Market Value162,790,000
Total Holdings734
File Date2015-05-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HOG / Harley-Davidson, Inc.
BK / The Bank of New York Mellon Corporation
NYCB / Flagstar Financial, Inc.
NVDA / NVIDIA Corporation
EMR / Emerson Electric Co.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
DBD / Diebold Nixdorf, Incorporated
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EMAN / EMagin Corp
PDT / John Hancock Premium Dividend Fund
MPC / Marathon Petroleum Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
APAGF / Apco Oil & Gas International Inc
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
STON / StoneMor Inc
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
UNG / United States Natural Gas Fund, LP - Limited Partnership
IYT / iShares Trust - iShares U.S. Transportation ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
LOCK / LifeLock, Inc.
LOCK / LifeLock, Inc. Call
NKA / Niska Gas Storage Partners LLC
CHI / Calamos Convertible Opportunities and Income Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
TVIA / TerraVia Holdings, Inc.
ORI / Old Republic International Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
CMLP / Crestwood Midstream Partners Lp
LNKD / LinkedIn Corp.
NP / Neenah Inc
XRA / Exeter Resource Corp.
KERX / Keryx Biopharmaceuticals, Inc.
G0083B108 / Actavis
JDD / Nuveen Diversified Dividend and Income Fund
NS / NuStar Energy L.P. - Limited Partnership
BHI / Baker Hughes Inc.
ALU / Alcatel Lucent
BR / Broadridge Financial Solutions, Inc.
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VRTV / Veritiv Corp
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
VTR / Ventas, Inc.
LINE / Lineage, Inc.
ARR / ARMOUR Residential REIT, Inc.
887228104 / Time Inc.
KSU / Kansas City Southern
US21871D1037 / Corelogic Inc
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
IGI / Western Asset Investment Grade Opportunity Trust Inc.
RDS.B / Shell Plc - ADR
ACOR / Acorda Therapeutics, Inc.
KCG / KCG Holdings, Inc.
US87233Q1085 / TC Pipelines, LP
XLNX / Xilinx, Inc.
TARO / Taro Pharmaceutical Industries Ltd.
INTU / Intuit Inc.
0PP / Portola Pharmaceuticals Inc
JPS / Nuveen Preferred & Income Securities Fund
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
VER / VEREIT Inc
SJM / The J. M. Smucker Company
STL / Sterling Bancorp.
MSI / Motorola Solutions, Inc.
CLX / The Clorox Company Put
PHMD / PhotoMedex, Inc.
AMKR / Amkor Technology, Inc.
WEN / The Wendy's Company
83416T100 / SolarCity Corp Call
ELX / Emulex Corp
US6550441058 / Noble Energy, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
WPG / Washington Prime Group Inc
IMDZ / Immune Design Corp.
QQQ / Invesco QQQ Trust, Series 1
IGR / CBRE Global Real Estate Income Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
ABB / ABB Ltd. - ADR
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
US16941M1099 / China Mobile Ltd.
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
OTEX / Open Text Corporation
NYMT / New York Mortgage Trust, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
NYNY / Empire Resorts, Inc.
LAZ / Lazard, Inc.
HME / Home Properties, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
APL.PRE / Atlas Pipeline Partners L.P.
ATK /
HLIT / Harmonic Inc.
COV /
PTNR / Partner Communications Co. - ADR
AEE / Ameren Corporation
FACTORSHARES TR / ISE CYBER SEC (30304R407)
NGLS / Targa Resources Partners LP
WPZ / Access Midstream Partners, L.P
PL.PRE / Protective Life Corp.
APA / APA Corporation
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
USLM / United States Lime & Minerals, Inc.
AES.PRC / AES Trust III
HEEM / iShares, Inc. - iShares Currency Hedged MSCI Emerging Markets ETF
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
76155G107 / Revolution Lighting Technologies, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
LNCO / Linn Co, LLC
ARDM / Aradigm Corp.
US55315D1054 / MMA Capital Holdings Inc
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
HCN / Welltower Inc.
KBH / KB Home
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
WLL / Whiting Petroleum Corp (New)
FNSR / Finisar Corporation
US0268741560 / American International Group, Inc. Warrants
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
SCON / Superconductor Technologies Inc.
AWP / abrdn Global Premier Properties Fund
TDC / Teradata Corporation
NRF / NorthStar Realty Finance Corp.
STCN / Steel Connect, Inc.
/ XL Group Ltd.
RDNT / RadNet, Inc.
DHF / BNY Mellon High Yield Strategies Fund
GXP / Great Plains Energy, Inc.
KRFT /
AOL /
CSOD / Cornerstone OnDemand Inc
TRW / TRW Automotive Holdings
WFM / Whole Foods Market, Inc.
SNDK / Sandisk Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SFE / Safeguard Scientifics, Inc.
XTAIX / Transamerica Income Shares, Inc
CHY / Calamos Convertible and High Income Fund
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
WAVX / Wave Systems Corp.
SXL / Sunoco Logistics Partners L.P.
SRC / Spirit Realty Capital, Inc.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
SCI / Service Corporation International
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
ANRZQ / Alpha Natural Resources, Inc.
ZF / Zweig Fund, Inc.
VSCI /
BRCD / Brocade Communications Systems, Inc.
KN / Knowles Corporation
847560109 / Spectra Energy Corp.
EFT / Eaton Vance Floating-Rate Income Trust
/ VIVUS, Inc.
CBA / ClearBridge American Energy MLP Fund Inc.
PRAN / Prana Biotechnology Ltd.
ABIO / ARCA biopharma, Inc.
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
SPLS / Staples, Inc.
CRDS / Crossroads Systems, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
WR / Westar Energy, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
QLGC / QLogic Corp.
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
FNFG / First Niagara Financial Group, Inc.
RMBS / Rambus Inc.
TE / T1 Energy Inc.
SD / SandRidge Energy, Inc.
HSKA / Heska Corp. (Restricted Voting)
PBI / Pitney Bowes Inc.
JMF / Nuveen Energy MLP Total Return Fund
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
VNR / Vanguard Natural Resources, LLC
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
AXTI / AXT, Inc.
CST / CST Brands, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
HTS / Hatteras Financial Corp.
IYW / iShares Trust - iShares U.S. Technology ETF
GLAE / GlassBridge Enterprises, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
AMRI / Albany Molecular Research, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GG / Goldcorp, Inc.
TOO / Teekay Offshore Partners L.P.
BOULDER TOTAL RETURN FD INC / (101541100)
ARROWHEAD RESH CORP / CALL Call (042797909)
/ FERRELLGAS PARTNERS LP Unit
US09249H1041 / BlackRock Municipal Bond Investment Trust
GLD / SPDR Gold Trust
WBMD / WebMD Health Corp.
PMFG / Pmfg, Inc.
GILD / Gilead Sciences, Inc. Put
ABBV / AbbVie Inc.
APD / Air Products and Chemicals, Inc.
META / Meta Platforms, Inc.
CCJ / Cameco Corporation
CVX / Chevron Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CI / The Cigna Group
GOOGL / Alphabet Inc.
BRK.B / Berkshire Hathaway Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
CYBR / CyberArk Software Ltd.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MHRC / Magnum Hunter Resources Corp.
SDS / ProShares Trust - ProShares UltraShort S&P500
FONR / FONAR Corporation
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
60979P105 / Monogram Residential Trust, Inc.
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
AVNS / Avanos Medical, Inc.
RBSPF / NatWest Group plc
GKNT / Geeknet, Inc
VPU / Vanguard World Fund - Vanguard Utilities ETF
OA / Orbital ATK, Inc.
FUL / H.B. Fuller Company
US1182301010 / Buckeye Partners, L.P.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DFT / Dupont Fabros Technology, Inc. Put
TRI / Thomson Reuters Corporation
JPSSZ / JPMorgan Chase & Co. Put
GAS / AGL Resources Inc.
LINE / Lineage, Inc. Put
WPG / Washington Prime Group Inc
AMCC / Applied Micro Circuits Corp.
CURRENCYSHS JAPANESE YEN TR / PUT Put (23130A952)
TRNS / Transcat, Inc.
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
HON / Honeywell International Inc.
AEPI / AEP Industries, Inc.
NCV / Virtus Convertible & Income Fund
BPZRQ / BPZ Resources, Inc.
US6821631008 / On Deck Capital, Inc.
CRC / California Resources Corporation
WLMS / Williams Industrial Services Group Inc
PTEN / Patterson-UTI Energy, Inc.
BWP / Boardwalk Pipeline Partners L.P
PVCT / Provectus Biopharmaceuticals, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
APU / AmeriGas Partners, L.P.
MO / Altria Group, Inc.
CSCO / Cisco Systems, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
GBF / iShares Trust - iShares Government/Credit Bond ETF
WWE / World Wrestling Entertainment, Inc. - Class A
BAC / Bank of America Corporation
GS / The Goldman Sachs Group, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
INTC / Intel Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
OEF / iShares Trust - iShares S&P 100 ETF
SYK / Stryker Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Call
VHT / Vanguard World Fund - Vanguard Health Care ETF
PEP / PepsiCo, Inc.
WFC / Wells Fargo & Company
AWK / American Water Works Company, Inc.
DE / Deere & Company
MMM / 3M Company
VZ / Verizon Communications Inc.
FCX / Freeport-McMoRan Inc.
CL / Colgate-Palmolive Company
UTHR / United Therapeutics Corporation
/ Windstream Holdings, Inc
UTHR / United Therapeutics Corporation
EAF / GrafTech International Ltd.
PXD / Pioneer Natural Resources Company
BALL / Ball Corporation
MU / Micron Technology, Inc.
FTR / Frontier Communications Corp.
HCMC / Healthier Choices Management Corp.
CALM / Cal-Maine Foods, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ARNC / Arconic Corporation
SPY / SPDR S&P 500 ETF
US0153511094 / Alexion Pharmaceuticals, Inc.
JLS / Nuveen Mortgage and Income Fund
EVV / Eaton Vance Limited Duration Income Fund
JFR / Nuveen Floating Rate Income Fund
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
CURRENCYSHARES EURO TR / PUT Put (23130C958)
LL / LL Flooring Holdings, Inc.
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
NSAM / NorthStar Asset Management Group, Inc.
AKS / AK Steel Holding Corp.
PUK / Prudential plc - Depositary Receipt (Common Stock)
US09249P1066 / BlackRock New York Municipal B
TSLA / Tesla, Inc.
OCLR / Oclaro, Inc
SO / The Southern Company
DOW / Dow Inc.
ADI / Analog Devices, Inc.
PFLT / PennantPark Floating Rate Capital Ltd.
TYL / Tyler Technologies, Inc.
XCO / EXCO Resources, Inc.
EGL / Engility Holdings, Inc.
RPAI / Retail Properties of America Inc - Class A
IGE / iShares Trust - iShares North American Natural Resources ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
370023103 / GGP, Inc.
ONFC / Oneida Financial Corp.
TWC / Spectrum Management Holding Company LLC
POWR / PowerSecure International, Inc
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
FST / FAST Acquisition Corp - Class A
PMCS / PMC - Sierra, Inc.
MWE / MarkWest Energy Partners, LP
EXI / iShares Trust - iShares Global Industrials ETF
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
PIPR / Piper Sandler Companies
JNP / Juniper Pharmaceuticals, Inc.
BLKB / Blackbaud, Inc.
BNS / The Bank of Nova Scotia
HTWR / Heartware International Inc.
TGP / Teekay LNG Partners LP - Unit
Y / Alleghany Corp.
HCBK / Hudson City Bancorp, Inc.
AAV / Advantage Energy Ltd.
PSX / Phillips 66
ILMN / Illumina, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
GWP / GW Pharmaceuticals plc
LXP / LXP Industrial Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MNKKQ / Mallinckrodt Plc
JWN / Nordstrom, Inc.
TU / TELUS Corporation
MCD / McDonald's Corporation
OGS / ONE Gas, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
MTB / M&T Bank Corporation
VRTX / Vertex Pharmaceuticals Incorporated
RY / Royal Bank of Canada
61166W101 / Monsanto Co.
FBHS / Fortune Brands Home & Security Inc
SWIR / Sierra Wireless Inc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
ACI09N1H7 / Fiat Chrysler Automobiles N.V
SYNA / Synaptics Incorporated
US0325111070 / Anadarko Petroleum Corp.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TD / The Toronto-Dominion Bank
DEO / Diageo plc - Depositary Receipt (Common Stock)
FOX / Fox Corporation
AAPL / Apple Inc.
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
MBLY / Mobileye Global Inc.
PFE / Pfizer Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
SAL / Salisbury Bancorp, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
MRO / Marathon Oil Corporation
CNQ / Canadian Natural Resources Limited
TAL / TAL Education Group - Depositary Receipt (Common Stock)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CBI / Chicago Bridge & Iron Co., N.V.
DVN / Devon Energy Corporation
PRU / Prudential Financial, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ILMN / Illumina, Inc.
CSX / CSX Corporation
MDT / Medtronic plc
AJG / Arthur J. Gallagher & Co.
SDRL / Seadrill Limited
FSK / FS KKR Capital Corp.
AET / Aetna, Inc.
INAP / Internap Corporation
CNP / CenterPoint Energy, Inc.
YUM / Yum! Brands, Inc.
QCOM / QUALCOMM Incorporated
GOGO / Gogo Inc.
K / Kellanova
LLL / JX Luxventure Limited
PHH / Park Ha Biological Technology Co., Ltd.
OEF / iShares Trust - iShares S&P 100 ETF
STEW / SRH Total Return Fund, Inc.
RTN / Raytheon Co.
LKQ / LKQ Corporation
SSO / ProShares Trust - ProShares Ultra S&P500
HDV / iShares Trust - iShares Core High Dividend ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
HQL / Abrdn Life Sciences Investors
AUY / Yamana Gold Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
GDL / The GDL Fund
DOW / Dow Inc.
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
TTM / Tata Motors Ltd. - ADR
BDX / Becton, Dickinson and Company
HYB / The New America High Income Fund Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
PCAR / PACCAR Inc
DVY / iShares Trust - iShares Select Dividend ETF
MANU / Manchester United plc
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GM / General Motors Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GGZ / The Gabelli Global Small and Mid Cap Value Trust
VSTO / Vista Outdoor Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
TXT / Textron Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
FUN / Six Flags Entertainment Corporation
BBDC / Barings BDC, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
D / Dominion Energy, Inc.
DSX / Diana Shipping Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
FLEX / Flex Ltd.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
NXPI / NXP Semiconductors N.V.
SPG / Simon Property Group, Inc.
NOV / NOV Inc.
UTG / Reaves Utility Income Fund
MYN / BlackRock MuniYield New York Quality Fund, Inc.
IMAX / IMAX Corporation
DOV / Dover Corporation
PEG / Public Service Enterprise Group Incorporated
LNT / Alliant Energy Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
CMI / Cummins Inc.
TSI / TCW Strategic Income Fund, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
EMN / Eastman Chemical Company
PSHG / Performance Shipping Inc.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
VLO / Valero Energy Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DBL / DoubleLine Opportunistic Credit Fund
TRP / TC Energy Corporation
GDV / The Gabelli Dividend & Income Trust
DBC / Invesco DB Commodity Index Tracking Fund
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
KKR / KKR & Co. Inc.
SCHW / The Charles Schwab Corporation
ACN / Accenture plc
EFA / iShares Trust - iShares MSCI EAFE ETF
PNF / PIMCO New York Municipal Income Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MDLZ / Mondelez International, Inc.
FANG / Diamondback Energy, Inc.
ERC / Allspring Multi-Sector Income Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LBRDK / Liberty Broadband Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PPG / PPG Industries, Inc.
AINV / Apollo Investment Corporation
ORLY / O'Reilly Automotive, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TXN / Texas Instruments Incorporated
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
RTX / RTX Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
GOLD / Barrick Mining Corporation
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
SON / Sonoco Products Company
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
CCEP / Coca-Cola Europacific Partners PLC
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
DSL / DoubleLine Income Solutions Fund
HPQ / HP Inc.
NCZ / Virtus Convertible & Income Fund II
IAU / iShares Gold Trust
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TWX / Warner Media LLC
HTA / Healthcare Realty Trust Inc - Class A
CMO / Capstead Mortgage Corp.
CDK / CDK Global Inc
NWSA / News Corporation
EWC / iShares, Inc. - iShares MSCI Canada ETF
NI / NiSource Inc.
US2692464017 / E*TRADE Financial, Inc.
CAG / Conagra Brands, Inc.
MAT / Mattel, Inc.
57772K101 / Maxim Integrated Products Inc.
HBAN / Huntington Bancshares Incorporated
ENOC / EnerNOC, Inc.
DIS / The Walt Disney Company
SPWR / Complete Solaria, Inc.
DRI / Darden Restaurants, Inc.
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
FE / FirstEnergy Corp.
IDV / iShares Trust - iShares International Select Dividend ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
19041P105 / CBS Corp.
AIG / American International Group, Inc.
AMAT / Applied Materials, Inc.
/ Wyndham Destinations, Inc.
FMC / FMC Corporation
PH / Parker-Hannifin Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
CEQP / Crestwood Equity Partners LP - Unit
WCG / Wellcare Health Plans, Inc.
NRG / NRG Energy, Inc.
EXAS / Exact Sciences Corporation
JBT / JBT Marel Corporation
TROW / T. Rowe Price Group, Inc.
ABT / Abbott Laboratories
MLI / Mueller Industries, Inc.
MSCI / MSCI Inc.
KGC / Kinross Gold Corporation
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
DNOW / DNOW Inc.
ESRX / Express Scripts Holding Co.
MCK / McKesson Corporation
FTNT / Fortinet, Inc.
651824104 / Newport Corporation
FTI / TechnipFMC plc
BBI / Brickell Biotech Inc
AMLP / ALPS ETF Trust - Alerian MLP ETF
CHK / Chesapeake Energy Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
AFL / Aflac Incorporated
SCU / Sculptor Capital Management Inc - Class A
PFG / Principal Financial Group, Inc.
AABA / Altaba Inc
IR / Ingersoll Rand Inc.
CAR / Avis Budget Group, Inc.
CYTR / LadRx Corp
DLR / Digital Realty Trust, Inc.
MKC / McCormick & Company, Incorporated
RIG / Transocean Ltd.
NLY / Annaly Capital Management, Inc.
IP / International Paper Company
/ Hi-Crush Inc.
CLX / The Clorox Company
OXY / Occidental Petroleum Corporation
DNDN /
US9021041085 / II-VI, Inc.
DOW / Dow Inc. Put
WBA / Walgreens Boots Alliance, Inc.
EEA / The European Equity Fund, Inc.
CLSN / Imunon Inc
ZBH / Zimmer Biomet Holdings, Inc.
HAL / Halliburton Company
CSIQ / Canadian Solar Inc.
DDD / 3D Systems Corporation
USNA / USANA Health Sciences, Inc.
SPLK / Splunk Inc.
TWTR / Twitter Inc
FAX / Abrdn Asia-Pacific Income Fund Inc
NUAN / Nuance Communications Inc
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CLNE / Clean Energy Fuels Corp.
CVS / CVS Health Corporation
RIG / Transocean Ltd. Call
RHP / Ryman Hospitality Properties, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AMP / Ameriprise Financial, Inc.
SU / Suncor Energy Inc.
WM / Waste Management, Inc.
PCYC / Pharmacyclics
LO /
BA / The Boeing Company
MFA / MFA Financial, Inc.
XEL / Xcel Energy Inc.
CFX / Colfax Corp
CELG / Celgene Corp.
AMBKP / American Capital Trust I - Preferred Security
POWL / Powell Industries, Inc.
RPM / RPM International Inc.
PLUG / Plug Power Inc.
REGI / Renewable Energy Group Inc
SPPI / Spectrum Pharmaceuticals, Inc.
CASI / CASI Pharmaceuticals, Inc.
BSX / Boston Scientific Corporation
NCR / NCR Corp.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
INDA / iShares Trust - iShares MSCI India ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
FWONA / Formula One Group
MTG / MGIC Investment Corporation
GE / General Electric Company
ORCL / Oracle Corporation
NEE / NextEra Energy, Inc.
DUK / Duke Energy Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
HD / The Home Depot, Inc.
ED / Consolidated Edison, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
LOW / Lowe's Companies, Inc.
USB / U.S. Bancorp
KMB / Kimberly-Clark Corporation
BAC / Bank of America Corporation Call
C / Citigroup Inc.
CL / Colgate-Palmolive Company Call
XOM / Exxon Mobil Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IBM / International Business Machines Corporation
UNH / UnitedHealth Group Incorporated
PG / The Procter & Gamble Company
DAL / Delta Air Lines, Inc.
CLF / Cleveland-Cliffs Inc.
BMY / Bristol-Myers Squibb Company
JPM / JPMorgan Chase & Co.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
GS / The Goldman Sachs Group, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
O / Realty Income Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AEP / American Electric Power Company, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
F / Ford Motor Company
WMT / Walmart Inc.
MAIN / Main Street Capital Corporation
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
SLV / iShares Silver Trust
ALLE / Allegion plc
MRK / Merck & Co., Inc.
OKE / ONEOK, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
LULU / lululemon athletica inc.
MPW / Medical Properties Trust, Inc.
ETN / Eaton Corporation plc
T / AT&T Inc.
BX / Blackstone Inc.
PM / Philip Morris International Inc.
BNY / BlackRock New York Municipal Income Trust
BXMX / Nuveen S&P 500 Buy-Write Income Fund
KMI / Kinder Morgan, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MS / Morgan Stanley
GIS / General Mills, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
SCCO / Southern Copper Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
RVTY / Revvity, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
GOOG / Alphabet Inc.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
COP / ConocoPhillips
IPI / Intrepid Potash, Inc.
FWONK / Formula One Group
LBRDA / Liberty Broadband Corporation
XRX / Xerox Holdings Corporation
VMW / Vmware Inc. - Class A
RAD / Rite Aid Corp.
GPS / The Gap, Inc.
MCHP / Microchip Technology Incorporated
LVS / Las Vegas Sands Corp.
MBOT / Microbot Medical Inc.
PNW / Pinnacle West Capital Corporation
LXRX / Lexicon Pharmaceuticals, Inc.
SYY / Sysco Corporation
CIEN / Ciena Corporation
ES / Eversource Energy
OXSQ / Oxford Square Capital Corp.
MMP / Magellan Midstream Partners L.P.
MSFT / Microsoft Corporation
DHR / Danaher Corporation
GILD / Gilead Sciences, Inc.
MGA / Magna International Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
OHI / Omega Healthcare Investors, Inc.
TRV / The Travelers Companies, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AMGN / Amgen Inc.
PDI / PIMCO Dynamic Income Fund
CDE / Coeur Mining, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
AMZN / Amazon.com, Inc.
BBP / ETFis Series Trust I - Virtus LifeSci Biotech Products ETF
DB / Deutsche Bank Aktiengesellschaft
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
FCEL / FuelCell Energy, Inc.
UAA / Under Armour, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
MLU / Manulife Financial Corporation
CG / The Carlyle Group Inc.
PTY / Partway Group Plc
RDUS / Radius Recycling, Inc.
ADP / Automatic Data Processing, Inc.
MCD / McDonald's Corporation
PLD / Prologis, Inc.
SIRI / Sirius XM Holdings Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
IWN / iShares Trust - iShares Russell 2000 Value ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
TEUM / Pareteum Corp
ENZ / Enzo Biochem, Inc.
IMGN / ImmunoGen, Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
AXP / American Express Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
BB / BlackBerry Limited
GGG / Graco Inc.
LUMN / Lumen Technologies, Inc.
KO / The Coca-Cola Company
MET / MetLife, Inc.
ADM / Archer-Daniels-Midland Company
EQR / Equity Residential
GSK / GSK plc - Depositary Receipt (Common Stock)
UNM / Unum Group
EBAY / eBay Inc.
GLW / Corning Incorporated
CMCSA / Comcast Corporation
CRIS / Curis, Inc.
AMT / American Tower Corporation
VIAV / Viavi Solutions Inc.
BIIB / Biogen Inc.
EXC / Exelon Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
FLR / Fluor Corporation
PNC / The PNC Financial Services Group, Inc.
ADSK / Autodesk, Inc.
L / Loews Corporation
ACM / AECOM
NSC / Norfolk Southern Corporation
OMC / Omnicom Group Inc.
PPL / PPL Corporation
SMCI / Super Micro Computer, Inc.
LMT / Lockheed Martin Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
BAX / Baxter International Inc.
UNP / Union Pacific Corporation
LLY / Eli Lilly and Company
SWKS / Skyworks Solutions, Inc.
SLCA / U.S. Silica Holdings, Inc.
UPS / United Parcel Service, Inc.
PRTA / Prothena Corporation plc
INFY / Infosys Limited - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
JNJ / Johnson & Johnson
CAT / Caterpillar Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)