Market Value163,216,000
Total Holdings200
File Date2019-10-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MCHP / Microchip Technology Incorporated
PEP / PepsiCo, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
OKE / ONEOK, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
LLY / Eli Lilly and Company
LUMN / Lumen Technologies, Inc.
MSFT / Microsoft Corporation
NVDA / NVIDIA Corporation
NCLH / Norwegian Cruise Line Holdings Ltd.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
HE / Hawaiian Electric Industries, Inc.
CEV / Eaton Vance California Municipal Income Trust
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
US7846351044 / SPX Corp
HES / Hess Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
HPQ / HP Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
PZC / PIMCO California Municipal Income Fund III
HSY / The Hershey Company
EL / The Estée Lauder Companies Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
MALT / MASTR Alternative Loan Trust 2003-5
JNJ / Johnson & Johnson
VZ / Verizon Communications Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CTVA / Corteva, Inc.
ET / Energy Transfer LP - Limited Partnership
RGLD / Royal Gold, Inc.
AXP / American Express Company
ACN / Accenture plc
FRC / First Republic Bank
FHI / Federated Hermes, Inc.
ISRG / Intuitive Surgical, Inc.
PFE / Pfizer Inc.
FNF / Fidelity National Financial, Inc.
VCV / Invesco California Value Municipal Income Trust
T / AT&T Inc.
KEYS / Keysight Technologies, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DOW / Dow Inc.
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
BBL / BHP Group Plc - ADR
NAC / Nuveen California Quality Municipal Income Fund
IP / International Paper Company
DXC / DXC Technology Company
DELL / Dell Technologies Inc.
HON / Honeywell International Inc.
APD / Air Products and Chemicals, Inc.
CWT / California Water Service Group
XEL / Xcel Energy Inc.
SJW / SJW Group
COST / Costco Wholesale Corporation
STT / State Street Corporation
UPS / United Parcel Service, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ADM / Archer-Daniels-Midland Company
DIS / The Walt Disney Company
MBB / iShares Trust - iShares MBS ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
V / Visa Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
STZ / Constellation Brands, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IAU / iShares Gold Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MDT / Medtronic plc
RNG / RingCentral, Inc.
SPY / SPDR S&P 500 ETF
MCD / McDonald's Corporation
HTBK / Heritage Commerce Corp
ECA / EnCana Corp.
MKC / McCormick & Company, Incorporated
C.WSA / Citigroup, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
BAM / Brookfield Asset Management Ltd.
SYNA / Synaptics Incorporated
US58503F5026 / Medley Capital Corp.
AA / Alcoa Corporation
ORCL / Oracle Corporation
ICE / Intercontinental Exchange, Inc.
COTY / Coty Inc.
GD / General Dynamics Corporation
BDX / Becton, Dickinson and Company
O / Realty Income Corporation
BHF / Brighthouse Financial, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TGT / Target Corporation
BKI / Black Knight Inc - Class A
CMA / Comerica Incorporated
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PG / The Procter & Gamble Company
CNNE / Cannae Holdings, Inc.
MO / Altria Group, Inc.
AMAT / Applied Materials, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
CELG / Celgene Corp.
SIVB / SVB Financial Group
CVX / Chevron Corporation
ALV / Autoliv, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
MU / Micron Technology, Inc.
BRK.B / Berkshire Hathaway Inc.
SYY / Sysco Corporation
LHX / L3Harris Technologies, Inc.
EXTR / Extreme Networks, Inc.
ALL / The Allstate Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
WAL / Western Alliance Bancorporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BAC / Bank of America Corporation
COP / ConocoPhillips
ZBH / Zimmer Biomet Holdings, Inc.
JPM / JPMorgan Chase & Co.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
WBA / Walgreens Boots Alliance, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
NFLX / Netflix, Inc.
GOOGL / Alphabet Inc.
KMB / Kimberly-Clark Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
AEE / Ameren Corporation
SPGI / S&P Global Inc.
WMT / Walmart Inc.
A / Agilent Technologies, Inc.
BF.B / Brown-Forman Corporation
SBUX / Starbucks Corporation
CSCO / Cisco Systems, Inc.
BK / The Bank of New York Mellon Corporation
ADBE / Adobe Inc.
GE / General Electric Company
BG / Bunge Global SA
RIG / Transocean Ltd.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
PSX / Phillips 66
FEYE / FireEye Inc
Y / Alleghany Corp.
CMCSA / Comcast Corporation
HAL / Halliburton Company
UNP / Union Pacific Corporation
MMM / 3M Company
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
KMI / Kinder Morgan, Inc.
INTC / Intel Corporation
GLW / Corning Incorporated
ASMLF / ASML Holding N.V.
RTX / RTX Corporation
BA / The Boeing Company
WFC / Wells Fargo & Company
MFC / HEXAOM
ABB / ABB Ltd. - ADR
PM / Philip Morris International Inc.
GILD / Gilead Sciences, Inc.
VRSN / VeriSign, Inc.
AMZN / Amazon.com, Inc.
APA / APA Corporation
DHR / Danaher Corporation
MRK / Merck & Co., Inc.
SLB / Schlumberger Limited
DEO / Diageo plc - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
FCX / Freeport-McMoRan Inc.
XOM / Exxon Mobil Corporation
PCQ / PIMCO California Municipal Income Fund
HD / The Home Depot, Inc.
CRM / Salesforce, Inc.
TPL / Texas Pacific Land Corporation
AMGN / Amgen Inc.
SQ / Block, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
FIS / Fidelity National Information Services, Inc.
META / Meta Platforms, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DOW / Dow Inc.