Market Value292,494,000
Total Holdings667
File Date2013-10-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BCV / Bancroft Fund Ltd.
MITT / AG Mortgage Investment Trust, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
WSR / Whitestone REIT
PM / Philip Morris International Inc.
ACMP /
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
CMCSA / Comcast Corporation
CLF / Cleveland-Cliffs Inc.
ARNC / Arconic Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
RIG / Transocean Ltd.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
NCV / Virtus Convertible & Income Fund
ALLIANZGI INTL & PREM STRATE / (01882X108)
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
BGY / BlackRock Enhanced International Dividend Trust
CIM / Chimera Investment Corporation
CAG / Conagra Brands, Inc.
LVS / Las Vegas Sands Corp.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
NHS / Neuberger Berman High Yield Strategies Fund Inc.
BOE / BlackRock Enhanced Global Dividend Trust
APPCQ / American Apparel, Inc.
AMBKP / American Capital Trust I - Preferred Security
AEL / American Equity Investment Life Holding Company
VER / VEREIT Inc
AMERN STRATEGIC INCOME PTFL / (030099105)
AMERICAN STRATEGIC INCOME II / (03009T101)
APU / AmeriGas Partners, L.P.
ITW / Illinois Tool Works Inc.
AGNC / AGNC Investment Corp.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
IYE / iShares Trust - iShares U.S. Energy ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
NLY / Annaly Capital Management, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
WPC / W. P. Carey Inc.
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AIF / Apollo Tactical Income Fund Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
BTU / Peabody Energy Corporation
HIG / The Hartford Insurance Group, Inc.
SCHW / The Charles Schwab Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
WTRG / Essential Utilities, Inc.
ARCH / Arch Resources, Inc.
PSX / Phillips 66
BWA / BorgWarner Inc.
EOG / EOG Resources, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
AAIC / Arlington Asset Investment Corp - Class A
ARR / ARMOUR Residential REIT, Inc.
AVNR / Avanir Pharmaceuticals Inc
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
AVP / Avon Products, Inc.
US0549371070 / BB&T Corp.
AWR / American States Water Company
BHI / Baker Hughes Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
QCOM / QUALCOMM Incorporated
PH / Parker-Hannifin Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
INTC / Intel Corporation
BOH / Bank of Hawaii Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
DIS / The Walt Disney Company
TIP / iShares Trust - iShares TIPS Bond ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SPY / SPDR S&P 500 ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
DVN / Devon Energy Corporation
AEP / American Electric Power Company, Inc.
AIG / American International Group, Inc.
UWM / ProShares Trust - ProShares Ultra Russell2000
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
AJG / Arthur J. Gallagher & Co.
IBB / iShares Trust - iShares Biotechnology ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
WM / Waste Management, Inc.
GLW / Corning Incorporated
O / Realty Income Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
UNP / Union Pacific Corporation
CB / Chubb Limited
EFA / iShares Trust - iShares MSCI EAFE ETF
IGR / CBRE Global Real Estate Income Fund
OXLC / Oxford Lane Capital Corp.
LOW / Lowe's Companies, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KMB / Kimberly-Clark Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HD / The Home Depot, Inc.
SLV / iShares Silver Trust
ILCV / iShares Trust - iShares Morningstar Value ETF
TJX / The TJX Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TXN / Texas Instruments Incorporated
PPL / PPL Corporation
ADP / Automatic Data Processing, Inc.
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFE / Pfizer Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VZ / Verizon Communications Inc.
MPW / Medical Properties Trust, Inc.
META / Meta Platforms, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
FCX / Freeport-McMoRan Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
06740L477 / iPath US Treasury Steepener ETN
BBG / Bill Barrett Corp.
ES / Eversource Energy
IP / International Paper Company
V / Visa Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
BGFV / Big 5 Sporting Goods Corporation
PMM / Putnam Managed Municipal Income Trust
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
HPS / John Hancock Preferred Income Fund III
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
HSY / The Hershey Company
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BKH / Black Hills Corporation
AOD / Abrdn Total Dynamic Dividend Fund
TAP / Molson Coors Beverage Company
BB / BlackBerry Limited
BFK / BlackRock Municipal Income Trust
BLACKROCK HIGH YIELD TR / SHS (09248N102)
MHD / BlackRock MuniHoldings Fund, Inc.
MYJ / BlackRock MuniYield New Jersey Fund Inc
BLACKROCK SR HIGH INCOME FD / (09255T109)
OHI / Omega Healthcare Investors, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
CBI / Chicago Bridge & Iron Co., N.V.
BRCM / Broadcom Corporation
BRCD / Brocade Communications Systems, Inc.
US1182301010 / Buckeye Partners, L.P.
IYW / iShares Trust - iShares U.S. Technology ETF
AWK / American Water Works Company, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
AWF / AllianceBernstein Global High Income Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CHI / Calamos Convertible Opportunities and Income Fund
NYCB / Flagstar Financial, Inc.
CMO / Capstead Mortgage Corp.
MSI / Motorola Solutions, Inc.
YUM / Yum! Brands, Inc.
CRZO / Carrizo Oil & Gas, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
GT / The Goodyear Tire & Rubber Company
AB / AllianceBernstein Holding L.P. - Limited Partnership
DVY / iShares Trust - iShares Select Dividend ETF
PHK / PIMCO High Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PFN / PIMCO Income Strategy Fund II
BX / Blackstone Inc.
SO / The Southern Company
NEE / NextEra Energy, Inc.
BRK.B / Berkshire Hathaway Inc.
BGS / B&G Foods, Inc.
HPQ / HP Inc.
CELG / Celgene Corp.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
ARCC / Ares Capital Corporation
DNN / Denison Mines Corp.
HL / Hecla Mining Company
FAX / Abrdn Asia-Pacific Income Fund Inc
CMI / Cummins Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
KKR / KKR & Co. Inc.
153501101 / Central Fund of Canada Ltd.
K / Kellanova
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
GOF / Guggenheim Strategic Opportunities Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NSC / Norfolk Southern Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
PSEC / Prospect Capital Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
WU / The Western Union Company
X / United States Steel Corporation
CHK / Chesapeake Energy Corporation
PAAS / Pan American Silver Corp.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
SRE / Sempra
IXC / iShares Trust - iShares Global Energy ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
DD / DuPont de Nemours, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
CINEDIGM DIGITAL CINEMA CORP / (172407108)
CRUS / Cirrus Logic, Inc.
SU / Suncor Energy Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
MOS / The Mosaic Company
CLM / Cornerstone Strategic Investment Fund, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
CLAYMORE EXCHANGE TRD FD TR / GUG MIDCAP CORE (18383M720)
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
XCEMX / Clearbridge Energy MLP Fund Inc
CLIR / ClearSign Technologies Corporation
BAC / Bank of America Corporation
ORI / Old Republic International Corporation
RFI / Cohen & Steers Total Return Realty Fund, Inc.
COLE / Cole Office & Industrial REIT (CCIT II) Inc - Class A
EXP / Eagle Materials Inc.
DUK / Duke Energy Corporation
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
CSC / Computer Sciences Corp.
CNSL / Consolidated Communications Holdings, Inc.
CRF / Cornerstone Total Return Fund, Inc.
CORNERSTONE PROGRESSIVE RTN / (21925C101)
CREE / Cree, Inc.
CRESTWOOD MIDSTREAM PRTNERS / COM UNITS REPSTG (226372100)
MO / Altria Group, Inc.
SRV / NXG Cushing Midstream Energy Fund
DCP / DCP Midstream LP - Unit
233153204 / DCT Industrial Trust, Inc.
STLD / Steel Dynamics, Inc.
VFL / abrdn National Municipal Income Fund
DENALI FD INC / (24823A102)
DNDN /
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
VLO / Valero Energy Corporation
HILL / Dot Hill Systems Corp
DSL / DoubleLine Income Solutions Fund
DOW / Dow Inc.
DHF / BNY Mellon High Yield Strategies Fund
262498AB4 / DryShips, Inc. Bond
HAL / Halliburton Company
US2655041000 / Dunkin' Brands Group, Inc.
DRRX / DURECT Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EIX / Edison International
EPB /
ESIO / Electro Scientific Industries, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
IYJ / iShares Trust - iShares U.S. Industrials ETF
EQU / Equal Energy Ltd.
ESRX / Express Scripts Holding Co.
FMC / FMC Corporation
FXEN / FX Energy, Inc.
FETIX / Federated Enhanced Treasury Income Fund
FMO / Fiduciary/Claymore Energy Infrastructure Fund
FRGI / Fiesta Restaurant Group Inc
OCSL / Oaktree Specialty Lending Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
FIBK / First Interstate BancSystem, Inc.
FEO / First Trust-abrdn Emerging Opportunity Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
SVVC / Firsthand Technology Value Fund, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
FST / FAST Acquisition Corp - Class A
CSQ / Calamos Strategic Total Return Fund
FTR / Frontier Communications Corp.
PBA / Pembina Pipeline Corporation
XGUTX / Gabelli Utility Trust (The)
GCI / Gannett Co., Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GMED / Globus Medical, Inc.
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
GG / Goldcorp, Inc.
GXP / Great Plains Energy, Inc.
GWAY / Greenway Medical Technologies Inc
GRPN / Groupon, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PEAK / Healthpeak Properties, Inc.
HOG / Harley-Davidson, Inc.
HE / Hawaiian Electric Industries, Inc.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HELIOS STRATEGIC INCOME FD I / (42328A203)
/ Hi-Crush Inc.
HFC / HollyFrontier Corp
HRZN / Horizon Technology Finance Corporation
HZNP / Horizon Therapeutics Plc
ZINC / Horsehead Holding Corp.
HUSA / Houston American Energy Corp.
HCBK / Hudson City Bancorp, Inc.
HUN / Huntsman Corporation
XPPRX / Voya Prime Rate Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IMO / Imperial Oil Limited
INCY / Incyte Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
JCI / Johnson Controls International plc
ABBV / AbbVie Inc.
F / Ford Motor Company
JPM / JPMorgan Chase & Co.
LLY / Eli Lilly and Company
MCD / McDonald's Corporation
AAPL / Apple Inc.
TCL / AT&T Inc.
PG / The Procter & Gamble Company
IBM / International Business Machines Corporation
C / Citigroup Inc.
WMT / Walmart Inc.
MSFT / Microsoft Corporation
TEG / Integrys Energy Group, Inc.
GOOGL / Alphabet Inc.
BMY / Bristol-Myers Squibb Company
CVS / CVS Health Corporation
HON / Honeywell International Inc.
ORCL / Oracle Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
JNJ / Johnson & Johnson
GLD / SPDR Gold Trust
PEP / PepsiCo, Inc.
IOC / InterOil Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
IVR / Invesco Mortgage Capital Inc.
CL / Colgate-Palmolive Company
MDLZ / Mondelez International, Inc.
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
DAL / Delta Air Lines, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
FXI / iShares Trust - iShares China Large-Cap ETF
GLO / Clough Global Opportunities Fund
IXP / iShares Trust - iShares Global Comm Services ETF
ILF / iShares Trust - iShares Latin America 40 ETF
UNH / UnitedHealth Group Incorporated
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
AGZ / iShares Trust - iShares Agency Bond ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
VIAV / Viavi Solutions Inc.
JNS / Janus Capital Group, Inc.
JOY / Joy Global, Inc.
KFH / KKR Financial Holdings LLC
KMP /
CAT / Caterpillar Inc.
KOG /
KRFT /
KTOS / Kratos Defense & Security Solutions, Inc.
LLEN / L&L Energy, Inc.
LTC / LTC Properties, Inc.
XOM / Exxon Mobil Corporation
GILD / Gilead Sciences, Inc.
EXC / Exelon Corporation
US5249011058 / Legg Mason, Inc.
LIFE / aTyr Pharma, Inc.
LINE / Lineage, Inc.
LOCMQ / Local Corp
LO /
DHR / Danaher Corporation
MDU / MDU Resources Group, Inc.
MIN / MFS Intermediate Income Trust
XMFVX / MFS Special Value Trust
MMP / Magellan Midstream Partners L.P.
MHRC / Magnum Hunter Resources Corp.
HYF / Managed High Yield Plus Fund, Inc.
MTW / The Manitowoc Company, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
MXWL / Maxwell Technologies, Inc.
MXL / MaxLinear, Inc.
MTOR / Meritor Inc
MILPQ / Miller Energy Resources, Inc.
MCP /
608753AF6 / Molycorp, Inc. Bond
61166W101 / Monsanto Co.
MWA / Mueller Water Products, Inc.
MYE / Myers Industries, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NW.PRC / National Westminster Bank Plc
NQ / NQ Mobile Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
HYB / The New America High Income Fund Inc.
NYMT / New York Mortgage Trust, Inc.
NHF / NexPoint Strategic Opportunities Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NRF / NorthStar Realty Finance Corp.
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
NVAX / Novavax, Inc.
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
NUVA / Nuvasive Inc
67071S101 / Nuveen Quality Preferred Income Fund
CTF / Nuveen Long/Short Commodity Total Return Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
SNOA / Sonoma Pharmaceuticals, Inc.
OKS / ONEOK Partners, L.P.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PACB / Pacific Biosciences of California, Inc.
OPI / Office Properties Income Trust
OWE / Obsidian Energy Ltd.
PBCT / People`s United Financial Inc
POM / PEPCO Holdings, Inc.
PETROLEUM & RES CORP / (716549100)
ALU / Alcatel Lucent
PCN / PIMCO Corporate & Income Strategy Fund
RCS / PIMCO Strategic Income Fund, Inc.
PFL / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / WILDERHILL PRO (73935X161)
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / ENERGY SEC POR (73935X385)
POWERSHARES ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / DYN UTIL PORTF (73935X591)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823)
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES ETF TR II / INTL DEV LOWVL (73937B688)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TR II / S&P SMCP FIN P (73937B803)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
APTS / Preferred Apartment Communities Inc - Class A
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
EFZ / ProShares Trust - ProShares Short MSCI EAFE
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
PROSHARES TR / PSHS SHORT DOW30 (74347R701)
UKF / ProShares Ultra Russell1000 Growth
GHY / PGIM Global High Yield Fund, Inc
PULSE ELECTRONICS CORP / (74586W205)
PSXP / Phillips 66 Partners LP - Units
RCAP / RCS CAPITAL CORPORATION
RFMD /
RECOVERY ENERGY INC / (75626X202)
758766109 / Regal Entertainment Group
RELV / Reliv' International, Inc.
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
RCG / RENN Fund, Inc.
RENN / Renren Inc - ADR
US30068N1054 / Exantas Capital Corp.
RH / RH
RPAI / Retail Properties of America Inc - Class A
SALE / RetailMeNot, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
RAI / Reynolds American, Inc.
RAD / Rite Aid Corp.
RMRM / RMR Mortgage Trust
RY / Royal Bank of Canada
RDS.B / Shell Plc - ADR
RMS / Rydex ETF Trust
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
SWYDF / Stornoway Diamond Corporation
SD / SandRidge Energy, Inc.
SDR / SandRidge Mississippian Trust II
SARA / SARATOGA RES INC TEX
SNH / Senior Housing Properties Trust
SIGA / SIGA Technologies, Inc.
WPM / Wheaton Precious Metals Corp.
SIRI / Sirius XM Holdings Inc.
SPPP / Sprott Physical Platinum and Palladium Trust
SPF /
BA / The Boeing Company
STI / Solidion Technology, Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
SYMMETRICOM INC / (871543104)
SYNA / Synaptics Incorporated
TCPC / BlackRock TCP Capital Corp.
/ THL Credit, Inc.
OXSQ / Oxford Square Capital Corp.
TNGO / Tangoe, Inc.
GIM / Templeton Global Income Fund
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
TGTX / TG Therapeutics, Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TYG / Tortoise Energy Infrastructure Corporation
NTG / Tortoise Midstream Energy Fund, Inc.
TWER / Towerstream Corporation
XTAIX / Transamerica Income Shares, Inc
89376V100 / TransMontaigne Partners LP
BBDC / Barings BDC, Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
TPC / Tutor Perini Corporation
FOX / Fox Corporation
TWO / Two Harbors Investment Corp.
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
AFL / Aflac Incorporated
UAA / Under Armour, Inc.
UNXLQ / Uni-Pixel, Inc.
UNIS / Unilife Corp
UNG / United States Natural Gas Fund, LP - Limited Partnership
UEIC / Universal Electronics Inc.
VLY / Valley National Bancorp
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VENTRUS BIOSCIENCES INC / (922822101)
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VHC / VirnetX Holding Corporation
VSH / Vishay Intertechnology, Inc.
VODPF / Vodafone Group Public Limited Company
WLTGQ / Walter Energy, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
HIX / Western Asset High Income Fund II Inc.
WIA / Western Asset Inflation-Linked Income Fund
WMC / Western Asset Mortgage Capital Corp
WPRT / Westport Fuel Systems Inc.
WHLR / Wheeler Real Estate Investment Trust, Inc.
WLL / Whiting Petroleum Corp (New)
WFM / Whole Foods Market, Inc.
WG / Willbros Group, Inc.
GTX / Garrett Motion Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
AABA / Altaba Inc
XZTRX / Zweig Total Return Fund Inc.
ZNGA / Zynga Inc - Class A
BAP / Credicorp Ltd.
LAZ / Lazard, Inc.
BEL / Belmond Ltd.
SFL / SFL Corporation Ltd.
WFT / Weatherford International plc
00B65Z9D7 / Noble Corporation plc
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
GNK / Genco Shipping & Trading Limited
STNG / Scorpio Tankers Inc.
TGP / Teekay LNG Partners LP - Unit
CJ / C&J Energy Services, Inc.
GS / The Goldman Sachs Group, Inc.
AMAT / Applied Materials, Inc.
SCCO / Southern Copper Corporation
CSX / CSX Corporation
MRK / Merck & Co., Inc.
AXP / American Express Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
PSA / Public Storage
AVY / Avery Dennison Corporation
MET / MetLife, Inc.
CME / CME Group Inc.
AMGN / Amgen Inc.
MS / Morgan Stanley
SBUX / Starbucks Corporation
AMT / American Tower Corporation
STX / Seagate Technology Holdings plc
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
LULU / lululemon athletica inc.
GNT / GAMCO Natural Resources, Gold & Income Trust
RGEN / Repligen Corporation
D / Dominion Energy, Inc.
BG / Bunge Global SA
BGR / BlackRock Energy and Resources Trust
CVX / Chevron Corporation
UTHR / United Therapeutics Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
MMM / 3M Company
PRU / Prudential Financial, Inc.
NAT / Nordic American Tankers Limited
WY / Weyerhaeuser Company
NEM / Newmont Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
FBIO / Fortress Biotech, Inc.
KR / The Kroger Co.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
PALI / Palisade Bio, Inc.
RTX / RTX Corporation
HES / Hess Corporation
CTRA / Coterra Energy Inc.
VTR / Ventas, Inc.
UPS / United Parcel Service, Inc.
MU / Micron Technology, Inc.
BK / The Bank of New York Mellon Corporation
USB / U.S. Bancorp
XEL / Xcel Energy Inc.
WMB / The Williams Companies, Inc.
CSCO / Cisco Systems, Inc.
EMN / Eastman Chemical Company
COP / ConocoPhillips
DE / Deere & Company
LUMN / Lumen Technologies, Inc.
ED / Consolidated Edison, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
CNP / CenterPoint Energy, Inc.
PEG / Public Service Enterprise Group Incorporated