Market Value308,811,000
Total Holdings934
File Date2014-09-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
AGCO / AGCO Corporation
GAS / AGL Resources Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
BIIB / Biogen Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ACW / Accuride Corp
US00448Q2012 / Achillion Pharmaceuticals, Inc.
/ Voya Prime Rate Trust
CSX / CSX Corporation
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
AET / Aetna, Inc.
AMG / Affiliated Managers Group, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
A / Agilent Technologies, Inc.
AGU / Agrium Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
US0153511094 / Alexion Pharmaceuticals, Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
LNT / Alliant Energy Corporation
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
ANV /
ANRZQ / Alpha Natural Resources, Inc.
INTC / Intel Corporation
STZ / Constellation Brands, Inc.
AEE / Ameren Corporation
AAL / American Airlines Group Inc.
AEP / American Electric Power Company, Inc.
AMZGQ / American Eagle Energy Corporation
US0268741560 / American International Group, Inc. Warrants
AIG / American International Group, Inc.
VER / VEREIT Inc
AMP / Ameriprise Financial, Inc.
JCI / Johnson Controls International plc
VUG / Vanguard Index Funds - Vanguard Growth ETF
US0325111070 / Anadarko Petroleum Corp.
AU / AngloGold Ashanti plc
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
APOL / Apollo Education Group, Inc.
AINV / Apollo Investment Corporation
AMCC / Applied Micro Circuits Corp.
ARIA / ARIAD Pharmaceuticals, Inc.
ARW / Arrow Electronics, Inc.
APL.PRE / Atlas Pipeline Partners L.P.
ATW / Atwood Oceanics, Inc.
CAR / Avis Budget Group, Inc.
AVT / Avnet, Inc.
US0549371070 / BB&T Corp.
BCE / BCE Inc.
BPT / BP Prudhoe Bay Royalty Trust
BHI / Baker Hughes Inc.
BLDP / Ballard Power Systems Inc.
OKE / ONEOK, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC.WS.B / Bank of America Corp. B Warrants
BOH / Bank of Hawaii Corporation
BNS / The Bank of Nova Scotia
BCR / C. R. Bard, Inc. - Corporate Bond/Note
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
07317Q956 / Baytex Energy Trust
BZH / Beazer Homes USA, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
BBBY / Bed Bath & Beyond, Inc.
AVGO / Broadcom Inc.
PFE / Pfizer Inc.
PHM / PulteGroup, Inc.
MCD / McDonald's Corporation
CAT / Caterpillar Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
XOM / Exxon Mobil Corporation
BBY / Best Buy Co., Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ON / ON Semiconductor Corporation
GOOGL / Alphabet Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
NVS / Novartis AG - Depositary Receipt (Common Stock)
COF / Capital One Financial Corporation
MPW / Medical Properties Trust, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BX / Blackstone Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
CNI / Canadian National Railway Company
AMAT / Applied Materials, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
GLD / SPDR Gold Trust
BK / The Bank of New York Mellon Corporation
US0917271076 / Bitauto Holdings Ltd.
BGT / BlackRock Floating Rate Income Trust
MDLZ / Mondelez International, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PWR / Quanta Services, Inc.
LOW / Lowe's Companies, Inc.
SAND / Sandstorm Gold Ltd.
BMY / Bristol-Myers Squibb Company
BLACKROCK INCOME OPP TRUST INCORPORATED / Closed End Funds (092475102)
SYY / Sysco Corporation
DE / Deere & Company
PEP / PepsiCo, Inc.
MAR / Marriott International, Inc.
RTX / RTX Corporation
DLR / Digital Realty Trust, Inc.
WFC / Wells Fargo & Company
CSCO / Cisco Systems, Inc.
MAIN / Main Street Capital Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MDT / Medtronic plc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
HSIC / Henry Schein, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
DD / DuPont de Nemours, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MSFT / Microsoft Corporation
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
INTU / Intuit Inc.
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
BPK / BlackRock Municipal 2018 Term Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ABT / Abbott Laboratories
ITW / Illinois Tool Works Inc.
D / Dominion Energy, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BKCC / BlackRock Capital Investment Corporation
MVF / BlackRock MuniVest Fund, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
HON / Honeywell International Inc.
FITB / Fifth Third Bancorp
AMD / Advanced Micro Devices, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
ABBV / AbbVie Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
HYT / BlackRock Corporate High Yield Fund, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
ARCC / Ares Capital Corporation
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
HRB / H&R Block, Inc.
DOV / Dover Corporation
CMCSA / Comcast Corporation
FCX / Freeport-McMoRan Inc.
PFLT / PennantPark Floating Rate Capital Ltd.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
MCK / McKesson Corporation
CVX / Chevron Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ADP / Automatic Data Processing, Inc.
WRB / W. R. Berkley Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
BBEP / Breitburn Energy Partners LP
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BCO / The Brink's Company
DIS / The Walt Disney Company
MU / Micron Technology, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
HD / The Home Depot, Inc.
BRCM / Broadcom Corporation
BR / Broadridge Financial Solutions, Inc.
BVSN / BroadVision, Inc.
SPY / SPDR S&P 500 ETF
BAM / Brookfield Asset Management Ltd.
US1182301010 / Buckeye Partners, L.P.
CBLAQ / CBL& Associates Properties, Inc.
WDC / Western Digital Corporation
CST / CST Brands, Inc.
UAN / CVR Partners, LP - Limited Partnership
CVRR / CVR Refining LP
WMT / Walmart Inc.
CYS / CYS Investments, Inc.
CAIAF / CA Immobilien Anlagen AG
CBT / Cabot Corporation
PLD / Prologis, Inc.
MRK / Merck & Co., Inc.
HAL / Halliburton Company
CLMT / Calumet, Inc.
CAM / Cameron International Corporation
WSO / Watsco, Inc.
CP / Canadian Pacific Kansas City Limited
CAJ / Canon Inc. - ADR
CGRN / Capstone Green Energy Corp.
PEG / Public Service Enterprise Group Incorporated
CCL / Carnival Corporation & plc
IYE / iShares Trust - iShares U.S. Energy ETF
UPS / United Parcel Service, Inc.
CRM / Salesforce, Inc.
GILD / Gilead Sciences, Inc.
CELG / Celgene Corp.
CVE / Cenovus Energy Inc.
LUMN / Lumen Technologies, Inc.
ECOM / ChannelAdvisor Corp
COST / Costco Wholesale Corporation
CAKE / The Cheesecake Factory Incorporated
CHK / Chesapeake Energy Corporation
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
JNPR / Juniper Networks, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
US16941M1099 / China Mobile Ltd.
SBUX / Starbucks Corporation
CHD / Church & Dwight Co., Inc.
CMI / Cummins Inc.
SCU / Sculptor Capital Management Inc - Class A
CFN / CareFusion Corporation
IWV / iShares Trust - iShares Russell 3000 ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CLC / CLARCOR Inc.
EEB / Invesco BRIC ETF
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
PM / Philip Morris International Inc.
CLNE / Clean Energy Fuels Corp.
CEM / ClearBridge MLP and Midstream Fund Inc
CLF / Cleveland-Cliffs Inc.
TPR / Tapestry, Inc.
GS / The Goldman Sachs Group, Inc.
CGNX / Cognex Corporation
NTRS / Northern Trust Corporation
CXP / Columbia Property Trust Inc
AAPL / Apple Inc.
PAYX / Paychex, Inc.
BAC / Bank of America Corporation
CYH / Community Health Systems, Inc.
CYH / Community Health Systems, Inc.
O / Realty Income Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CVS / CVS Health Corporation
CME / CME Group Inc.
COMPRESSCO PARTNERS L P COM UNIT / MLP (20467A101)
CSC / Computer Sciences Corp.
CAG / Conagra Brands, Inc.
COMVERSE INC / (20585P105)
CNCE / Concert Pharmaceuticals Inc
CCUR / CCUR Holdings, Inc.
CNSL / Consolidated Communications Holdings, Inc.
CVG / Convergys Corp.
CRRC / Courier Corp
CVD / Covance, Inc.
CIK / Credit Suisse Asset Management Income Fund, Inc.
ORCL / Oracle Corporation
CEQP / Crestwood Equity Partners LP - Unit
CMLP / Crestwood Midstream Partners Lp
FXA / Invesco CurrencyShares Australian Dollar Trust
CYNO / Cynosure, Inc.
DB-X FUNDS / XTRAK 2020TGT DT (233052208)
DNP / DNP Select Income Fund Inc.
DWS MUN INCOME TR / Closed End Funds (23338M106)
DWS STRATEGIC INCOME TR SHS / Closed End Funds (23338N104)
DVA / DaVita Inc.
DECK / Deckers Outdoor Corporation
EMR / Emerson Electric Co.
/ Diamond Offshore Drilling Inc
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DKS / DICK'S Sporting Goods, Inc.
DBD / Diebold Nixdorf, Incorporated
DVN / Devon Energy Corporation
TZA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bear 3X Shares
DTV / DTE Energy Company
RRD / R.R. Donnelley & Sons Co.
DMLP / Dorchester Minerals, L.P. - Limited Partnership
C.WSA / Citigroup, Inc.
DOW / Dow Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DRE / Duke Realty Corporation - Preferred Security
CB / Chubb Limited
IYR / iShares Trust - iShares U.S. Real Estate ETF
US2655041000 / Dunkin' Brands Group, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
APD / Air Products and Chemicals, Inc.
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
MMM / 3M Company
ALV / Autoliv, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
AMT / American Tower Corporation
ECHO / Echo Global Logistics Inc
ECL / Ecolab Inc.
EIX / Edison International
EGHT / 8x8, Inc.
EPB /
ELLI / Ellie Mae, Inc.
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
ENTA / Enanta Pharmaceuticals, Inc.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
EGL / Engility Holdings, Inc.
ETR / Entergy Corporation
EVR / Evercore Inc.
EXAS / Exact Sciences Corporation
XLS / Exelis
EXPD / Expeditors International of Washington, Inc.
ESRX / Express Scripts Holding Co.
FMC / FMC Corporation
FTI / TechnipFMC plc
FDO /
FAST / Fastenal Company
FNHC / FedNat Holding Co
FMO / Fiduciary/Claymore Energy Infrastructure Fund
NUE / Nucor Corporation
OCSL / Oaktree Specialty Lending Corporation
FCF / First Commonwealth Financial Corporation
FMBI / First Midwest Bancorp, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FIF / First Trust Energy Infrastructure Fund
FSD / First Trust High Income Long/Short Fund
FEN / First Trust Energy Income and Growth Fund
FE / FirstEnergy Corp.
FLR / Fluor Corporation
FL / Foot Locker, Inc.
FTF / Franklin Limited Duration Income Trust
HUBB / Hubbell Incorporated
NUV / Nuveen Municipal Value Fund, Inc.
KMI / Kinder Morgan, Inc.
FTR / Frontier Communications Corp.
FRME / First Merchants Corporation
BBN / BlackRock Taxable Municipal Bond Trust
GK / AdvisorShares Trust - AdvisorShares Gerber Kawasaki ETF
GTAT / GT Advanced Technologies Inc
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
GALT / Galectin Therapeutics Inc.
BFS / Saul Centers, Inc.
GPS / The Gap, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
NKE / NIKE, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
JBL / Jabil Inc.
NVDA / NVIDIA Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VFC / V.F. Corporation
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GPC / Genuine Parts Company
GSK / GSK plc - Depositary Receipt (Common Stock)
GBDC / Golub Capital BDC, Inc.
GT / The Goodyear Tire & Rubber Company
GXP / Great Plains Energy, Inc.
PEAK / Healthpeak Properties, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
XJHIX / John Hancock Investors Trust
HBI / Hanesbrands Inc.
HOG / Harley-Davidson, Inc.
HSC / Enviri Corp
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
HAS / Hasbro, Inc.
HE / Hawaiian Electric Industries, Inc.
EHC / Encompass Health Corporation
HCN / Welltower Inc.
HP / Helmerich & Payne, Inc.
PALI / Palisade Bio, Inc.
HTGC / Hercules Capital, Inc.
HSY / The Hershey Company
HES / Hess Corporation
HSH /
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
HFC / HollyFrontier Corp
43739Q100 / HomeAway, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
HPT / Hospitality Properties Trust
HII / Huntington Ingalls Industries, Inc.
ITT / ITT Inc.
IAG / IAMGOLD Corporation
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
INCY / Incyte Corporation
IMKTA / Ingles Markets, Incorporated
TEG / Integrys Energy Group, Inc.
ISH / International Shipholding Corporation
IVR / Invesco Mortgage Capital Inc.
VVR / Invesco Senior Income Trust
VKQ / Invesco Municipal Trust
IRBT / iRobot Corporation
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EWS / iShares, Inc. - iShares MSCI Singapore ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWI / iShares, Inc. - iShares MSCI Italy ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
EXPE / Expedia Group, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
FDX / FedEx Corporation
IYT / iShares Trust - iShares U.S. Transportation ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
ILF / iShares Trust - iShares Latin America 40 ETF
DFS / Discover Financial Services
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
NXPI / NXP Semiconductors N.V.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
AIA / iShares Trust - iShares Asia 50 ETF
IFGL / iShares Trust - iShares International Developed Real Estate ETF
MBB / iShares Trust - iShares MBS ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
MXI / iShares Trust - iShares Global Materials ETF
JXI / iShares Trust - iShares Global Utilities ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IWC / iShares Trust - iShares Micro-Cap ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
SLV / iShares Silver Trust
ITIP / iShares International Inflation-Linked Bond ETF
VIAV / Viavi Solutions Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JBLU / JetBlue Airways Corporation
JLL / Jones Lang LaSalle Incorporated
JOY / Joy Global, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
KMT / Kennametal Inc.
GMCR / Keurig Green Mountain, Inc.
KMP /
KN / Knowles Corporation
KRFT /
KTOS / Kratos Defense & Security Solutions, Inc.
KR / The Kroger Co.
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
LEA / Lear Corporation
LEG / Leggett & Platt, Incorporated
US5249011058 / Legg Mason, Inc.
LEN / Lennar Corporation
LII / Lennox International Inc.
LXK / Lexmark International, Inc.
LPT / Liberty Property Trust
LTM / LATAM Airlines Group S.A. - Depositary Receipt (Common Stock)
LNC / Lincoln National Corporation
LNN / Lindsay Corporation
LLTC / Linear Technology Corp.
LNCO / Linn Co, LLC
LINE / Lineage, Inc.
LIOX / Lionbridge Technologies, Inc.
LIQT / LiqTech International, Inc.
LFUS / Littelfuse, Inc.
LIVEDEAL INC / (538144304)
LO /
MBFI / MB Financial, Inc.
MFA / MFA Financial, Inc.
MGM / MGM Resorts International
US00C4U1L353 / Mylan N.V.
M / Macy's, Inc.
MCN / XAI Madison Equity Premium Income Fund
MGA / Magna International Inc.
MAGNETEK INC / (559424403)
MRO / Marathon Oil Corporation
ROST / Ross Stores, Inc.
MPC / Marathon Petroleum Corporation
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
VAC / Marriott Vacations Worldwide Corporation
MMC / Marsh & McLennan Companies, Inc.
MMLP / Martin Midstream Partners L.P. - Limited Partnership
MAS / Masco Corporation
MUX / McEwen Inc.
SPGI / S&P Global Inc.
MJN / Mead Johnson Nutrition Co.
MFIN / Medallion Financial Corp.
ALL / The Allstate Corporation
US58503F5026 / Medley Capital Corp.
AMPY / Amplify Energy Corp.
MSB / Mesabi Trust
MVIS / MicroVision, Inc.
MLHR / Herman Miller Inc.
61166W101 / Monsanto Co.
MNST / Monster Beverage Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
MUR / Murphy Oil Corporation
MUSA / Murphy USA Inc.
628852204 / NCI Building Systems, Inc.
US62914B1008 / NIC Inc.
NRG / NRG Energy, Inc.
NASDAQ PREM INCM & GRW FD INCORPORATED / Closed End Funds (63110R105)
NHC / National HealthCare Corporation
NHC / National HealthCare Corporation
NHI / National Health Investors, Inc.
NOV / NOV Inc.
NW.PRC / National Westminster Bank Plc
NRP / Natural Resource Partners L.P. - Limited Partnership
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
NMFC / New Mountain Finance Corporation
NYCB / Flagstar Financial, Inc.
NYMT / New York Mortgage Trust, Inc.
NWL / Newell Brands Inc.
NI / NiSource Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
US6550441058 / Noble Energy, Inc.
JWN / Nordstrom, Inc.
NRT / North European Oil Royalty Trust
NTI / Northern Tier Energy LP
NUAN / Nuance Communications Inc
NS / NuStar Energy L.P. - Limited Partnership
XNPMX / Nuveen Premium Income Municipal
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
JDD / Nuveen Diversified Dividend and Income Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
NUVEEN PREM INCOME MUN FD 4 / Closed End Funds (6706K4105)
JFR / Nuveen Floating Rate Income Fund
JLS / Nuveen Mortgage and Income Fund
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
CNS / Cohen & Steers, Inc.
OGE / OGE Energy Corp.
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
JCE / Nuveen Core Equity Alpha Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
ORLY / O'Reilly Automotive, Inc.
OAS / Oasis Petroleum Inc. - New
OXY / Occidental Petroleum Corporation
OII / Oceaneering International, Inc.
SNOA / Sonoma Pharmaceuticals, Inc.
ODP / The ODP Corporation
OLN / Olin Corporation
OMC / Omnicom Group Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
OGS / ONE Gas, Inc.
OESX / Orion Energy Systems, Inc.
OSK / Oshkosh Corporation
US69329Y1047 / PDL BioPharma, Inc.
PCG / PG&E Corporation
PGTI / PGT Innovations, Inc.
PNC / The PNC Financial Services Group, Inc.
PPG / PPG Industries, Inc.
PPL / PPL Corporation
PTC / PTC Inc.
PH / Parker-Hannifin Corporation
BTU / Peabody Energy Corporation
PNNT / PennantPark Investment Corporation
JCP / J.C. Penney Co., Inc.
PMT / PennyMac Mortgage Investment Trust
POM / PEPCO Holdings, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PDH / Petrologistics Lp
XPFNX / PIMCO Income Strategy Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PNW / Pinnacle West Capital Corporation
PIPR / Piper Sandler Companies
POR / Portland General Electric Company
POT / Potash Corp. of Saskatchewan, Inc.
POWI / Power Integrations, Inc.
QQQ / Invesco QQQ Trust, Series 1
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
DBC / Invesco DB Commodity Index Tracking Fund
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PXJ / Invesco Exchange-Traded Fund Trust - Invesco Oil & Gas Services ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
PXSV / PowerShares Fundamental Pure Small Value Portfolio
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PLW / Invesco Capital Management LLC - Invesco 1-30 Laddered Treasury ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PSCT / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Information Technology ETF
PSCI / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Industrials ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
TROW / T. Rowe Price Group, Inc.
PG / The Procter & Gamble Company
PVTB / PrivateBancorp, Inc.
PFPT / Proofpoint Inc
SDS / ProShares Trust - ProShares UltraShort S&P500
SSO / ProShares Trust - ProShares Ultra S&P500
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
SH / ProShares Trust - ProShares Short S&P500
PSEC / Prospect Capital Corporation
XISDX / Prudential Short Duration High
PMM / Putnam Managed Municipal Income Trust
PMO / Putnam Municipal Opportunities Trust
QLGC / QLogic Corp.
US74733V1008 / QEP Resources, Inc.
748356102 / Questar Corp.
QCOR /
KWK /
BA / The Boeing Company
RL / Ralph Lauren Corporation
RTN / Raytheon Co.
RHT / Red Hat, Inc.
REGADO BIOSCIENCES INC / (75874Q107)
758766109 / Regal Entertainment Group
RGP / Resources Connection, Inc.
IPO / Renaissance Capital Greenwich Funds - Renaissance IPO ETF
RMD / ResMed Inc.
RAI / Reynolds American, Inc.
RAD / Rite Aid Corp.
RCPIQ / Rock Creek Pharmaceuticals Inc
COL / Rockwell Collins, Inc.
ROP / Roper Technologies, Inc.
RBSPF / NatWest Group plc
RBSPF / NatWest Group plc
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
MO / Altria Group, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
SFE / Safeguard Scientifics, Inc.
STJ / St. Jude Medical, Inc.
SNDK / Sandisk Corporation
SANM / Sanmina Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SEE / Sealed Air Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SQNM / Sequenom, Inc.
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
82735Q102 / Silver Bay Realty Trust Corp.
WPM / Wheaton Precious Metals Corp.
SJM / The J. M. Smucker Company
SOHU / Sohu.com Limited - Depositary Receipt (Common Stock)
TVIA / TerraVia Holdings, Inc.
SCCO / Southern Copper Corporation
SWN / Southwestern Energy Company
US85207U1051 / Sprint Corporation
SWK / Stanley Black & Decker, Inc.
SPLS / Staples, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STO / Statoil ASA
SRCL / Stericycle, Inc.
SYK / Stryker Corporation
STI / Solidion Technology, Inc.
NLOK / NortonLifeLock Inc
SYNA / Synaptics Incorporated
SNPS / Synopsys, Inc.
872307903 / TCF Financial Corporation
US87233Q1085 / TC Pipelines, LP
/ TD AmeriTrade Holding Corp.
OXSQ / Oxford Square Capital Corp.
GIM / Templeton Global Income Fund
TDC / Teradata Corporation
TNH / Terra Nitrogen Co., L.P.
TXT / Textron Inc.
TRI / Thomson Reuters Corporation
DDD / 3D Systems Corporation
887228104 / Time Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TKR / The Timken Company
TD / The Toronto-Dominion Bank
TRP / TC Energy Corporation
BBDC / Barings BDC, Inc.
TRMB / Trimble Inc.
TRN / Trinity Industries, Inc.
TRIP / Tripadvisor, Inc.
TRMK / Trustmark Corporation
TWTR / Twitter Inc
TWO / Two Harbors Investment Corp.
TSN / Tyson Foods, Inc.
UPLMQ / Ultra Petroleum Corp.
UMPQ / Umpqua Holdings Corp
UEC / Uranium Energy Corp.
91911K102 / Bausch Health Companies
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VNR / Vanguard Natural Resources, LLC
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VNTV / Vantiv, Inc.
US92220P1057 / Varian Medical Systems, Inc.
VVC / Vectren Corp.
VGR / Vector Group Ltd.
VLCSX / Vanguard Large-Cap Index Fund
VRNT / Verint Systems Inc.
VGZ / Vista Gold Corp.
VMW / Vmware Inc. - Class A
/ Voya Prime Rate Trust
WAG /
WAT / Waters Corporation
US9487411038 / Weingarten Realty Investors
ANTM / Anthem Inc
WFC.PRL / Wells Fargo & Company - Preferred Stock
WERN / Werner Enterprises, Inc.
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
HIX / Western Asset High Income Fund II Inc.
WRN / Western Copper and Gold Corporation
WNRL / Western Refining Logistics, LP
WLK / Westlake Corporation
WPRT / Westport Fuel Systems Inc.
WEX / WEX Inc.
WY / Weyerhaeuser Company
WHR / Whirlpool Corporation
WFM / Whole Foods Market, Inc.
Y / Alleghany Corp.
WEC / WEC Energy Group, Inc.
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
CXSE / WisdomTree Trust - WisdomTree China ex-State-Owned Enterprises Fund
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
US98212B1035 / WPX Energy, Inc.
/ Wyndham Destinations, Inc.
XEL / Xcel Energy Inc.
XYL / Xylem Inc.
AABA / Altaba Inc
ZG / Zillow Group, Inc.
ZU /
XZTRX / Zweig Total Return Fund Inc.
ALLE / Allegion plc
AMBA / Ambarella, Inc.
EXXI / Energy XXI Ltd.
BPR / Brookfield Property REIT Inc.
COV /
ESV / Ensco plc
FRO / Frontline plc
/ GasLog Ltd
IR / Ingersoll Rand Inc.
KING / King Digital Entertainment plc
HPQ / HP Inc.
MNKKQ / Mallinckrodt Plc
NBR / Nabors Industries Ltd.
00B65Z9D7 / Noble Corporation plc
HLSS /
PRTA / Prothena Corporation plc
SDRL / Seadrill Limited
GE / General Electric Company
WTW / Willis Towers Watson Public Limited Company
PRGO / Perrigo Company plc
RIG / Transocean Ltd.
AUDC / AudioCodes Ltd.
AVG / AVG Technologies N.V.
CMPR / Cimpress plc
DRYS / DryShips, Inc.
NMM / Navios Maritime Partners L.P. - Limited Partnership
SSW / Seaspan Corp.
TGP / Teekay LNG Partners LP - Unit
TK / Teekay Corporation Ltd.
EBAY / eBay Inc.
TGT / Target Corporation
C / Citigroup Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
VALE / Vale S.A. - Depositary Receipt (Common Stock)
IP / International Paper Company
TRV / The Travelers Companies, Inc.
TCPC / BlackRock TCP Capital Corp.
QCOM / QUALCOMM Incorporated
EQR / Equity Residential
NSC / Norfolk Southern Corporation
AXP / American Express Company
CB / Chubb Limited
LMT / Lockheed Martin Corporation
UNP / Union Pacific Corporation
CL / Colgate-Palmolive Company
SPH / Suburban Propane Partners, L.P. - Limited Partnership
MET / MetLife, Inc.
FSLR / First Solar, Inc.
PHYS / Sprott Physical Gold Trust
ICE / Intercontinental Exchange, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
HOLX / Hologic, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
ZBH / Zimmer Biomet Holdings, Inc.
BFZ / BlackRock California Municipal Income Trust
LRCX / Lam Research Corporation
VTR / Ventas, Inc.
NEE / NextEra Energy, Inc.
ETN / Eaton Corporation plc
PAAS / Pan American Silver Corp.
AMZN / Amazon.com, Inc.
ADBE / Adobe Inc.
COP / ConocoPhillips
IWN / iShares Trust - iShares Russell 2000 Value ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
F / Ford Motor Company
RF / Regions Financial Corporation
WMB / The Williams Companies, Inc.
GLW / Corning Incorporated
SRE / Sempra
UNH / UnitedHealth Group Incorporated
PSX / Phillips 66
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
AFL / Aflac Incorporated
USB / U.S. Bancorp
IDXX / IDEXX Laboratories, Inc.
WU / The Western Union Company
BDX / Becton, Dickinson and Company
ORI / Old Republic International Corporation
JNJ / Johnson & Johnson
TSCO / Tractor Supply Company
KSS / Kohl's Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
J / Jacobs Solutions Inc.
BRK.B / Berkshire Hathaway Inc.
TCBK / TriCo Bancshares
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
GM / General Motors Company
GOOG / Alphabet Inc.
ACN / Accenture plc
ED / Consolidated Edison, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
MUB / iShares Trust - iShares National Muni Bond ETF
BAX / Baxter International Inc.
SHW / The Sherwin-Williams Company
TMO / Thermo Fisher Scientific Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
MA / Mastercard Incorporated
SLB / Schlumberger Limited
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
META / Meta Platforms, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DUK / Duke Energy Corporation
URI / United Rentals, Inc.
KAI / Kadant Inc.
NOC / Northrop Grumman Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
WM / Waste Management, Inc.
CAH / Cardinal Health, Inc.
DHI / D.R. Horton, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IBM / International Business Machines Corporation
VC / Visteon Corporation
VLO / Valero Energy Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
BWA / BorgWarner Inc.
YUM / Yum! Brands, Inc.
DGX / Quest Diagnostics Incorporated
EXC / Exelon Corporation
CLX / The Clorox Company
ZBRA / Zebra Technologies Corporation
VIS / Vanguard World Fund - Vanguard Industrials ETF
AMGN / Amgen Inc.
DNOW / DNOW Inc.
MSI / Motorola Solutions, Inc.
GIS / General Mills, Inc.
FDUS / Fidus Investment Corporation
TXN / Texas Instruments Incorporated
EXI / iShares Trust - iShares Global Industrials ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
T / AT&T Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
V / Visa Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
AON / Aon plc
MS / Morgan Stanley
BKNG / Booking Holdings Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
DRI / Darden Restaurants, Inc.
LBTYA / Liberty Global Ltd.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
LLY / Eli Lilly and Company
MIN / MFS Intermediate Income Trust
GOLD / Barrick Mining Corporation
FBIN / Fortune Brands Innovations, Inc.
APH / Amphenol Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
DHR / Danaher Corporation
ADM / Archer-Daniels-Midland Company
IWO / iShares Trust - iShares Russell 2000 Growth ETF
CBRE / CBRE Group, Inc.
GD / General Dynamics Corporation
ONB / Old National Bancorp
KO / The Coca-Cola Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
SO / The Southern Company