH AMENDMENT OF OFFICE BUILDING LEASE THIS FIFTH AMENDMENT OF OFFICE BUILDING LEASE (“Amendment”) is made this 26th day of September 2018 (“Effective Date”), by and between 255 South King Street Limited Partnership, a Washington limited partnership (“Landlord”) and Avalara, Inc., a Washington corporation (“Tenant”). RECITALS A. Landlord and Tenant entered into that certain Office B

November 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2018 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File N

November 7, 2018 EX-99.1

Avalara Announces Third Quarter 2018 Financial Results Total Revenue of $69.5 Million Approximately 8,490 Core Customers as of September 30, 2018

Exhibit 99.1 Avalara Announces Third Quarter 2018 Financial Results Total Revenue of $69.5 Million Approximately 8,490 Core Customers as of September 30, 2018 SEATTLE – November 7, 2018 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its third quarter ended September 30, 2018. “With our third consecuti

September 19, 2018 TEXT-EXTRACT

AVLR / AVALARA INC TEXT-EXTRACT - -

TEXT-EXTRACT 2 filename2.txt September 19, 2018 Scott M. McFarlane Chairman, Chief Executive Officer, and President Avalara, Inc. 255 South King Street, Suite 1800 Seattle, Washington 98104 Re: Avalara, Inc. Draft Registration Statement on Form S-1 Submitted September 12, 2018 CIK No. 0001348036 Dear Mr. McFarlane: This is to advise you that we do not intend to review your registration statement.

September 19, 2018 LETTER

LETTER

September 19, 2018 Scott M. McFarlane Chairman, Chief Executive Officer, and President Avalara, Inc. 255 South King Street, Suite 1800 Seattle, Washington 98104 Re: Avalara, Inc. Draft Registration Statement on Form S-1 Submitted September 12, 2018 CIK No. 0001348036 Dear Mr. McFarlane: This is to advise you that we do not intend to review your registration statement. We request that you publicly

September 12, 2018 DRS

AVLR / AVALARA INC DRS - -

DRS Table of Contents Confidential Treatment Requested by Avalara, Inc. Pursuant to 17 CFR 200.83 As confidentially submitted to the U.S. Securities and Exchange Commission on September 12, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVALARA, INC. (Exact name of registrant as spe

August 17, 2018 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2018 Avalara, Inc. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commissio

August 10, 2018 EX-3.1

Amended and Restated Articles of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Form 10-Q, filed August 10, 2018 (File No. 001-38525))

EX-3.1 2 avlr-ex31216.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF AVALARA, INC. ARTICLE 1. NAME The name of this corporation is Avalara, Inc. ARTICLE 2. SHARES 2.1Authorized Capital Stock The total number of shares which this corporation is authorized to issue is 620,000,000, consisting of two classes of shares of capital stock to be designated, respectively, "Common S

August 10, 2018 EX-10.2

Avalara, Inc. 2018 Employee Stock Purchase Plan, as amended and restated, effective August 8, 2018 (incorporated by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-38525) filed with the SEC on August 10, 2018)

EX-10.2 4 avlr-ex102175.htm EX-10.2 Exhibit 10.2 AVALARA, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN (as amended and restated effective August 8, 2018) SECTION 1. PURPOSE The purposes of the Plan (a) are to provide employees of the Company and its Designated Companies with an opportunity to acquire an equity ownership interest in the Company and (b) to encourage employees to remain in the employ of th

August 10, 2018 EX-3.2

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the Registrant’s Form 10-Q, filed August 10, 2018 (File No. 001-38525))

EX-3.2 3 avlr-ex32217.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF AVALARA, INC. Originally adopted on April 26, 2018, effective June 19, 2018 Amendments, updates and changes are listed on page i. AVALARA, INC. AMENDMENTS, UPDATES, AND CHANGES Date Action Taken -i- CONTENTS SECTION 1. DEFINITIONS 1 SECTION 2. SHAREHOLDERS 1 2.1 Annual Meetings1 2.2 Special Meetings2 2.3 Meetings by Commun

August 10, 2018 EX-10.2

Avalara, Inc. 2018 Employee Stock Purchase Plan, as amended and restated, effective August 8, 2018 (incorporated by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-38525) filed with the SEC on August 10, 2018)

EX-10.2 4 avlr-ex102175.htm EX-10.2 Exhibit 10.2 AVALARA, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN (as amended and restated effective August 8, 2018) SECTION 1. PURPOSE The purposes of the Plan (a) are to provide employees of the Company and its Designated Companies with an opportunity to acquire an equity ownership interest in the Company and (b) to encourage employees to remain in the employ of th

August 10, 2018 EX-3.1

Amended and Restated Articles of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Form 10-Q, filed August 10, 2018 (File No. 001-38525))

EX-3.1 2 avlr-ex31216.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF AVALARA, INC. ARTICLE 1. NAME The name of this corporation is Avalara, Inc. ARTICLE 2. SHARES 2.1Authorized Capital Stock The total number of shares which this corporation is authorized to issue is 620,000,000, consisting of two classes of shares of capital stock to be designated, respectively, "Common S

August 10, 2018 10-Q

AVLR / AVALARA INC 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38525 AVALARA, INC.

August 10, 2018 EX-3.2

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the Registrant’s Form 10-Q, filed August 10, 2018 (File No. 001-38525))

EX-3.2 3 avlr-ex32217.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF AVALARA, INC. Originally adopted on April 26, 2018, effective June 19, 2018 Amendments, updates and changes are listed on page i. AVALARA, INC. AMENDMENTS, UPDATES, AND CHANGES Date Action Taken -i- CONTENTS SECTION 1. DEFINITIONS 1 SECTION 2. SHAREHOLDERS 1 2.1 Annual Meetings1 2.2 Special Meetings2 2.3 Meetings by Commun

August 9, 2018 EX-99.1

Avalara Announces Second Quarter 2018 Financial Results Total Revenue of $63.7 Million Approximately 8,080 Core Customers as of June 30, 2018

Exhibit 99.1 Avalara Announces Second Quarter 2018 Financial Results Total Revenue of $63.7 Million Approximately 8,080 Core Customers as of June 30, 2018 SEATTLE – August 9, 2018 – Avalara, Inc. (NYSE: AVLR), a leading provider of tax compliance automation for businesses of all sizes, today announced financial results for its second quarter ended June 30, 2018. “In our first quarter as a public c

August 9, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2018 AVALARA, INC. (Exact name of Registrant as Specified in Its Charter) Washington 001-38525 91-1995935 (State or Other Jurisdiction of Incorporation) (Commission File Num

June 15, 2018 424B4

7,500,000 Shares Common Stock This is an initial public offering of shares of common stock of Avalara, Inc. Prior to this offering, there has been no public market for our common stock. The initial public offering price per share is $24.00. Our commo

424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-224850 7,500,000 Shares Common Stock This is an initial public offering of shares of common stock of Avalara, Inc. Prior to this offering, there has been no public market for our common stock. The initial public offering price per share is $24.00. Our common stock has been approved for listing on the New York Stock Excha

June 15, 2018 S-8

AVLR / AVALARA INC S-8

S-8 As filed with the Securities and Exchange Commission on June 15, 2018 Registration No.

June 13, 2018 S-1/A

As filed with the Securities and Exchange Commission on June 13, 2018

Table of Contents As filed with the Securities and Exchange Commission on June 13, 2018 Registration No.

June 12, 2018 CORRESP

AVLR / AVALARA INC CORRESP

CORRESP Avalara, Inc. 255 South King Street, Suite 1800 Seattle, Washington 98104 June 12, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Jan Woo, Legal Branch Chief Jeff Kauten, Attorney-Advisor Kathleen Collins, Accounting Branch Chief Joyce Sweeney, Staff Accountant Re: Avalara, Inc. Registration Statement on

June 12, 2018 CORRESP

AVLR / AVALARA INC CORRESP

June 12, 2018 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

June 11, 2018 8-A12B

Form 8-A

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 AVALARA, INC. (Exact name of registrant as specified in its charter) Washington 91-1995935 (State of incorporation or organization) (I.R.S. Employer Identification No.) 255 South King Stre

June 4, 2018 EX-4.1

Form of Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-224850) filed with the SEC on June 4, 2018)

EX-4.1 3 d317509dex41.htm FORM OF COMMON STOCK CERTIFICATE Exhibit 4.1 AV INCORPORATED UNDER THE LAWS OF THE STATE CUSIP 05338G 10 6 OF WASHINGTON SEE REVERSE FOR CERTAIN DEFINITIONS This certifies that is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $.0001 PAR VALUE, OF AVALARA, INC. transferable on the books of the corporation in person or by duly authorized attorney

June 4, 2018 EX-10.6

Avalara, Inc. 2018 Employee Stock Purchase Plan, as amended and restated

EX-10.6 5 d317509dex106.htm AVALARA, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED Exhibit 10.6 AVALARA, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN (as amended and restated effective May 25, 2018) SECTION 1. PURPOSE The purposes of the Plan (a) are to provide employees of the Company and its Designated Companies with an opportunity to acquire an equity ownership interest in the Company and (b) to

June 4, 2018 EX-10.6

Avalara, Inc. 2018 Employee Stock Purchase Plan, as amended and restated

EX-10.6 5 d317509dex106.htm AVALARA, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED Exhibit 10.6 AVALARA, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN (as amended and restated effective May 25, 2018) SECTION 1. PURPOSE The purposes of the Plan (a) are to provide employees of the Company and its Designated Companies with an opportunity to acquire an equity ownership interest in the Company and (b) to

June 4, 2018 EX-1.1

Form of Underwriting Agreement

EX-1.1 2 d317509dex11.htm FORM OF UNDERWRITING AGREEMENT Exhibit 1.1 Avalara, Inc. Common Stock, par value $0.0001 per share Underwriting Agreement [•], 2018 Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC As representatives of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street, New York, New York 10282-2198 c/o J.P. Morgan Securities LLC 383 Madis

June 4, 2018 EX-1.1

Form of Underwriting Agreement

EX-1.1 2 d317509dex11.htm FORM OF UNDERWRITING AGREEMENT Exhibit 1.1 Avalara, Inc. Common Stock, par value $0.0001 per share Underwriting Agreement [•], 2018 Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC As representatives of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street, New York, New York 10282-2198 c/o J.P. Morgan Securities LLC 383 Madis

June 4, 2018 S-1/A

As filed with the Securities and Exchange Commission on June 4, 2018

Table of Contents As filed with the Securities and Exchange Commission on June 4, 2018 Registration No.

June 4, 2018 EX-4.1

Form of Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-224850) filed with the SEC on June 4, 2018)

EX-4.1 3 d317509dex41.htm FORM OF COMMON STOCK CERTIFICATE Exhibit 4.1 AV INCORPORATED UNDER THE LAWS OF THE STATE CUSIP 05338G 10 6 OF WASHINGTON SEE REVERSE FOR CERTAIN DEFINITIONS This certifies that is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $.0001 PAR VALUE, OF AVALARA, INC. transferable on the books of the corporation in person or by duly authorized attorney

May 17, 2018 CORRESP

AVLR / AVALARA INC CORRESP

CORRESP FOIA CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO 17 C.F.R. § 200.83 BY AVALARA, INC.: AVLR-01 CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS. OMITTED INFORMATION HAS BEEN REPLACED IN THIS LETTER AS FILED VIA EDGAR WITH A PLACEHOLDER IDENTIFIED BY T

May 11, 2018 EX-10.23

Tenth Amended and Restated Voting Agreement, dated September 12, 2016 (incorporated by reference to Exhibit 10.23 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.23 AVALARA, INC. TENTH AMENDED AND RESTATED VOTING AGREEMENT THIS TENTH AMENDED AND RESTATED VOTING AGREEMENT is made and entered into as of September 12, 2016, by and among Avalara, Inc., a Washington corporation (the ?Company?), the holders of the Company?s Series A Preferred Stock (?Series A Preferred?), Series A-1 Preferred Stock (?Series A-1 Preferred?), Series A-2 Preferred Stock

May 11, 2018 EX-10.13

Loan and Security Agreement among the Registrant, Silicon Valley Bank, and Ally Bank dated June 6, 2016

Exhibit 10.13 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this ?Agreement?) dated as of June 6, 2016 (the ?Effective Date?) among (a) SILICON VALLEY BANK, a California corporation ?SVB?), in its capacity as administrative agent (?Agent?), (b) SVB, ALLY BANK, a Utah state bank (?Ally?), and each other Lender listed on Schedule 1 attached hereto and other financial institutions par

May 11, 2018 EX-10.22

Ninth Amended and Restated Investors’ Rights Agreement, dated September 12, 2016, as amended (incorporated by reference to Exhibit 10.22 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.22 AVALARA, INC. NINTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT THIS NINTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT (this ?Agreement?) is made as of September 12, 2016, by and among Avalara, Inc., a Washington corporation (the ?Company?), and each of the investors listed on Schedule A hereto. RECITAL Concurrently with the execution of this Agreement, the Company is enter

May 11, 2018 EX-10.1

Avalara, Inc. 2006 Equity Incentive Plan, as amended, and related forms of award agreement (incorporated by reference to Exhibit 10.1 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.1 AVALARA, INC. 2006 EQUITY INCENTIVE PLAN (as amended and restated effective as of August 15, 2017) 1. PURPOSES. (a) Eligible Stock Award Recipients. The persons eligible to receive Stock Awards are the Employees, Directors and Consultants of the Company and its Affiliates. (b) Available Stock Awards. The purpose of the Plan is to provide a means by which eligible recipients of Stock A

May 11, 2018 EX-10.8

Form of Indemnification Agreement made by and between the Registrant and each of its directors and executive officers (incorporated by reference to Exhibit 10.8 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.8 AVALARA, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (the ?Agreement?) is entered into on , 20 , between Avalara, Inc., a Washington corporation (the ?Company?), and the undersigned officer and/or director of the Company (?Indemnitee?), for good and valuable consideration as set forth below. Recitals A. The Company recognizes the importance, and increasing difficulty

May 11, 2018 EX-10.14

First Amendment to Loan and Security Agreement among the Registrant, Silicon Valley Bank, and Ally Bank dated April 28, 2017

Exhibit 10.14 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT This First Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 28th day of April, 2017, by and among (a) SILICON VALLEY BANK, a California corporation ?SVB?), in its capacity as administrative agent (?Agent?), (b) SVB, ALLY BANK, a Utah state bank (?Ally?), and each other ?Lender? party to the Loan and Securi

May 11, 2018 EX-10.11

Executive Employment Agreement between the Registrant and Alesia Pinney dated June 19, 2017 (incorporated by reference to Exhibit 10.11 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.11 AVALARA, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) is entered into as of June 19, 2017 (the ?Effective Date?) by and between Alesia Pinney (?Executive?) and Avalara, Inc., a Washington corporation (the ?Company?). As of the Effective Date, this Agreement shall supersede and replace in its entirety the Executive Employment Agreement dat

May 11, 2018 EX-3.2

Form of Amended and Restated Articles of Incorporation of the Registrant, to be in effect upon the closing of the offering

Exhibit 3.2 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF AVALARA, INC. ARTICLE 1. NAME The name of this corporation is Avalara, Inc. ARTICLE 2. SHARES 2.1 Authorized Capital Stock The total number of shares which this corporation is authorized to issue is 620,000,000, consisting of two classes of shares of capital stock to be designated, respectively, ?Common Stock,? and ?Preferred Stock.? Th

May 11, 2018 EX-10.8

Form of Indemnification Agreement made by and between the Registrant and each of its directors and executive officers (incorporated by reference to Exhibit 10.8 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.8 AVALARA, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (the ?Agreement?) is entered into on , 20 , between Avalara, Inc., a Washington corporation (the ?Company?), and the undersigned officer and/or director of the Company (?Indemnitee?), for good and valuable consideration as set forth below. Recitals A. The Company recognizes the importance, and increasing difficulty

May 11, 2018 EX-10.9

Executive Employment Agreement between the Registrant and Scott McFarlane dated June 19, 2017 (incorporated by reference to Exhibit 10.9 to the Registrant’s Registration Statement on Form S-1 (File No. 333-224850) filed with the SEC on May 11, 2018)

Exhibit 10.9 AVALARA, INC. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) is entered into as of June 19, 2017 (the ?Effective Date?) by and between Scott McFarlane (?Executive?) and Avalara, Inc., a Washington corporation (the ?Company?). As of the Effective Date, this Agreement shall supersede and replace in its entirety the Executive Employment Agreement da

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