Secondary Smelting and Refining of Nonferrous Metals - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2024-06-06 13D/A CSTM / Constellium SE Bpifrance Participations SA 12,593,903 8.60 -23.18
2023-08-10 13D/A CSTM / Constellium SE Bpifrance Participations SA 16,393,903 11.17
2021-01-15 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 473,827 0.77 -82.96
2020-10-08 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,953,175 4.85 0.00
2020-10-07 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,953,175 4.85 -35.63
2020-08-07 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 4,588,044 7.53 0.00
2020-08-06 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 4,588,044 7.53 -15.66
2020-05-20 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 5,439,802 9.10 12.34
2020-05-07 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 4,842,319 8.10 14.08
2020-05-06 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 4,244,758 7.10 41.15
2019-03-07 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 2,781,205 5.96 -20.16
2018-08-20 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 3,007,224 7.80 0.00
2018-08-20 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 3,483,452 8.34 0.00
2018-08-17 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 3,007,224 7.80 21.07
2018-07-05 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 3,483,452 8.61 0.00
2018-06-22 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,483,969 6.60 -1.33
2018-06-21 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,517,355 6.70 0.00
2018-06-20 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,517,355 6.70 10.23
2018-05-03 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,283,678 8.00 0.00
2018-04-25 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,283,678 8.00 0.00
2018-04-24 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,283,678 8.00 0.00
2018-04-04 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,283,678 8.00 0.31
2018-04-03 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,276,548 7.90 0.00
2018-03-23 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,276,548 7.90 4.56
2018-03-06 13D/A AQMS / Aqua Metals, Inc. Philotimo Fund, LP 2,177,214 7.90 20.73
2018-02-22 13D AQMS / Aqua Metals, Inc. Philotimo Fund, LP 1,803,343 6.50
2017-11-08 13D/A CSTM / Constellium SE Bpifrance Participations SA 16,393,903 12.19 17.57
2017-09-07 13D/A CSTM / Constellium SE Bpifrance Participations SA 13,943,903 13.20
2017-05-16 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 3,483,452 15.05 -6.15
2016-08-17 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 3,711,872 19.90
2016-08-16 13D/A AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 19.90 0.00
2016-06-01 13D AQMS / Aqua Metals, Inc. Interstate Batteries, Inc. 3,711,872 19.90
2015-10-01 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Aguero Carlos E 0 0.00 -100.00
2015-09-30 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Total Merchant Ltd 1,000 100.00 -99.98
2015-09-18 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Tpg Specialty Lending, Inc. 0 0.00
2015-07-17 13D MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Aguero Carlos E 5,295,957 7.18
2015-06-25 13D MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Total Merchant Ltd 5,295,957 7.18
2015-05-28 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Weitsman Adam 6,816,136 9.25
2015-02-23 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Weitsman Adam 6,816,136 11.69
2015-02-10 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Weitsman Adam 6,816,136 11.69
2015-01-23 13D/A MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Weitsman Adam 5,803,136 9.95
2015-01-21 13D MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Weitsman Adam 5,562,637 9.54
2014-11-17 13D MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF Tpg Specialty Lending, Inc. 3,810,146 6.10
2014-03-12 13D/A CSTM / Constellium SE Apollo Management Holdings GP, LLC 0 0.00
2014-02-12 13D/A CSTM / Constellium SE Apollo Management Holdings GP, LLC 12,561,475 12.10
2013-12-17 13D/A CSTM / Constellium SE Rio Tinto Plc 0 0.00
2013-11-18 13D/A CSTM / Constellium SE Rio Tinto Plc 9.22
2013-07-25 13D/A CSTM / Constellium SE Caisse Des Depots Et Consignations 12,846,969 12.30
2013-06-10 13D CSTM / Constellium SE Apollo Management Holdings GP, LLC 37,810,518 37.10
2013-06-10 13D CSTM / Constellium SE Caisse Des Depots Et Consignations 12,846,969 12.60