الإحصائيات الأساسية
| CIK | 1002225 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Advent Software, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| April 20, 2016 |
424B3 1 d128531d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-210667 SS&C Technologies Holdings, Inc. Offer to Exchange 5.875% Senior Notes due 2023 for New 5.875% Senior Notes due 2023 Guaranteed by certain subsidiaries of SS&C Technologies Holdings, Inc. We are offering to exchange up to $600,000,000 of our new 5.875% Senior Notes due 2023 (the “new note |
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| August 6, 2015 |
ADVS / Advent Software, Inc. / LONDON CO OF VIRGINIA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* Advent Software, Inc. (Name of Issuer) Common Stock, Par Value $0.01 007974108 (CUSIP Number) August 31, 2015 (Date of Event Which Requires Filing of Thi |
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| July 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-26994 Advent Software, Inc. (Exact name of registrant as specified in i |
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| July 17, 2015 |
S-8 POS 1 a15-1539112s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
S-8 POS 1 a15-1539111s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
S-8 POS 1 a15-153911s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
S-8 POS 1 a15-153919s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
S-8 POS 1 a15-1539116s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
S-8 POS 1 a15-1539118s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
S-8 POS 1 a15-153913s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
S-8 POS 1 a15-1539119s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
S-8 POS 1 a15-153916s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. |
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| July 17, 2015 |
S-8 POS 1 a15-1539113s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
S-8 POS 1 a15-153918s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
S-8 POS 1 a15-153917s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
S-8 POS 1 a15-153915s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. |
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| July 17, 2015 |
S-8 POS 1 a15-1539110s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POS |
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| July 17, 2015 |
As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. |
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| July 17, 2015 |
S-8 POS 1 a15-153914s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. 333-198717 333-185034 333-169425 333-160261 333-153283 333-130018 333-114164 333-105318 333-105317 333-101320 333-100763 333-57782 333-43574 333-79573 333-79553 333-56905 333-39747 333-28725 333-918 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST |
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| July 17, 2015 |
As filed with the Securities and Exchange Commission on July 17, 2015 Registration No. |
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| July 14, 2015 |
As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. |
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| July 14, 2015 |
POS AM 1 dp57867posam-58659.htm FORM POS AM As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. 333-198114 Registration No. 333-190375 Registration No. 333-67546 Registration No. 333-66120 Registration No. 333-79659 Registration No. 333-58659 Registration No. 333-48513 Registration No. 333-19601 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| July 14, 2015 |
As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. |
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| July 14, 2015 |
POS AM 1 dp57865posam-66120.htm FORM POS AM As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. 333-198114 Registration No. 333-190375 Registration No. 333-67546 Registration No. 333-66120 Registration No. 333-79659 Registration No. 333-58659 Registration No. 333-48513 Registration No. 333-19601 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| July 14, 2015 |
POS AM 1 dp57868posam-48513.htm FORM POS AM As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. 333-198114 Registration No. 333-190375 Registration No. 333-67546 Registration No. 333-66120 Registration No. 333-79659 Registration No. 333-58659 Registration No. 333-48513 Registration No. 333-19601 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| July 14, 2015 |
As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. |
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| July 14, 2015 |
As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. |
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| July 14, 2015 |
POSASR 1 dp57862posasr-198114.htm FORM POSASR As filed with the Securities and Exchange Commission on July 14, 2015 Registration No. 333-198114 Registration No. 333-190375 Registration No. 333-67546 Registration No. 333-66120 Registration No. 333-79659 Registration No. 333-58659 Registration No. 333-48513 Registration No. 333-19601 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. |
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| July 8, 2015 |
AMENDED & RESTATED ADVENT SOFTWARE, INC. * * * * * ARTICLE 1 OFFICES EX-3.2 2 a15-153901ex3d2.htm EX-3.2 Exhibit 3.2 As Amended July 8, 2015 AMENDED & RESTATED BYLAWS OF ADVENT SOFTWARE, INC. * * * * * ARTICLE 1 OFFICES Section 1.01. Registered Office. The registered office of Advent Software, Inc. (the “Corporation”) shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at su |
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| July 8, 2015 |
8-K 1 a15-1539018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2015 ADVENT SOFTWARE, INC. (Exact name of registrant as specified in charter) Delaware 0-26994 94-2901952 (State or other jurisdiction of incorporatio |
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| June 23, 2015 |
8-K 1 a15-1454418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 22, 2015 ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) Delaware 0-26994 94-2901952 (State or other jurisdiction of incorpor |
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| May 11, 2015 |
ADVS / Advent Software, Inc. / BAMCO INC /NY/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 07)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) April 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| May 7, 2015 |
ADVS / Advent Software, Inc. / Neuberger Berman Group LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Advent Software Inc (Name of Issuer) Common (Title of Class of Securities) 7974108 (CUSIP Number) April 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| May 7, 2015 |
8-K 1 a15-1092618k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2015 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware (State or other jurisdiction of in |
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| May 7, 2015 |
ADVENT SOFTWARE REPORTS FIRST QUARTER 2015 RESULTS Record Quarterly Revenues of $103 Million, up 7% Exhibit 99.1 ADVENT SOFTWARE REPORTS FIRST QUARTER 2015 RESULTS Record Quarterly Revenues of $103 Million, up 7% SAN FRANCISCO ? May 7, 2015 ? Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the first quarter ended March 31, 2015. ?Advent?s business achieved record quarterly re |
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| May 7, 2015 |
Exhibit 99.2 Advent Software, Inc. First Quarter 2015 Earnings Highlights May 7, 2015 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements Any forward-looking statements included in this presentation, including comments regarding product releases, enhancements and updates reflect management's best judgment based on factors currently known and involve risk |
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| May 7, 2015 |
Advent Software 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 0-26994 ADVENT SOFTWARE, INC. (Exact name of r |
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| April 29, 2015 |
Advent Software 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-26994 ADVENT |
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| April 23, 2015 |
8-K 1 a15-976518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2015 ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) Delaware 0-26994 94-2901952 (State or other jurisdiction of incorpor |
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| April 14, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 a15-916218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 14, 2015 ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) Delaware 0-26994 94-2901952 (State or other jurisdiction of incorpor |
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| April 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2015 Date of Report (Date of earliest event reported) ADVENT SOFTWARE, INC. |
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| April 1, 2015 |
8-K 1 a15-841718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2015 Date of Report (Date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) Delaware 0-26994 94-2901952 (State or other jurisdiction of incorpora |
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| March 23, 2015 |
8-K 1 a15-747118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2015 Date of Report (Date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) Delaware 0-26994 94-2901952 (State or other jurisdiction of incorpor |
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| March 3, 2015 |
ADVS / Advent Software, Inc. DEFM14A - - DEFM14A DEFM14A 1 a2223289zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check |
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| February 18, 2015 |
ADVS / Advent Software, Inc. PREM14A - - PREM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 17, 2015 |
ADVS / Advent Software, Inc. / BAMCO INC /NY/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) Calendar Year 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 13, 2015 |
ADVS / Advent Software, Inc. / LONDON CO OF VIRGINIA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* Advent Software, Inc. (Name of Issuer) Common Stock, Par Value $0.01 007974108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of T |
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| February 12, 2015 |
ADVS / Advent Software, Inc. / Ss&c Technologies Holdings Inc - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ADVENT SOFTWARE, INC. (Name of Issuer) Common Stock, $0.01 Par Value Per Share (Title of Class of Securities) 007974108 (CUSIP Number) Paul G. Igoe General Counsel SS&C Technologies Holdings, Inc. 80 Lamberton Road Windsor, Connecticut 06095 Tel. No.: (860) 298-4500 (Name, |
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| February 11, 2015 |
ADVS / Advent Software, Inc. / Neuberger Berman Group LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Advent Software Inc (Name of Issuer) Common (Title of Class of Securities) 7974108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 10, 2015 |
ADVS / Advent Software, Inc. / VANGUARD GROUP INC Passive Investment adventsoftwareinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Advent Software Inc Title of Class of Securities: Common Stock CUSIP Number: 007974108 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate bo |
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| February 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 2, 2015 Date of Report (Date of earliest event reported) ADVENT SOFTWARE, INC. |
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| February 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of February 2, 2015 among ADVENT SOFTWARE, INC., SS&C TECHNOLOGIES HOLDINGS, INC. and ARBOR ACQUISITION COMPANY, INC. TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 8 ARTICLE 2 THE MERGER Section |
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| February 3, 2015 |
Exhibit 99.1 About SS&C Technologies SS&C is a global provider of investment and financial software-enabled services and software focused exclusively on the global financial services industry. Founded in 1986, SS&C has its headquarters in Windsor, Connecticut and offices around the world. Some 6,900 financial services organizations, from the world’s largest institutions to local firms, manage and |
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| February 3, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of February 2, 2015 among ADVENT SOFTWARE, INC., SS&C TECHNOLOGIES HOLDINGS, INC. and ARBOR ACQUISITION COMPANY, INC. TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 8 ARTICLE 2 THE MERGER Section |
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| February 3, 2015 |
AMENDED AND RESTATED ADVENT SOFTWARE, INC. (a Delaware corporation) (As of February 2, 2015) Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) (As of February 2, 2015) AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 2 2.3 SPECIAL MEETING 6 2.4 N |
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| February 3, 2015 |
ADVS / Advent Software, Inc. DEFA14A - - DEFA14A DEFA14A 1 a15-32054defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: |
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| February 3, 2015 |
Exhibit 99.1 About SS&C Technologies SS&C is a global provider of investment and financial software-enabled services and software focused exclusively on the global financial services industry. Founded in 1986, SS&C has its headquarters in Windsor, Connecticut and offices around the world. Some 6,900 financial services organizations, from the world’s largest institutions to local firms, manage and |
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| February 3, 2015 |
ADVS / Advent Software, Inc. DEFA14A - - 8-K DEFA14A 1 a2222918z8-k.htm 8-K QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 2, 2015 Date of Report (Date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its char |
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| February 3, 2015 |
AMENDED AND RESTATED ADVENT SOFTWARE, INC. (a Delaware corporation) (As of February 2, 2015) EX-3.1 3 a2222918zex-31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) (As of February 2, 2015) AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL ME |
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| February 2, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 28, 2015 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| February 2, 2015 |
Exhibit 10.1 FOURTEENTH AMENDMENT THIS FOURTEENTH AMENDMENT (the “Amendment”) is made and entered into as of January 7, 2015, by and between TODA AMERICA, INC., a California corporation (“Landlord”), and ADVENT SOFTWARE, INC., a Delaware corporation (“Tenant”). RECITALS A. Landlord and Tenant are parties to that certain lease dated January 1, 2006 (the “Original Lease”), which Original Lease has b |
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| February 2, 2015 |
ADVENT SOFTWARE REPORTS FOURTH QUARTER AND FULL YEAR 2014 RESULTS Exhibit 99.1 ADVENT SOFTWARE REPORTS FOURTH QUARTER AND FULL YEAR 2014 RESULTS · Record Full-Year GAAP Operating Income of $84 Million, up 82% · Record Full-Year Operating Cash Flow of $115 Million, up 17% SAN FRANCISCO — February 2, 2015 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial r |
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| February 2, 2015 |
Exhibit 99.2 Advent Software, Inc. Fourth Quarter 2014 Earnings Highlights February 2, 2015 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements Any forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and uncertainties and our actual results may differ materially fr |
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| November 7, 2014 |
ADVS / Advent Software, Inc. / TPG Advisors VI, Inc. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. |
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| October 27, 2014 |
Exhibit 99.1 ADVENT SOFTWARE REPORTS THIRD QUARTER 2014 RESULTS · GAAP Diluted EPS of $0.22, up 22% · Non-GAAP Diluted EPS of $0.37, up 18% · Operating Cash Flow of $28 Million, up 24% SAN FRANCISCO — October 27, 2014 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the third |
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| October 27, 2014 |
Exhibit 99.2 Advent Software, Inc. Third Quarter 2014 Earnings Highlights October 27, 2014 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and u |
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| October 27, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 27, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| September 12, 2014 |
ADVS / Advent Software, Inc. S-8 - - S-8 As filed with the Securities and Exchange Commission on September 12, 2014 Registration No. |
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| August 21, 2014 |
ADVS / Advent Software, Inc. / TPG Advisors VI, Inc. Activist Investment SC 13D/A 1 tpgvi-adventsc13da10820.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Advent Software, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 007974108 (CUSIP Numb |
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| August 15, 2014 |
Advent Software, Inc. Announces Secondary Offering of Common Stock EX-99.1 Exhibit 99.1 Advent Software, Inc. Announces Secondary Offering of Common Stock SAN FRANCISCO — August 13, 2014 – Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, today announced the sale of 3,750,000 shares of its common stock by private investment fund TPG. The company will not receive any of the proceeds from |
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| August 15, 2014 |
ADVENT SOFTWARE, INC. 3,750,000 Shares of Common Stock Underwriting Agreement EX-1.1 2 d776398dex11.htm EX-1.1 Exhibit 1.1 ADVENT SOFTWARE, INC. 3,750,000 Shares of Common Stock Underwriting Agreement August 13, 2014 UBS Securities LLC 299 Park Avenue, New York, New York 10171 Ladies and Gentlemen: TPG VI April Holdings, LP, a Delaware limited liability partnership (the “Selling Stockholder”), a stockholder of Advent Software, Inc., a Delaware corporation (the “Company”), p |
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| August 15, 2014 |
3,750,000 Shares Advent Software, Inc. Common Stock Prepared by R.R. Donnelley Financial - 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-198114 Prospectus Supplement (to Prospectus Dated August 13, 2014) 3,750,000 Shares Advent Software, Inc. Common Stock All of the shares of our common stock in this offering are being sold by the selling stockholder identified in this prospectus supplement. We will not receive any o |
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| August 15, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 13, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other jurisdiction of incorporation or o |
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| August 13, 2014 |
ADVS / Advent Software, Inc. S-3ASR - - FORM S-3 Prepared by R.R. Donnelley Financial - Form S-3 Table of Contents As filed with the Securities and Exchange Commission on August 13, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT Under The Securities Act of 1933 ADVENT SOFTWARE, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 94-2901952 (State |
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| August 13, 2014 |
Subject to Completion, Dated August 13, 2014 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-198114 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Co |
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| July 28, 2014 |
Exhibit 99.2 Advent Software, Inc. Second Quarter 2014 Earnings Highlights July 28, 2014 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and unc |
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| July 28, 2014 |
8-K 1 a14-1786418k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 28, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware (State or other jurisdiction of |
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| July 28, 2014 |
EX-99.1 2 a14-178641ex99d1.htm EX-99.1 Exhibit 99.1 ADVENT SOFTWARE REPORTS SECOND QUARTER 2014 RESULTS Record Second Quarter Revenue of $100.4 Million and GAAP Diluted EPS of $0.24 SAN FRANCISCO — July 28, 2014 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the second quart |
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| May 13, 2014 |
Exhibit 10.1 ADVENT SOFTWARE, INC. 2002 STOCK PLAN (as amended and restated effective as of May 18, 2005) (as amended and restated effective as of April 1, 2008) (as amended and restated effective as of April 1, 2009) (as amended and restated effective as of April 1, 2010) (as amended and restated effective as of April 1, 2012) (as amended and restated effective as of June 12, 2013) (as amended an |
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| May 13, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| May 13, 2014 |
Advent Software Announces Election of Michael Frandsen to Board of Directors Exhibit 99.1 Advent Software Announces Election of Michael Frandsen to Board of Directors SAN FRANCISCO — May 12, 2014 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, today announced that the company’s stockholders elected Michael Frandsen as a new member of its Board of Directors at the company’s annual stockholder |
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| April 28, 2014 |
Exhibit 99.1 ADVENT SOFTWARE REPORTS FIRST QUARTER 2014 RESULTS Record First Quarter Operating Cash Flow of $20.9 Million, up 21%, and Annualized Recurring Run Rate of $376 Million, up 6%, Compared to The Prior Year. SAN FRANCISCO — April 28, 2014 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its fi |
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| April 28, 2014 |
ADVENT SOFTWARE ANNOUNCES QUARTERLY DIVIDEND Exhibit 99.3 ADVENT SOFTWARE ANNOUNCES QUARTERLY DIVIDEND SAN FRANCISCO — April 28, 2014 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, today announced that its Board of Directors has approved the payment of a quarterly cash dividend to its shareholders. The quarterly cash dividend payment of $0.13 per common share |
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| April 28, 2014 |
Exhibit 99.2 Advent Software, Inc. First Quarter 2014 Earnings Highlights April 28, 2014 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and unc |
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| April 28, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 28, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| March 27, 2014 |
DEFA14A 1 a14-23323defa14a.htm DEFA14A See the reverse side of this notice to obtain proxy materials and voting instructions. *** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on . You are receiving this communication because you hold shares in the above named company. This is not a ballot. You cannot use this |
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| March 27, 2014 |
DEF 14A 1 a2219055zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the app |
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| March 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other jurisdiction of incorporation or organi |
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| March 20, 2014 |
ADVENT SOFTWARE, INC. EXECUTIVE SEVERANCE PLAN (As amended and restated March 14, 2014) Exhibit 10.2 ADVENT SOFTWARE, INC. EXECUTIVE SEVERANCE PLAN (As amended and restated March 14, 2014) This Executive Severance Plan (the “Plan”), originally adopted by Advent Software, Inc. (the “Company”) effective March 14, 2006 and amended and restated October 1, 2008, is hereby amended and restated in its entirety as of March 14, 2014 (the “Effective Date”). The Plan applies to members of the C |
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| March 20, 2014 |
ADVENT SOFTWARE, INC. CHIEF EXECUTIVE OFFICER SEVERANCE PLAN Exhibit 10.1 ADVENT SOFTWARE, INC. CHIEF EXECUTIVE OFFICER SEVERANCE PLAN This Chief Executive Officer Severance Plan (the “Plan”) is adopted by Advent Software, Inc. (the “Company”) effective March 14, 2014 (the “Effective Date”). The Plan applies to the Company’s chief executive officer (the “Executive”). This plan supersedes in its entirety (but solely with respect to the Executive), the Execut |
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| February 25, 2014 |
Advent Software 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2014 |
ADVS / Advent Software, Inc. / Clearbridge Investments, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 08)* ADVENT SOFTWARE INC (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 14, 2014 |
ADVS / Advent Software, Inc. / BAMCO INC /NY/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) Calendar Year 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 12, 2014 |
ADVS / Advent Software, Inc. / Neuberger Berman Group LLC - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Advent Software Inc (Name of Issuer) Common (Title of Class of Securities) 7974108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 12, 2014 |
ADVS / Advent Software, Inc. / LONDON CO OF VIRGINIA Passive Investment SC 13G/A 1 fp0009419sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Advent Software, Inc. (Name of Issuer) Common Stock, Par Value $0.01 007974108 (CUSIP Number) December 31, 2013 (Date of E |
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| February 10, 2014 |
ADVS / Advent Software, Inc. / VANGUARD GROUP INC Passive Investment SC 13G 1 adventsoftwareinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Advent Software Inc Title of Class of Securities: Common Stock CUSIP Number: 007974108 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pursuant to |
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| February 3, 2014 |
8-K 1 a14-485918k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 3, 2014 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware (State or other jurisdiction o |
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| February 3, 2014 |
Exhibit 99.2 Advent Software, Inc. Fourth Quarter 2013 Earnings Highlights February 3, 2014 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and |
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| February 3, 2014 |
EX-99.1 2 a14-48591ex99d1.htm EX-99.1 Exhibit 99.1 ADVENT SOFTWARE REPORTS FOURTH QUARTER AND FULL YEAR 2013 RESULTS Company Achieves Record Quarterly Revenue of $97.6 Million, up 6% and Record Operating Cash Flow of $36.7 Million, up 12% SAN FRANCISCO — February 3, 2014 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry |
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| October 28, 2013 |
EX-99.1 2 a13-229691ex99d1.htm EX-99.1 Exhibit 99.1 Advent Software Reports Third Quarter 2013 Results Company Achieves Record Quarterly Revenue of $97 Million SAN FRANCISCO — October 28, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the third quarter ended September 3 |
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| October 28, 2013 |
8-K 1 a13-2296918k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 28, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware (State or other jurisdiction |
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| October 28, 2013 |
Exhibit 99.2 Advent Software, Inc. Third Quarter 2013 Earnings Highlights October 28, 2013 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and u |
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| September 18, 2013 |
8-K 1 a13-2083518k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 17, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State |
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| September 18, 2013 |
Advent Software Announces Changes to its Board of Directors EX-99.1 3 a13-208351ex99d1.htm EX-99.1 Exhibit 99.1 Advent Software Announces Changes to its Board of Directors SAN FRANCISCO — September 18, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, today announced that Stephanie G. DiMarco has been named Chair of its Board of Directors, replacing John H. Scully, who re |
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| September 18, 2013 |
AMENDED AND RESTATED ADVENT SOFTWARE, INC. (a Delaware corporation) (As of September 18, 2013) Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) (As of September 18, 2013) AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 2 2.3 SPECIAL MEETING 6 2.4 |
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| August 13, 2013 |
EXHIBIT A Pursuant to Rule 13d-1(k) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them in the capacities set forth below. |
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| August 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT of 1934 (AMENDMENT NO. 19)* Advent Software, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 007974108 (CUSIP Number) SPO Partners & Co. 591 Redwood Highway, Suite 3215 Mill Valley, California 94941 (415) 383-6600 with a copy to: Alison |
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| August 8, 2013 |
EX-10.1 3 a13-178784ex10d1.htm EX-10.1 Exhibit 10.1 STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is entered into as of August 7, 2013 by and between ADVENT SOFTWARE, INC., a Delaware corporation (the “Company”), and J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED as representatives (the “Representatives”) of the several Underwriter |
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| August 8, 2013 |
7,261,844 Shares Advent Software, Inc. Common Stock 424B5 1 a2216317z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-190375 Prospectus Supplement (to Prospectus Dated August 5, 2013) 7,261,844 Shares Advent Software, Inc. Common Stock We are offering 7,261,844 shares of our common stock. All of the shares of our common stock in |
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| August 8, 2013 |
8-K 1 a13-1787848k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other jurisdiction |
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| August 8, 2013 |
ADVENT SOFTWARE, INC. 7,261,844 Shares of Common Stock Underwriting Agreement EX-1.1 2 a13-178784ex1d1.htm EX-1.1 Exhibit 1.1 ADVENT SOFTWARE, INC. 7,261,844 Shares of Common Stock Underwriting Agreement August 7, 2013 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 and c/o Merrill Lynch, Pierce, |
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| August 5, 2013 |
Exhibit 10.1 STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is entered into as of August [•], 2013 by and between ADVENT SOFTWARE, INC., a Delaware corporation (the “Company”), and J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED as representatives (the “Representatives”) of the several Underwriters identified on Schedule 1 to the Und |
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| August 5, 2013 |
Subject to Completion, Dated August 5, 2013 424B5 1 a2216246z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-190375 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they see |
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| August 5, 2013 |
S-3ASR 1 a2216241zs-3asr.htm S-3ASR Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on August 5, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT Under The Securities Act of 1933 ADVENT SOFTWARE, INC. (Exact name of Registrant as |
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| July 29, 2013 |
Exhibit 99.2 Advent Software, Inc. Second Quarter 2013 Earnings Highlights July 29, 2013 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance, and statements regarding our momentum and market opportunities, and any other forward-looking statements included in this presentation reflect management's best ju |
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| July 29, 2013 |
EX-99.1 2 a13-174211ex99d1.htm EX-99.1 Exhibit 99.1 Advent Software Reports Second Quarter 2013 Results Company Achieves Record Quarterly Revenue of $96 Million, Non-GAAP Earnings per Share of $0.37, and Non-GAAP Operating Profit of $31 Million SAN FRANCISCO — July 29, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management indus |
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| July 29, 2013 |
8-K 1 a13-1742118k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or oth |
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| June 14, 2013 |
Advent Software Announces Ex-Dividend Date of July 10, 2013 for Special Cash Dividend Exhibit 99.1 Advent Software Announces Ex-Dividend Date of July 10, 2013 for Special Cash Dividend SAN FRANCISCO — June 14, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, today announced that NASDAQ has established July 10, 2013 as the ex-dividend date for the special cash dividend approved by Advent’s Board o |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 14, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other jurisdiction of incorporation or organiz |
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| June 13, 2013 |
EX-10.2 3 a13-148231ex10d2.htm EX-10.2 Exhibit 10.2 AMENDED AND RESTATED GUARANTEE AND COLLATERAL AGREEMENT made by ADVENT SOFTWARE, INC. and certain of its Subsidiaries in favor of JPMORGAN CHASE BANK, N.A., as Administrative Agent Dated as of June 12, 2013 TABLE OF CONTENTS Page SECTION 1. DEFINED TERMS 1 1.1 Definitions 1 1.2 Other Definitional Provisions 5 SECTION 2. GUARANTEE 5 2.1 Guarantee |
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| June 13, 2013 |
Exhibit 10.1 $425,000,000 AMENDED AND RESTATED CREDIT AGREEMENT among ADVENT SOFTWARE, INC., as Borrower, The Several Lenders from Time to Time Parties Hereto, CAPITAL ONE, NATIONAL ASSOCIATION COMERICA BANK COMPASS BANK FIFTH THIRD BANK HSBC BANK USA, N.A. REGIONS BANK U.S. BANK NATIONAL ASSOCIATION WELLS FARGO BANK, N.A., as Co-Documentation Agents, BANK OF AMERICA, N.A., as Syndication Agent, a |
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| June 13, 2013 |
Exhibit 99.1 Advent Software Announces Recapitalization Transaction; Declares a Special Dividend of $9 Per Share; Closes $425 Million Senior Credit Facility SAN FRANCISCO — June 13, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, today announced a one-time special cash dividend of $9 per share totaling approxim |
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| June 13, 2013 |
Entry into a Material Definitive Agreement 8-K 1 a13-1482318k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 12, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or o |
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| May 15, 2013 |
8-K 1 a13-1250118k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other |
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| May 13, 2013 |
ADVS / Advent Software, Inc. / TPG Advisors VI, Inc. Activist Investment SC 13D 1 tpgvi-adv13d0513.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Advent Software, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 007974108 (CUSIP Number) Ronald Cami Vice Presid |
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| May 10, 2013 |
EX-99.A 2 ex-a.htm AGREEMENT PURSUANT TO RULE 13D-1(K) EXHIBIT A Pursuant to Rule 13d-1(k) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them in the capacities set forth below. DATED: Ma |
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| May 10, 2013 |
SC 13D/A 1 sc0074.htm SCHEDULE 13D, AMENDMENT NO. 18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT of 1934 (AMENDMENT NO. 18)* Advent Software, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 007974108 (CUSIP Number) SPO Partners & Co. 591 Redwood Highway, Suite 3215 Mill Valley, C |
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| April 29, 2013 |
Exhibit 99.1 Advent Software Reports First Quarter 2013 Results Company Achieves Record Profits and Strong First Quarter Bookings of $8.7 Million SAN FRANCISCO — April 29, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the first quarter ended March 31, 2013. “Advent had |
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| April 29, 2013 |
Exhibit 99.2 Advent Software, Inc. First Quarter 2013 Earnings Highlights April 29, 2013 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance, and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and un |
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| April 29, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 29, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| April 11, 2013 |
SC 13D/A 1 sc0062.htm SCHEDULE 13D, AMENDMENT NO. 17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT of 1934 (AMENDMENT NO. 17)* Advent Software, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 007974108 (CUSIP Number) SPO Partners & Co. 591 Redwood Highway, Suite 3215 Mill Valley, C |
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| April 11, 2013 |
STOCK PURCHASE AGREEMENT dated as of April 10, 2013, by and among TPG VI APRIL HOLDINGS, LP STOCK PURCHASE AGREEMENT dated as of April 10, 2013, by and among TPG VI APRIL HOLDINGS, LP and THE STOCKHOLDERS LISTED ON EXHIBIT A TABLE OF CONTENTS ARTICLE I SALE AND PURCHASE OF STOCK Section 1. |
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| April 11, 2013 |
EXHIBIT A Pursuant to Rule 13d-1(k) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them in the capacities set forth below. |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 28, 2013 |
DEF 14A 1 a2213838zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Pr |
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| February 14, 2013 |
ADVS / Advent Software, Inc. / BAMCO INC /NY/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) Calendar Year 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 13, 2013 |
SC 13G/A 1 a13-49291sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 6, 2013 |
ADVS / Advent Software, Inc. / LONDON CO OF VIRGINIA Passive Investment SC 13G/A 1 fp0006270sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Advent Software, Inc. (Name of Issuer) Common Stock, Par Value $0.01 007974108 (CUSIP Number) December 31, 2012 (Date of E |
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| February 4, 2013 |
EX-99.1 2 a13-42971ex99d1.htm EX-99.1 Exhibit 99.1 Advent Software Reports Fourth Quarter and Full Year 2012 Results Company Achieves Record Quarterly Revenue of $92 Million and Fourth Quarter Non-GAAP Operating Profit of $25 Million SAN FRANCISCO — February 4, 2013 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, ann |
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| February 4, 2013 |
Exhibit 99.2 Advent Software, Inc. Fourth Quarter 2012 Earnings Highlights February 4, 2013 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under Financial Guidance, and statements regarding the strength of our business momentum, market opportunities, and any other forward-looking statements included in this presentation ref |
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| February 4, 2013 |
8-K 1 a13-429718k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2013 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware (State or other jurisdiction o |
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| December 6, 2012 |
8-K 1 a12-2869318k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or |
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| November 19, 2012 |
As filed with the Securities and Exchange Commission on November 19, 2012 Registration No. |
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| October 30, 2012 |
EX-99.2 3 a12-254041ex99d2.htm EX-99.2 Exhibit 99.2 Advent Software, Inc. Third Quarter 2012 Earnings Highlights October 30, 2012 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under 2012 guidance, and any other forward-looking statements included in this presentation reflect management's best judgment based on factors cur |
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| October 30, 2012 |
Exhibit 99.1 Advent Software Reports Third Quarter 2012 Results Company Achieves Record Quarterly Revenue of $90 Million and Third Quarter Non-GAAP Operating Margin of Over 23% SAN FRANCISCO — October 30, 2012 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the third quarter |
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| October 30, 2012 |
8-K 1 a12-2540418k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 24, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or |
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| October 19, 2012 |
8-K/A 1 a12-2449018ka.htm 8-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) State of Delaware (State or other juris |
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| September 7, 2012 |
ADVS / Advent Software, Inc. / LONDON CO OF VIRGINIA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Advent Software, Inc. (Name of Issuer) Common Stock, Par Value $0.01 007974108 (CUSIP Number) August 31, 2012 (Date of Event Which Requires Filing of Thi |
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| September 7, 2012 |
ADVS / Advent Software, Inc. / LONDON CO OF VIRGINIA Passive Investment SC 13G 1 fp0005497sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Advent Software, Inc. (Name of Issuer) Common Stock, Par Value $0.01 007974108 (CUSIP Number) August 31, 2012 (Date of Event |
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| August 16, 2012 |
AMENDED AND RESTATED ADVENT SOFTWARE, INC. (a Delaware corporation) (As of September 25, 2012) Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) (As of September 25, 2012) AMENDED AND RESTATED BYLAWS OF ADVENT SOFTWARE, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 2 2.3 SPECIAL MEETING 6 2.4 |
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| August 16, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other jurisdiction of (Com |
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| July 30, 2012 |
Exhibit 99.2 Advent Software, Inc. Second Quarter 2012 Earnings Highlights July 30, 2012 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under 2012 guidance, and any other forward-looking statements included in this presentation reflect management's best judgment based on factors currently known and involve risks and uncert |
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| July 30, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 30, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| July 30, 2012 |
EX-99.1 2 a12-172331ex99d1.htm EX-99.1 Exhibit 99.1 Advent Software Reports Second Quarter 2012 Results Company Achieves Record Quarterly Revenue of $90 Million and Record Second Quarter Bookings of Over $7 Million SAN FRANCISCO — July 30, 2012 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its finan |
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| July 6, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 1, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or other jurisdiction of (Commis |
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| May 15, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 8, 2011 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) State of Delaware (State or other jurisdiction of incorporation or or |
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| May 15, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| April 30, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| April 30, 2012 |
EX-99.1 2 a12-108021ex99d1.htm EX-99.1 Exhibit 99.1 Advent Software Reports First Quarter 2012 Results Company Achieves Record Quarterly Revenue of $87 Million and Record First Quarter Bookings of Over $7 Million SAN FRANCISCO — April 30, 2012 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financ |
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| April 30, 2012 |
EX-99.2 3 a12-108021ex99d2.htm EX-99.2 Exhibit 99.2 Advent Software, Inc. First Quarter 2012 Earnings Highlights April 30, 2012 Advent Investor Relations Contact: [email protected] Advent Software, Inc. 2 ADVS Forward-Looking Statements The financial projections under 2012 guidance, and any other forward-looking statements included in this presentation reflect management's best judgmen |
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| March 30, 2012 |
DEFA14A 1 a12-15663defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 30, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 14, 2012 |
ADVS / Advent Software, Inc. / BAMCO INC /NY/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* Advent Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 007974108 (CUSIP Number) Calendar Year 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 13, 2012 |
8-K 1 a12-481418k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 7, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of Registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or o |
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| February 6, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 6, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. |
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| February 6, 2012 |
Exhibit 99.1 Advent Software Achieves Record Quarterly Revenue of $86 Million and Record Annual Revenue of $326 Million for 2011 Company Reports Record ACV of $34 Million for the Year SAN FRANCISCO — February 6, 2012 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services to the global investment management industry, announced today its financial results for the fourth |
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| February 6, 2012 |
EX-99.2 3 a12-42861ex99d2.htm EX-99.2 Exhibit 99.2 Advent Software, Inc. Fourth Quarter 2011 Earnings Highlights February 6, 2012 Advent Investor Relations Contact: [email protected] ADVS Forward-Looking Statements The financial projections under 2012 guidance, and any other forward-looking statements included in this presentation reflect management's best judgment based on factors curr |
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| January 5, 2012 |
8-K 1 a12-214318k.htm 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 3, 2012 Date of Report (date of earliest event reported) ADVENT SOFTWARE, INC. (Exact name of registrant as specified in its charter) State of Delaware 0-26994 94-2901952 (State or |
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| January 5, 2012 |
EX-99.1 2 a12-21431ex99d1.htm EX-99.1 Exhibit 99.1 Advent Announces CEO Succession Plan Pete Hess, Advent’s President, to Succeed Founder Stephanie DiMarco as CEO SAN FRANCISCO— January 5, 2012 — Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, today announced its Board of Directors has appointed Advent’s President Pet |
