Market Value154,452,000
Total Holdings1133
File Date2014-07-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADT / ADT Inc.
AFL / Aflac Incorporated
MITT / AG Mortgage Investment Trust, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
AXDX / Accelerate Diagnostics, Inc.
ACMP /
US00448Q2012 / Achillion Pharmaceuticals, Inc.
ATVI / Activision Blizzard Inc
AVK / Advent Convertible and Income Fund
HYLD / Exchange Listed Funds Trust - High Yield ETF
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
AET / Aetna, Inc.
AEM / Agnico Eagle Mines Limited
ADC / Agree Realty Corporation
AGU / Agrium Inc.
APD / Air Products and Chemicals, Inc.
ARG / Airgas, Inc.
AKAM / Akamai Technologies, Inc.
ALK / Alaska Air Group, Inc.
ARNC / Arconic Corporation
ALEX / Alexander & Baldwin, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
ALGN / Align Technology, Inc.
AWF / AllianceBernstein Global High Income Fund
AB / AllianceBernstein Holding L.P. - Limited Partnership
NCZ / Virtus Convertible & Income Fund II
NIE / Virtus Equity & Convertible Income Fund
ALL / The Allstate Corporation
AWP / abrdn Global Premier Properties Fund
AOD / Abrdn Total Dynamic Dividend Fund
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
AEE / Ameren Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AAL / American Airlines Group Inc.
AGNC / AGNC Investment Corp.
MTGE / American Capital Mortgage Investment Corp.
ACSF / American Capital Senior Floating, Ltd.
AMZGQ / American Eagle Energy Corporation
AXP / American Express Company
LO /
AIG / American International Group, Inc.
ANAT / American National Group, Inc.
ARII / American Railcar Industries, Inc.
AMSC / American Superconductor Corporation
AMT / American Tower Corporation
ABC / Amerisource Bergen Corp.
APU / AmeriGas Partners, L.P.
AMGN / Amgen Inc.
YNDX / Yandex N.V.
US0325111070 / Anadarko Petroleum Corp.
ADI / Analog Devices, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
US0352901054 / Anixter International, Inc.
NLY / Annaly Capital Management, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
APA / APA Corporation
APO / Apollo Global Management, Inc.
AIF / Apollo Tactical Income Fund Inc.
AAPL / Apple Inc.
AMAT / Applied Materials, Inc.
AMCC / Applied Micro Circuits Corp.
AREX / Approach Resources, Inc.
WTRG / Essential Utilities, Inc.
ARCB / ArcBest Corporation
ARCH / Arch Resources, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
ARNA / Arena Pharmaceuticals Inc
ARCC / Ares Capital Corporation
ARIA / ARIAD Pharmaceuticals, Inc.
ARKANSAS BEST CORP / Stock (040790107)
AAIC / Arlington Asset Investment Corp - Class A
AHH / Armada Hoffler Properties, Inc.
ARR / ARMOUR Residential REIT, Inc.
ARROWHEAD RESEARCH CORP / Stock (042797209)
ARTC / Arthrocare Corp
ASH / Ashland Inc.
ASHFORD HOSPITALITY TR INC 9 00% CUM PFDSER E / REIT (044103505)
AEC / Associated Estates Realty Corp
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
APL.PRE / Atlas Pipeline Partners L.P.
US88829M1053 / Titan Energy LLC
GWP / GW Pharmaceuticals plc
ADP / Automatic Data Processing, Inc.
AZO / AutoZone, Inc.
AVP / Avon Products, Inc.
BGS / B&G Foods, Inc.
BCE / BCE Inc.
BGCP / BGC Partners Inc - Class A
BP / BP p.l.c. - Depositary Receipt (Common Stock)
OKE / ONEOK, Inc.
BPT / BP Prudhoe Bay Royalty Trust
BPZRQ / BPZ Resources, Inc.
BTGOF / BT Group plc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BLL / Ball Corp.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BXS / BancorpSouth Bank
BAC / Bank of America Corporation
BAC.PRL / Bank of America Corporation - Preferred Stock
BK / The Bank of New York Mellon Corporation
BNS / The Bank of Nova Scotia
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
BAL / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BALB
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
COW / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_COWB
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
GOLD / Barrick Mining Corporation
BBG / Bill Barrett Corp.
BAX / Baxter International Inc.
BEAV / B/E Aerospace, Inc.
BDX / Becton, Dickinson and Company
BMS / Bemis Co., Inc.
WRB / W. R. Berkley Corporation
BRK.B / Berkshire Hathaway Inc.
BERY / Berry Global Group, Inc.
BBY / Best Buy Co., Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BH / Biglari Holdings Inc.
BMRN / BioMarin Pharmaceutical Inc.
US0917271076 / Bitauto Holdings Ltd.
BB / BlackBerry Limited
BNY / BlackRock New York Municipal Income Trust
BOE / BlackRock Enhanced Global Dividend Trust
BTZ / BlackRock Credit Allocation Income Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
BGY / BlackRock Enhanced International Dividend Trust
BKCC / BlackRock Capital Investment Corporation
BX / Blackstone Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
MYN / BlackRock MuniYield New York Quality Fund, Inc.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
BIT / BlackRock Multi-Sector Income Trust
DVN / Devon Energy Corporation
BWP / Boardwalk Pipeline Partners L.P
BOBE / Bob Evans Farms, Inc.
BA / The Boeing Company
SAM / The Boston Beer Company, Inc.
BRC / Brady Corporation
BBEP / Breitburn Energy Partners LP
INF / Brookfield Global Listed Infrastructure Income Fund
US1182301010 / Buckeye Partners, L.P.
BKE / The Buckle, Inc.
19041P105 / CBS Corp.
IGR / CBRE Global Real Estate Income Fund
CI / The Cigna Group
CME / CME Group Inc.
ICMB / Investcorp Credit Management BDC, Inc.
CPL / CPFL Energia S.A.
CSX / CSX Corporation
CST / CST Brands, Inc.
UAN / CVR Partners, LP - Limited Partnership
CVRR / CVR Refining LP
CVS / CVS Health Corporation
CYS / CYS Investments, Inc.
CAIAF / CA Immobilien Anlagen AG
CAB / Cabela's Incorporated
CHI / Calamos Convertible Opportunities and Income Fund
CHY / Calamos Convertible and High Income Fund
CSQ / Calamos Strategic Total Return Fund
CPE / Callon Petroleum Company
CLMT / Calumet, Inc.
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
CCJ / Cameco Corporation
CPB / The Campbell's Company
CNI / Canadian National Railway Company
CNQ / Canadian Natural Resources Limited
CP / Canadian Pacific Kansas City Limited
COF / Capital One Financial Corporation
US14054R1068 / Capitala Finance Corp.
14161H108 / Cardtronics PLC
CRCM / Care.com, Inc.
CG / The Carlyle Group Inc.
CRZO / Carrizo Oil & Gas, Inc.
CAT / Caterpillar Inc.
CNXC / Concentrix Corporation
CELG / Celgene Corp.
CLSN / Imunon Inc
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
385002100 / Gramercy Property Trust Inc.
CHTP / Chelsea Therapeutics International, Ltd.
LNG / Cheniere Energy, Inc.
CHK / Chesapeake Energy Corporation
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
SCU / Sculptor Capital Management Inc - Class A
CVVT / China Valves Technology, Inc
CMG / Chipotle Mexican Grill, Inc.
CB / Chubb Limited
CHD / Church & Dwight Co., Inc.
XEC / Cimarex Energy Co.
CINF / Cincinnati Financial Corporation
CSCO / Cisco Systems, Inc.
CTAS / Cintas Corporation
C / Citigroup Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
FRN / Guggenheim Frontier Markets ETF
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
CLH / Clean Harbors, Inc.
CLX / The Clorox Company
TPR / Tapestry, Inc.
KO / The Coca-Cola Company
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
EQC / Equity Commonwealth
CBU / Community Financial System, Inc.
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
CPWR / Ocean Thermal Energy Corporation
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
CNX / CNX Resources Corporation
ED / Consolidated Edison, Inc.
STZ / Constellation Brands, Inc.
GLW / Corning Incorporated
CRRSQ / Corporate Resource Services Inc
COST / Costco Wholesale Corporation
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
CREDIT SUISSE ETN F NATURAL GAS / ETF (22542D530)
CREE / Cree, Inc.
DHY / Credit Suisse High Yield Bond Fund, Inc.
CMLP / Crestwood Midstream Partners Lp
CRT / Cross Timbers Royalty Trust
CBNR / Cubic Energy, Inc.
CFR / Cullen/Frost Bankers, Inc.
CPIX / Cumberland Pharmaceuticals Inc.
CMI / Cummins Inc.
XSRFX / Cushing Royalty & Income Fund
CELP / Cypress Environmental Partners L.P. - Unit
232820100 / Cytec Industries Inc.
DCP / DCP Midstream LP - Unit
DNP / DNP Select Income Fund Inc.
DTE / DTE Energy Company
DAKT / Daktronics, Inc.
DHR / Danaher Corporation
DRI / Darden Restaurants, Inc.
DVA / DaVita Inc.
DE / Deere & Company
DCTH / Delcath Systems, Inc.
DAL / Delta Air Lines, Inc.
DNDN /
/ GX Acquisiton Corp. Warrant
DCIN / Digital Cinema Destinations Corp.
DLR / Digital Realty Trust, Inc.
DGI / DigitalGlobe, Inc.
DIREXION SHS ETF TR / ETF (25459Y371)
DIREXION GOLD MINERS BULL 3X ETF / ETF (25459Y389)
US25460G1792 / Direxion Daily Energy Bear 3X Shares
WINT / Windtree Therapeutics, Inc.
DIS / The Walt Disney Company
DFS / Discover Financial Services
DISCA / Discovery Inc - Class A
DTV / DTE Energy Company
DLB / Dolby Laboratories, Inc.
DLTR / Dollar Tree, Inc.
DOMR / Dominion Resources Black Warrior Trust
D / Dominion Energy, Inc.
UFS / Domtar Corporation
DSL / DoubleLine Income Solutions Fund
DBL / DoubleLine Opportunistic Credit Fund
DOW / Dow Inc.
LCII / LCI Industries
DRQ / Dril-Quip, Inc.
DOW / Dow Inc.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
DRE / Duke Realty Corporation - Preferred Security
DUK / Duke Energy Corporation
US2655041000 / Dunkin' Brands Group, Inc.
INXX / EGShares India Infrastructure ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
EPE / EP Energy Corporation
EQT / EQT Corporation
US26885B1008 / EQT Midstream Partners LP
EVA / Enviva Inc.
XCO / EXCO Resources, Inc.
EGRX / Eagle Pharmaceuticals, Inc.
EML / The Eastern Company
EOS / Eaton Vance Enhanced Equity Income Fund II
EVV / Eaton Vance Limited Duration Income Fund
US2782651036 / Eaton Vance Corp.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EBAY / eBay Inc.
EBIX / Ebix, Inc.
ECL / Ecolab Inc.
EPB /
EFII / Electronics For Imaging, Inc.
EMKR / Emcore Corporation
EMR / Emerson Electric Co.
EMES / Harbor ETF Trust - Harbor Emerging Markets Select ETF
ENB / Enbridge Inc.
EEP / Enbridge Energy Partners, L.P.
ENTA / Enanta Pharmaceuticals, Inc.
EGN / Energen Corp.
PVL / Permianville Royalty Trust
SXL / Sunoco Logistics Partners L.P.
ET / Energy Transfer LP - Limited Partnership
ERF / Enerplus Corporation
ENLC / EnLink Midstream, LLC
ENLK / EnLink Midstream Partners, LP
EPD / Enterprise Products Partners L.P. - Limited Partnership
EQR / Equity Residential
ERIE / Erie Indemnity Company
EVR / Evercore Inc.
EXAS / Exact Sciences Corporation
XLS / Exelis
EXPD / Expeditors International of Washington, Inc.
ESRX / Express Scripts Holding Co.
EXTERRAN PARTNERS L P COM UNITS REPSTGLTD PARTNER INT / MLP (30225N105)
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FDS / FactSet Research Systems Inc.
FRP / Fairpoint Communications, Inc.
FAST / Fastenal Company
FHI / Federated Hermes, Inc.
FDX / FedEx Corporation
FIS / Fidelity National Information Services, Inc.
FRGI / Fiesta Restaurant Group Inc
OCSL / Oaktree Specialty Lending Corporation
FNSR / Finisar Corporation
FEYE / FireEye Inc
FHN / First Horizon Corporation
FSLR / First Solar, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FHY / First Trust Strategic High Income Fund II
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
FLO / Flowers Foods, Inc.
F / Ford Motor Company
FCE.A / Forest City Realty Trust, Inc.
FTNT / Fortinet, Inc.
FET / Forum Energy Technologies, Inc.
FNV / Franco-Nevada Corporation
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FCEL / FuelCell Energy, Inc.
GTAT / GT Advanced Technologies Inc
GLPI / Gaming and Leisure Properties, Inc.
US3665541039 / Garrison Capital Inc.
IT / Gartner, Inc.
EGAS / Gas Natural Inc.
GNRC / Generac Holdings Inc.
GD / General Dynamics Corporation
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GWR / Genesee & Wyoming, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
GPC / Genuine Parts Company
THRM / Gentherm Incorporated
GILD / Gilead Sciences, Inc.
GOOD / Gladstone Commercial Corporation
GAIN / Gladstone Investment Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
GSAT / Globalstar, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
NORW / Global X Funds - Global X MSCI Norway ETF
GOGO / Gogo Inc.
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
GSS / Golden Star Resources Ltd.
GS / The Goldman Sachs Group, Inc.
GT / The Goodyear Tire & Rubber Company
GOOGL / Alphabet Inc.
GOOG / Alphabet Inc.
OPI / Office Properties Income Trust
GGG / Graco Inc.
GWW / W.W. Grainger, Inc.
GTE / Gran Tierra Energy Inc.
LOPE / Grand Canyon Education, Inc.
GGG / Graco Inc.
GRPN / Groupon, Inc.
GTXO / GTX Corp
GGE / Green Giant Inc.
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
/ Gulfport Energy Corp.
HCC / Warrior Met Coal, Inc.
PEAK / Healthpeak Properties, Inc.
UIHC / American Coastal Insurance Corp
US40416M1053 / Hd Supply Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HAL / Halliburton Company
HDNG / Hardinge, Inc.
HOG / Harley-Davidson, Inc.
LHX / L3Harris Technologies, Inc.
HIG / The Hartford Insurance Group, Inc.
US41753F1093 / Harvest Capital Credit Corp
HNR / Harvest Natural Resources, Inc.
HAS / Hasbro, Inc.
HTS / Hatteras Financial Corp.
HE / Hawaiian Electric Industries, Inc.
HCN / Welltower Inc.
HP / Helmerich & Payne, Inc.
JKHY / Jack Henry & Associates, Inc.
HERO / Global X Funds - Global X Video Games & Esports ETF
HSY / The Hershey Company
HES / Hess Corporation
HPQ / HP Inc.
/ Hi-Crush Inc.
HSH /
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
43739Q100 / HomeAway, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
HOFT / Hooker Furnishings Corporation
HRL / Hormel Foods Corporation
HOS / Hornbeck Offshore Services Inc
HPT / Hospitality Properties Trust
HBAN / Huntington Bancshares Incorporated
HII / Huntington Ingalls Industries, Inc.
HUN / Huntsman Corporation
IAC / IAC Inc.
XPPRX / Voya Prime Rate Trust
ITT / ITT Inc.
451055107 / Iconix Brand Group Inc
ITW / Illinois Tool Works Inc.
IMUC / EOM Pharmaceuticals Holdings, Inc.
INCY / Incyte Corporation
IRT / Independence Realty Trust, Inc.
IFN / The India Fund, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
BLOX / Tidal Trust II - Nicholas Crypto Income ETF
VOYA GLBL EQTY DIV & PREM OPP COM / Stock (45684E107)
INGR / Ingredion Incorporated
NSP / Insperity, Inc.
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
ICPT / Intercept Pharmaceuticals Inc
ICE / Intercontinental Exchange, Inc.
ITMN /
IBM / International Business Machines Corporation
IP / International Paper Company
ISH / International Shipholding Corporation
IPG / The Interpublic Group of Companies, Inc.
INTU / Intuit Inc.
IVR / Invesco Mortgage Capital Inc.
VVR / Invesco Senior Income Trust
IIM / Invesco Value Municipal Income Trust
461730103 / Investors Real Estate Trust
IO / ION Geophysical Corp
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
FM / iShares, Inc. - iShares Frontier and Select EM ETF
VEGI / iShares, Inc. - iShares MSCI Agriculture Producers ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
EIS / iShares, Inc. - iShares MSCI Israel ETF
ECH / iShares, Inc. - iShares MSCI Chile ETF
BKF / iShares, Inc. - iShares MSCI BIC ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
EWS / iShares, Inc. - iShares MSCI Singapore ETF
EWQ / iShares, Inc. - iShares MSCI France ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWD / iShares, Inc. - iShares MSCI Sweden ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWN / iShares, Inc. - iShares MSCI Netherlands ETF
EWI / iShares, Inc. - iShares MSCI Italy ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
OEF / iShares Trust - iShares S&P 100 ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
SOXX / iShares Trust - iShares Semiconductor ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
IEV / iShares Trust - iShares Europe ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
AGZ / iShares Trust - iShares Agency Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
/ iShares Morningstar Mid-Cap Value ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IAK / iShares Trust - iShares U.S. Insurance ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
IWC / iShares Trust - iShares Micro-Cap ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
IWX / iShares Trust - iShares Russell Top 200 Value ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
INDY / iShares Trust - iShares India 50 ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
SLV / iShares Silver Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
EIRL / iShares Trust - iShares MSCI Ireland ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
465685105 / ITC Holdings Corp.
IVH / Delaware Ivy High Income Opportunities Fund
JJSF / J&J Snack Foods Corp.
JPM / JPMorgan Chase & Co.
JACK / Jack in the Box Inc.
JHX / James Hardie Industries plc
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KBR / KBR, Inc.
KFH / KKR Financial Holdings LLC
KKR / KKR & Co. Inc.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
KCAP / KCAP Financial, Inc.
K / Kellanova
KERX / Keryx Biopharmaceuticals, Inc.
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
KOG /
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
KRFT /
KRA / Kraton Corp
KR / The Kroger Co.
BBWI / Bath & Body Works, Inc.
LPLA / LPL Financial Holdings Inc.
LRE / Lead Real Estate Co., Ltd - Depositary Receipt (Common Stock)
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
LPI / Laredo Petroleum Inc.
LVS / Las Vegas Sands Corp.
LEG / Leggett & Platt, Incorporated
LGCY / Legacy Education Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
LPT / Liberty Property Trust
LCUT / Lifetime Brands, Inc.
LLY / Eli Lilly and Company
BID / Sotheby's
LECO / Lincoln Electric Holdings, Inc.
LNC / Lincoln National Corporation
LNKD / LinkedIn Corp.
LGF.A / Lions Gate Entertainment Corp.
LINE / Lineage, Inc.
LMT / Lockheed Martin Corporation
L / Loews Corporation
US00C4U1L353 / Mylan N.V.
LOW / Lowe's Companies, Inc.
LULU / lululemon athletica inc.
MDU / MDU Resources Group, Inc.
MFA / MFA Financial, Inc.
MGM / MGM Resorts International
MPLX / MPLX LP - Limited Partnership
MSM / MSC Industrial Direct Co., Inc.
MMP / Magellan Midstream Partners L.P.
MGA / Magna International Inc.
MHRC / Magnum Hunter Resources Corp.
MAIN / Main Street Capital Corporation
MNKD / MannKind Corporation
MAN / ManpowerGroup Inc.
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
MKL / Markel Group Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
RSX / VanEck ETF Trust - VanEck Russia ETF
MARKET VECTORS ETF EMERGING MKTS LOCAL ETF / ETF (57060U522)
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
MARKET VECTORS BRAZIL SMALL CAP ETF / ETF (57060U613)
MARKET VECTORS SHORT MUNICIPAL INDEX ETF / ETF (57060U803)
MARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED / ETF (57060U845)
MARKET VECTORS ETF HIGH YIELD MUNI INDEX / ETF (57060U878)
MWE / MarkWest Energy Partners, LP
MWE / MarkWest Energy Partners, LP
MMC / Marsh & McLennan Companies, Inc.
MAR / Marriott International, Inc.
MMLP / Martin Midstream Partners L.P. - Limited Partnership
SVRA / Savara Inc.
MTZ / MasTec, Inc.
MA / Mastercard Incorporated
MTDR / Matador Resources Company
MATX / Matson, Inc.
MKC / McCormick & Company, Incorporated
/ McDermott International, Inc.
MCD / McDonald's Corporation
MCK / McKesson Corporation
MPW / Medical Properties Trust, Inc.
MD / Pediatrix Medical Group, Inc.
US58503F5026 / Medley Capital Corp.
MDT / Medtronic plc
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
AMPY / Amplify Energy Corp.
MRK / Merck & Co., Inc.
MDP / Meredith Holdings Corp
METALICO INC / Stock (591176102)
MACK / Merrimack Pharmaceuticals, Inc.
MX / Magnachip Semiconductor Corporation
MEI / Methode Electronics, Inc.
MET / MetLife, Inc.
MXF / The Mexico Fund, Inc.
MSFT / Microsoft Corporation
MVIS / MicroVision, Inc.
MU / Micron Technology, Inc.
MEP / Midcoast Energy Partners, L.P.
MILPQ / Miller Energy Resources, Inc.
MDXG / MiMedx Group, Inc.
MRTX / Mirati Therapeutics, Inc.
MBT / Mobile Telesystems PJSC - ADR
MHK / Mohawk Industries, Inc.
MCP /
MDLZ / Mondelez International, Inc.
MNR / Mach Natural Resources LP
MRCC / Monroe Capital Corporation
61166W101 / Monsanto Co.
MS / Morgan Stanley
IIF / Morgan Stanley India Investment Fund, Inc.
CAF / Morgan Stanley China A Share Fund, Inc.
MOS / The Mosaic Company
MLI / Mueller Industries, Inc.
NGL / NGL Energy Partners LP - Limited Partnership
NL / NL Industries, Inc.
NRG / NRG Energy, Inc.
NOV / NOV Inc.
NGS / Natural Gas Services Group, Inc.
NPK / National Presto Industries, Inc.
NWLI / National Western Life Group, Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
NFLX / Netflix, Inc.
NMFC / New Mountain Finance Corporation
NSLP / New Source Energy Partners L.p.
NFX / Newfield Exploration Company
NEM / Newmont Corporation
NWSA / News Corporation
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
NPPXF / NTT, Inc.
US6550441058 / Noble Energy, Inc.
NDSN / Nordson Corporation
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NOG / Northern Oil and Gas, Inc.
NTI / Northern Tier Energy LP
NOC / Northrop Grumman Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
NUE / Nucor Corporation
NS / NuStar Energy L.P. - Limited Partnership
67059L102 / NuStar GP Holdings, LLC
NMA / Nuveen Municipal Advantage Fund, Inc.
NXN / Nuveen New York Select Tax-Free Income Portfolio
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NID / Nuveen Intermediate Duration Municipal Term Fund
NUVEEN CALIF DIVID ADVANTAGE MUN FD 2 / CEF (67069X104)
JGV / Nuveen Global Equity Income Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
NUVA / Nuvasive Inc
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
JPS / Nuveen Preferred & Income Securities Fund
CTF / Nuveen Long/Short Commodity Total Return Fund
XNBBX / Nuveen Build America Bond Fund
OGE / OGE Energy Corp.
NES / Nuverra Environmental Solutions Inc
NPF / Nuveen Premier Municipal Income Fund, Inc.
ORLY / O'Reilly Automotive, Inc.
SCU / Sculptor Capital Management Inc - Class A
ORI / Old Republic International Corporation
OHI / Omega Healthcare Investors, Inc.
ASGN / ASGN Incorporated
ACHV / Achieve Life Sciences, Inc.
OGS / ONE Gas, Inc.
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
ONVO / Organovo Holdings, Inc.
ORCHARD SUPPLY HARDWARE STORES CL A / Stock (688197102)
OSK / Oshkosh Corporation
OUTR / Outerwall Inc.
TPST / Tempest Therapeutics, Inc.
OTLC / Oncotelic Therapeutics, Inc.
US69329Y1047 / PDL BioPharma, Inc.
PNC / The PNC Financial Services Group, Inc.
PPG / PPG Industries, Inc.
PPL / PPL Corporation
PCAR / PACCAR Inc
PCRX / Pacira BioSciences, Inc.
PKG / Packaging Corporation of America
P / Pandora Media, Inc.
PNRA / Panera Bread Co.
PH / Parker-Hannifin Corporation
PAYX / Paychex, Inc.
PBA / Pembina Pipeline Corporation
OWE / Obsidian Energy Ltd.
PNNT / PennantPark Investment Corporation
PMT / PennyMac Mortgage Investment Trust
POM / PEPCO Holdings, Inc.
PEP / PepsiCo, Inc.
US71361F1003 / Perceptron, Inc.
PBT / Permian Basin Royalty Trust
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
PETM /
PCYC / Pharmacyclics
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PSXP / Phillips 66 Partners LP - Units
DOC / Healthpeak Properties, Inc.
/ Pier 1 Imports, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PDI / PIMCO Dynamic Income Fund
PKO / Pimco Income Opportunity Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PNW / Pinnacle West Capital Corporation
XHNWX / Pioneer Diversified High Income
PXD / Pioneer Natural Resources Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PAGP / Plains GP Holdings, L.P. - Limited Partnership
PLUG / Plug Power Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PII / Polaris Inc.
PLCM / Polycom, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
QQQ / Invesco QQQ Trust, Series 1
DBC / Invesco DB Commodity Index Tracking Fund
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
DGL / Invesco DB Multi-Sector Commodity Trust - Invesco DB Gold Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PSCF / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Financials ETF
PSCT / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Information Technology ETF
PRAN / Prana Biotechnology Ltd.
74005P104 / Praxair, Inc.
APTS / Preferred Apartment Communities Inc - Class A
BKNG / Booking Holdings Inc.
PG / The Procter & Gamble Company
PLD / Prologis, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
SDS / ProShares Trust - ProShares UltraShort S&P500
SSO / ProShares Trust - ProShares Ultra S&P500
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
DIG / ProShares Trust - ProShares Ultra Energy
UWM / ProShares Trust - ProShares Ultra Russell2000
KOLD / ProShares Trust II - ProShares UltraShort Bloomberg Natural Gas
UGL / ProShares Trust II - ProShares Ultra Gold
EUO / ProShares Trust II - ProShares UltraShort Euro
UYG / ProShares Trust - ProShares Ultra Financials
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
DUG / ProShares Trust - ProShares UltraShort Energy
PSEC / Prospect Capital Corporation
PRU / Prudential Financial, Inc.
GHY / PGIM Global High Yield Fund, Inc
XISDX / Prudential Short Duration High
PEG / Public Service Enterprise Group Incorporated
PBYI / Puma Biotechnology, Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
QRE / Qr Energy, Lp
QCOM / QUALCOMM Incorporated
QNST / QuinStreet, Inc.
RAS / RAIT Financial Trust
RPM / RPM International Inc.
RFMD /
RL / Ralph Lauren Corporation
RYN / Rayonier Inc.
RTN / Raytheon Co.
RDI / Reading International, Inc.
RLGY / Realogy Holdings Corp
O / Realty Income Corporation
RHT / Red Hat, Inc.
RRGB / Red Robin Gourmet Burgers, Inc.
US7587501039 / Regal-Beloit Corp.
RGP / Resources Connection, Inc.
RNST / Renasant Corporation
UAN / CVR Partners, LP - Limited Partnership
RSG / Republic Services, Inc.
REN / Resolute Energy Corporation
US30068N1054 / Exantas Capital Corp.
RAI / Reynolds American, Inc.
US7625941098 / Rice Energy Inc.
FUEL / Rocket Fuel Inc.
COL / Rockwell Collins, Inc.
777779307 / Rosetta Resources, Inc.
ROST / Ross Stores, Inc.
RY / Royal Bank of Canada
RDS.B / Shell Plc - ADR
RYDAF / Shell plc
RVT / Royce Small-Cap Trust, Inc.
RMX / Rubicon Minerals Corp.
RBCN / Rubicon Technology, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
IPN / SPDR(R) S&P(R) International Industrial Sector ETF
IPS / SPDR(R) S&P(R) International Consumer Staples Sector ETF
IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SPDR SER TR SPDR S&P MUNICIPAL VRDO MUN BD ETF / ETF (78464A318)
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
XRT / SPDR Series Trust - SPDR S&P Retail ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
MDY / SPDR S&P MidCap 400 ETF Trust
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
STJ / St. Jude Medical, Inc.
SALIENT MLP AND ENERGY INFRASTR / CEF (79471T100)
SMM / Salient Midstream & MLP Fund
SLXP / Salix Therapeuticals, Inc.
SSN / Samson Oil & Gas Limited
SNDK / Sandisk Corporation
SD / SandRidge Energy, Inc.
SDTTU / SandRidge Mississippian Trust I
SDR / SandRidge Mississippian Trust II
SNY / Sanofi - Depositary Receipt (Common Stock)
SRPT / Sarepta Therapeutics, Inc.
HSIC / Henry Schein, Inc.
SLB / Schlumberger Limited
SHLM / Schulman (A.), Inc.
SCHW / The Charles Schwab Corporation
SHLD / Global X Funds - Global X Defense Tech ETF
SGEN / Seagen Inc
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SNH / Senior Housing Properties Trust
SHW / The Sherwin-Williams Company
SBGL / Sibanye Gold Limited ADR
SIAL / Sigma-Aldrich Corporation
SVM / Silvercorp Metals Inc.
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
SKX / Skechers U.S.A., Inc.
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
SJM / The J. M. Smucker Company
SLRC / SLR Investment Corp.
83416T100 / SolarCity Corp
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
SJI / South Jersey Industries Inc.
SXE / Southcross Energy Partners, L.P.
SO / The Southern Company
LUV / Southwest Airlines Co.
SWX / Southwest Gas Holdings, Inc.
847560109 / Spectra Energy Corp.
SPR / Spirit AeroSystems Holdings, Inc.
SAVE / Spirit Airlines, Inc.
SPLK / Splunk Inc.
SRLP / Sprague Resources LP - Unit
PHYS / Sprott Physical Gold Trust
PSLV / Sprott Physical Silver Trust
US85207U1051 / Sprint Corporation
SBUX / Starbucks Corporation
STWD / Starwood Property Trust, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STO / Statoil ASA
SRCL / Stericycle, Inc.
STE / STERIS plc
SWC / Stillwater Mining Company
SGY / Stone Energy Corp.
BANX / ArrowMark Financial Corp.
SYK / Stryker Corporation
SUI / Sun Communities, Inc.
SU / Suncor Energy Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
SPWR / Complete Solaria, Inc.
STKL / SunOpta Inc.
STI / Solidion Technology, Inc.
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
SYNA / Synaptics Incorporated
SGYPQ / SYNERGY PHARMACEUTICALS INC DEL
SYY / Sysco Corporation
US87233Q1085 / TC Pipelines, LP
TCPC / BlackRock TCP Capital Corp.
OXSQ / Oxford Square Capital Corp.
TJX / The TJX Companies, Inc.
TMUS / T-Mobile US, Inc.
DATA / Tableau Software, Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TLM /
TEP / Tallgrass Energy Partners, LP
NGLS / Targa Resources Partners LP
TGT / Target Corporation
TRGP / Targa Resources Corp.
TELECOM CORP NEW ZEALAND SPONS ADR / ADR (879278208)
TELIK INC / Stock (87959M208)
GIM / Templeton Global Income Fund
TEN / Tsakos Energy Navigation Limited
TER / Teradyne, Inc.
TEX / Terex Corporation
TNH / Terra Nitrogen Co., L.P.
TSLA / Tesla, Inc.
ANDX / Tesoro Logistics LP
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
TXN / Texas Instruments Incorporated
TXT / Textron Inc.
DDD / 3D Systems Corporation
MMM / 3M Company
MTEM / Molecular Templates, Inc.
TWX / Warner Media LLC
TNXP / Tonix Pharmaceuticals Holding Corp.
TR / Tootsie Roll Industries, Inc.
TTC / The Toro Company
TD / The Toronto-Dominion Bank
TYG / Tortoise Energy Infrastructure Corporation
/ Total S.A.
TSCO / Tractor Supply Company
TSRE / Trade Street Residential, Inc.
TRP / TC Energy Corporation
TA / TravelCenters of America Inc
TRV / The Travelers Companies, Inc.
BBDC / Barings BDC, Inc.
TPLM / Triangle Petroleum Corp.
TRN / Trinity Industries, Inc.
FOX / Fox Corporation
FOXA / Fox Corporation
TWTR / Twitter Inc
TWO / Two Harbors Investment Corp.
TSN / Tyson Foods, Inc.
USB / U.S. Bancorp
SLCA / U.S. Silica Holdings, Inc.
UI / Ubiquiti Inc.
UAA / Under Armour, Inc.
904784709 / Unilever N.V.
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
URI / United Rentals, Inc.
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
UNM / Unum Group
VFC / V.F. Corporation
VOC / VOC Energy Trust
VLNCQ /
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VLO / Valero Energy Corporation
VLP / Valero Energy Partners LP
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VIOV / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Value ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VNR / Vanguard Natural Resources, LLC
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VTR / Ventas, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
VIAB / Viacom, Inc.
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
V / Visa Inc.
VRTS / Virtus Investment Partners, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VOYA / Voya Financial, Inc.
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
/ Voya Prime Rate Trust
WX / Wuxi Pharmatech (Cayman) Inc.
WPC / W. P. Carey Inc.
WAB / Westinghouse Air Brake Technologies Corporation
WMT / Walmart Inc.
WAG /
WM / Waste Management, Inc.
ANTM / Anthem Inc
WFC / Wells Fargo & Company
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
WERN / Werner Enterprises, Inc.
WCC / WESCO International, Inc.
WABC / Westamerica Bancorporation
WR / Westar Energy, Inc.
HIX / Western Asset High Income Fund II Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
WMC / Western Asset Mortgage Capital Corp
WDC / Western Digital Corporation
WNR / Western Refining, Inc.
WNRL / Western Refining Logistics, LP
WLK / Westlake Corporation
WPRT / Westport Fuel Systems Inc.
WY / Weyerhaeuser Company
WSR / Whitestone REIT
WLL / Whiting Petroleum Corp (New)
WHZT / Whiting USA Trust II - Unit
WFM / Whole Foods Market, Inc.
WMB / The Williams Companies, Inc.
CWEI / Williams (CLAYTON) Energy, Inc.
Y / Alleghany Corp.
/ Windstream Holdings, Inc
AUSE / WisdomTree Australia Dividend Fund
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
WDAY / Workday, Inc.
US98212B1035 / WPX Energy, Inc.
/ Wyndham Destinations, Inc.
WYNN / Wynn Resorts, Limited
XEL / Xcel Energy Inc.
XRX / Xerox Holdings Corporation
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
YY / JOYY Inc. - Depositary Receipt (Common Stock)
AABA / Altaba Inc
YRI / Yamana Gold Inc
YELP / Yelp Inc.
YOKU / Youku Tudou Inc.
YUM / Yum! Brands, Inc.
DZSI / DZS Inc.
ZBH / Zimmer Biomet Holdings, Inc.
CALL YAHOO INC OCT 18 2014 $40 / CALL (C00040000)
CALL 100 FACEBOOK INC CL A EXP [email protected] OPTION ROOT= FB / CALL (C00060000)
CALL SPY OPTION / CALL (C00182000)
CALL SPY OPTION / CALL (C00194000)
CALL APPLE INC / CALL (C00510000)
G0083B108 / Actavis
ALKS / Alkermes plc
AMBA / Ambarella, Inc.
AON / Aon plc
EXXI / Energy XXI Ltd.
ACN / Accenture plc
COV /
ETN / Eaton Corporation plc
ESV / Ensco plc
/ GasLog Ltd
HOLI / Hollysys Automation Technologies Ltd.
IR / Ingersoll Rand Inc.
JAZZ / Jazz Pharmaceuticals plc
MNKKQ / Mallinckrodt Plc
NADL / North Atlantic Drilling Ltd.
NCLH / Norwegian Cruise Line Holdings Ltd.
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
/ Sina Corp.
VTGDF / Vantage Drilling Company
WTW / Willis Towers Watson Public Limited Company
PRGO / Perrigo Company plc
CB / Chubb Limited
PNR / Pentair plc
TEL / TE Connectivity plc
RIG / Transocean Ltd.
JCI / Johnson Controls International plc
ISHARES CORE US VALUE ETF / ETF (IUSV00000)
CSTE / Caesarstone Ltd.
SSYS / Stratasys Ltd.
SODA / SodaStream International Ltd.
AVG / AVG Technologies N.V.
CLB / Core Laboratories Inc.
LYB / LyondellBasell Industries N.V.
NXPI / NXP Semiconductors N.V.
PUT DIREXIONSHARS SMALL / PUT (P00077500)
RCL / Royal Caribbean Cruises Ltd.
AVGO / Broadcom Inc.
DRYS / DryShips, Inc.
ESEA / Euroseas Ltd.
FLEX / Flex Ltd.
MHY2745C1021 / Golar LNG Partners LP
NVGS / Navigator Holdings Ltd.
NMM / Navios Maritime Partners L.P. - Limited Partnership
SSW / Seaspan Corp.
TGP / Teekay LNG Partners LP - Unit
TOO / Teekay Offshore Partners L.P.
BMY / Bristol-Myers Squibb Company
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
WES / Western Midstream Partners, LP - Limited Partnership
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
USAC / USA Compression Partners, LP - Limited Partnership
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IEP / Icahn Enterprises L.P.
EXC / Exelon Corporation
BIIB / Biogen Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
BUI / BlackRock Utilities, Infrastructure & Power Opportunities Trust
IYF / iShares Trust - iShares U.S. Financials ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
AVDL / Avadel Pharmaceuticals plc
GLDI / ETRACS Gold Shares Covered Call ETNs due February 2, 2033 - Corporate Bond/Note
WEC / WEC Energy Group, Inc.
FANG / Diamondback Energy, Inc.
OXY / Occidental Petroleum Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
TEI / Templeton Emerging Markets Income Fund