Market Value809,781,000
Total Holdings328
File Date2018-10-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
JNJ / Johnson & Johnson
T / AT&T Inc.
FNF / Fidelity National Financial, Inc.
GLO / Clough Global Opportunities Fund
NTR / Nutrien Ltd.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NTAP / NetApp, Inc.
ICUI / ICU Medical, Inc.
XETWX / Eaton Vance Tax-Managed Global
PYPL / PayPal Holdings, Inc.
MMM / 3M Company
GILD / Gilead Sciences, Inc.
PFE / Pfizer Inc.
MNST / Monster Beverage Corporation
PAYX / Paychex, Inc.
CCJ / Cameco Corporation
GE / General Electric Company
BA / The Boeing Company
IVOV / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Value ETF
MYC / BlackRock MuniYield California Fund Inc
INGN / Inogen, Inc.
QQQ / Invesco QQQ Trust, Series 1
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
INVE / Identiv, Inc.
ABBV / AbbVie Inc.
CMCSA / Comcast Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
KO / The Coca-Cola Company
ISRG / Intuitive Surgical, Inc.
AIG / American International Group, Inc.
NFLX / Netflix, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
GLD / SPDR Gold Trust
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
MSI / Motorola Solutions, Inc.
FUJHY / Subaru Corporation - Depositary Receipt (Common Stock)
AABA / Altaba Inc
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
APRN / Blue Apron Holdings Inc - Class A
GOOGL / Alphabet Inc.
PMX / PIMCO Municipal Income Fund III
CSCO / Cisco Systems, Inc.
PCG / PG&E Corporation
BX / Blackstone Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
PZC / PIMCO California Municipal Income Fund III
SIRI / Sirius XM Holdings Inc.
CCI / Crown Castle Inc.
GOLD / Barrick Mining Corporation
CHE / Chemed Corporation
EWG / iShares, Inc. - iShares MSCI Germany ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
LUV / Southwest Airlines Co.
HD / The Home Depot, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
TXN / Texas Instruments Incorporated
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
SQ / Block, Inc.
GS / The Goldman Sachs Group, Inc.
MSFT / Microsoft Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
GAB / The Gabelli Equity Trust Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
UNH / UnitedHealth Group Incorporated
CNNE / Cannae Holdings, Inc.
C / Citigroup Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MFC / HEXAOM
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
FIS / Fidelity National Information Services, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IP / International Paper Company
IWN / iShares Trust - iShares Russell 2000 Value ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
SWKS / Skyworks Solutions, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
MYD / BlackRock MuniYield Fund, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ANTM / Anthem Inc
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
ORCL / Oracle Corporation
PG / The Procter & Gamble Company
EVV / Eaton Vance Limited Duration Income Fund
USB / U.S. Bancorp
SLB / Schlumberger Limited
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
TWLO / Twilio Inc.
XOM / Exxon Mobil Corporation
XCIIX / BlackRock Enhanced Capital and
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
PK / Park Hotels & Resorts Inc.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
KKR / KKR & Co. Inc.
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
AAPL / Apple Inc.
PTY / Partway Group Plc
OEF / iShares Trust - iShares S&P 100 ETF
BKNG / Booking Holdings Inc.
SBUX / Starbucks Corporation
JPC / Nuveen Preferred & Income Opportunities Fund
DGP / DB Gold Double Long ETN
NEE / NextEra Energy, Inc.
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ATOM / Atomera Incorporated
BMY / Bristol-Myers Squibb Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CHI / Calamos Convertible Opportunities and Income Fund
OXY / Occidental Petroleum Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X Shares
TUR / iShares, Inc. - iShares MSCI Turkey ETF
EWI / iShares, Inc. - iShares MSCI Italy ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
IWM / iShares Trust - iShares Russell 2000 ETF
GM / General Motors Company
WMT / Walmart Inc.
VLO / Valero Energy Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BB / BlackBerry Limited
AVGO / Broadcom Inc.
PML / PIMCO Municipal Income Fund II
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MMU / Western Asset Managed Municipals Fund Inc.
TSN / Tyson Foods, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
ABT / Abbott Laboratories
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
NAC / Nuveen California Quality Municipal Income Fund
IWV / iShares Trust - iShares Russell 3000 ETF
SGEN / Seagen Inc
MCA / BlackRock MuniYield California Quality Fund Inc
KROTY / Kroton Educacional SA
PACW / Pacwest Bancorp
JPS / Nuveen Preferred & Income Securities Fund
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
NEV / Nuveen Enhanced Municipal Value Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
FMO / Fiduciary/Claymore Energy Infrastructure Fund
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
POAHY / Porsche Automobil Holding SE - Depositary Receipt (Common Stock)
ARNC / Arconic Corporation
POPE / Pope Resources, L.P.
HLT / Hilton Worldwide Holdings Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TLSNY / Telia Company AB (publ) - Depositary Receipt (Common Stock)
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
DVY / iShares Trust - iShares Select Dividend ETF
FRC / First Republic Bank
US30767E3071 / Farm Credit Bank of Texas
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
ROYCE VALUE TRUST 18RTS RIGHTS / WT (780991808)
VGM / Invesco Trust for Investment Grade Municipals
KTF / DWS Municipal Income Trust
LWLG / Lightwave Logic, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
XPFNX / PIMCO Income Strategy Fund II
ICF / iShares Trust - iShares Select U.S. REIT ETF
VMO / Invesco Municipal Opportunity Trust
JKHY / Jack Henry & Associates, Inc.
CHK / Chesapeake Energy Corporation
ATVI / Activision Blizzard Inc
CLNS / Colony NorthStar, Inc.
1/100000TH SPECTRUM GRP FRACTI / (JEH63M206)
GSS / Golden Star Resources Ltd.
TABERNA PREFERRED .018 07/05/2 / PFD (87330L200)
ALTAIR - SPECIAL OPPORTUNITY / ETF (ZZC99D246)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XLNX / Xilinx, Inc.
VKQ / Invesco Municipal Trust
FFWM / First Foundation Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PICB / Invesco Exchange-Traded Fund Trust II - Invesco International Corporate Bond ETF
Q L T INC WTS F WARRANTS EXP U / WT (746992171)
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
UQM / UQM Technologies, Inc.
AZSEY / Allianz SE
APO / Apollo Global Management, Inc.
/ Array BioPharma, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
TGTX / TG Therapeutics, Inc.
Q L T INC WTS F WARRANTS EXP U / WT (746992189)
HAIN / The Hain Celestial Group, Inc.
IAU / iShares Gold Trust
VKI / Invesco Advantage Municipal Income Trust II
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
BGY / BlackRock Enhanced International Dividend Trust
MFL / BlackRock MuniHoldings Investment Quality Fund
MHD / BlackRock MuniHoldings Fund, Inc.
DATA / Tableau Software, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
QCOM / QUALCOMM Incorporated
CHY / Calamos Convertible and High Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
JAX / J. Alexanders Holdings Inc
ENLAY / Enel SpA - Depositary Receipt (Common Stock)
DHT / DHT Holdings, Inc.
BKI / Black Knight Inc - Class A
AMC / AMC Entertainment Holdings, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
DTEGF / Deutsche Telekom AG
NTRS / Northern Trust Corporation
LEO / BNY Mellon Strategic Municipals, Inc.
US2782651036 / Eaton Vance Corp.
KHC / The Kraft Heinz Company
IHI / iShares Trust - iShares U.S. Medical Devices ETF
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
LJPC / La Jolla Pharmaceutical Co.
KGFHY / Kingfisher plc - Depositary Receipt (Common Stock)
/ Tesco PLC
DIS / The Walt Disney Company
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
TIVO / TiVo Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
TGNA / TEGNA Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
EMHY / iShares, Inc. - iShares J.P. Morgan EM High Yield Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
GQM / Golden Queen Mining Co. Ltd.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
CIT / CIT Group Inc
WKHS / Workhorse Group Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
ARTPRICE.COM ORDF / (F0405C108)
1/100000 INSIGHT SEL INC / TAXABLE CEF (EFH81W105)
TIP / iShares Trust - iShares TIPS Bond ETF
CBIA / Canopus BioPharma Incorporated
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
CKHUY / CK Hutchison Holdings Limited - Depositary Receipt (Common Stock)
PDT / John Hancock Premium Dividend Fund
ALTAIR - PACIFIC COAST CAP PTN / ETF (92299R115)
GREK / Global X Funds - Global X MSCI Greece ETF
FFIV / F5, Inc.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
SNWV / SANUWAVE Health, Inc.
BAYZF / Bayer Aktiengesellschaft
PEK / VanEck Vectors ChinaAMC CSI 300 ETF
LCI / Lannett Co., Inc.
DBRG / DigitalBridge Group, Inc.
AAGIY / AIA Group Limited - Depositary Receipt (Common Stock)
3988 / Bank of China Limited
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
AFB / AllianceBernstein National Municipal Income Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
/ Hillman Group Capital Trust
RVT / Royce Small-Cap Trust, Inc.
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
IVH / Delaware Ivy High Income Opportunities Fund
CEF / Sprott Physical Gold and Silver Trust
ALTAIR - GOLUB CAPITAL VIIILP / ETF (92299Q117)
ALTAIR - SENIOR HOUSING FUND I / ETF (021LU1558)
Security Etch Intl Sr-B Red/Cv / PFD (000000000)
GOOG / Alphabet Inc.
IIM / Invesco Value Municipal Income Trust
V / Visa Inc.
LLY / Eli Lilly and Company
SYF / Synchrony Financial
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
BAC / Bank of America Corporation
BAH / Booz Allen Hamilton Holding Corporation
HIX / Western Asset High Income Fund II Inc.
JPM / JPMorgan Chase & Co.
IDRA / Idera Pharmaceuticals, Inc.
VZ / Verizon Communications Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
ERC / Allspring Multi-Sector Income Fund
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
NAD / Nuveen Quality Municipal Income Fund
AMZN / Amazon.com, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
HAS / Hasbro, Inc.
AMGN / Amgen Inc.
CVX / Chevron Corporation
CRM / Salesforce, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
UPS / United Parcel Service, Inc.
PM / Philip Morris International Inc.
INTC / Intel Corporation
MRK / Merck & Co., Inc.
URI / United Rentals, Inc.
WFC / Wells Fargo & Company
META / Meta Platforms, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
F / Ford Motor Company
BRK.A / Berkshire Hathaway Inc.
SPY / SPDR S&P 500 ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CNC / Centene Corporation
BFZ / BlackRock California Municipal Income Trust
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
RSX / VanEck ETF Trust - VanEck Russia ETF
NVDA / NVIDIA Corporation
PMF / PIMCO Municipal Income Fund
DHI / D.R. Horton, Inc.
FCX / Freeport-McMoRan Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
UHS / Universal Health Services, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
MQT / BlackRock MuniYield Quality Fund II, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
WDFC / WD-40 Company
WMB / The Williams Companies, Inc.
BFK / BlackRock Municipal Income Trust
DSL / DoubleLine Income Solutions Fund
BOE / BlackRock Enhanced Global Dividend Trust
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VCV / Invesco California Value Municipal Income Trust
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
WDAY / Workday, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PHYS / Sprott Physical Gold Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
COST / Costco Wholesale Corporation