Market Value222,570,000
Total Holdings251
File Date2017-11-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GER / GE Capital Global Holdings, LLC - Preferred Security
BXSY / Bexil Investment Trust
AAPL / Apple Inc.
BTT / Blackrock Municipal 2030 Target Term Trust
LCM / Advent Claymore Convertible Securities and Income Fund II
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
JEQ / Abrdn Japan Equity Fund Inc
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
AFT / Apollo Senior Floating Rate Fund Inc.
NAZ / Nuveen Arizona Quality Municipal Income Fund
BGR / BlackRock Energy and Resources Trust
GRX / The Gabelli Healthcare & Wellness Trust
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
NCZ / Virtus Convertible & Income Fund II
SPY / SPDR S&P 500 ETF
RMRM / RMR Mortgage Trust
OKE / ONEOK, Inc.
XOM / Exxon Mobil Corporation
BGS / B&G Foods, Inc.
RMT / Royce Micro-Cap Trust, Inc.
XPHTX / Pioneer High Income Trust
CIF / MFS Intermediate High Income Fund
DEO / Diageo plc - Depositary Receipt (Common Stock)
GLO / Clough Global Opportunities Fund
GPM / Guggenheim Enhanced Equity Income Fund
BTO / John Hancock Financial Opportunities Fund
WIA / Western Asset Inflation-Linked Income Fund
JFR / Nuveen Floating Rate Income Fund
GNT / GAMCO Natural Resources, Gold & Income Trust
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
US09254R1041 / BlackRock MuniYield Investment Fund
GHY / PGIM Global High Yield Fund, Inc
BCX / Blackrock Resources & Commodities Strategy Trust
MMP / Magellan Midstream Partners L.P.
HAL / Halliburton Company
NCV / Virtus Convertible & Income Fund
PCF / High Income Securities Fund
JPM / JPMorgan Chase & Co.
BX / Blackstone Inc.
PEP / PepsiCo, Inc.
CSCO / Cisco Systems, Inc.
JNJ / Johnson & Johnson
SGU / Star Group, L.P. - Limited Partnership
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
BSL / Blackstone Senior Floating Rate 2027 Term Fund
CHW / Calamos Global Dynamic Income Fund
WEA / Western Asset Premier Bond Fund
NWL / Newell Brands Inc.
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
NAC / Nuveen California Quality Municipal Income Fund
ENX / Eaton Vance New York Municipal Bond Fund
PMF / PIMCO Municipal Income Fund
NIM / Nuveen Select Maturities Municipal Fund
FTF / Franklin Limited Duration Income Trust
EVM / Eaton Vance California Municipal Bond Fund
JGH / Nuveen Global High Income Fund
HPS / John Hancock Preferred Income Fund III
VGM / Invesco Trust for Investment Grade Municipals
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
NZF / Nuveen Municipal Credit Income Fund
US27826W1045 / Eaton Vance New York Municipal Income Trust
NXJ / Nuveen New Jersey Quality Municipal Income Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
007639107 / Advent Claymore Convertible Securities & Income Fund II
NSL / Nuveen Senior Income Fund
US92913C1062 / Voya Natural Resources Equity Income Fnd
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
DSU / BlackRock Debt Strategies Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
MMU / Western Asset Managed Municipals Fund Inc.
BFZ / BlackRock California Municipal Income Trust
/ Voya International High Dividend Equity Income Fund
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
IGI / Western Asset Investment Grade Opportunity Trust Inc.
MYN / BlackRock MuniYield New York Quality Fund, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
DHF / BNY Mellon High Yield Strategies Fund
FIF / First Trust Energy Infrastructure Fund
INF / Brookfield Global Listed Infrastructure Income Fund
TEP / Tallgrass Energy Partners, LP
CEV / Eaton Vance California Municipal Income Trust
VTN / Invesco Trust for Investment Grade New York Municipals
EFT / Eaton Vance Floating-Rate Income Trust
MMT / MFS Multimarket Income Trust
INSI / Insight Select Income Fund
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
CEE / The Central and Eastern Europe Fund, Inc.
26433F207 / Duff & Phelps Select MLP and M Common Stock
HYI / Western Asset High Yield Opportunity Fund Inc.
FSD / First Trust High Income Long/Short Fund
BLW / BlackRock Limited Duration Income Trust
CAF / Morgan Stanley China A Share Fund, Inc.
XTDFX / Templeton Dragon Fund, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
BGT / BlackRock Floating Rate Income Trust
BKT / BlackRock Income Trust, Inc.
EXD / Eaton Vance Tax-Managed Buy-Write Strategy Fund
CHART INDUSTRIES INC / (16115Q209)
IIF / Morgan Stanley India Investment Fund, Inc.
BIT / BlackRock Multi-Sector Income Trust
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
ERC / Allspring Multi-Sector Income Fund
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
VCV / Invesco California Value Municipal Income Trust
MCR / MFS Charter Income Trust
US09249H1041 / BlackRock Municipal Bond Investment Trust
/ Blackrock Muniyield Arizona Fund Inc
MGF / MFS Government Markets Income Trust
NXQ / Nuveen Select Tax-Free Income Portfolio 2
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
NBO / Neuberger Berman New York Municipal Fund Inc
NUO / Nuveen Ohio Quality Municipal Income Fund
NCA / Nuveen California Municipal Value Fund
AFB / AllianceBernstein National Municipal Income Fund, Inc.
NMT / Nuveen Massachusetts Quality Municipal Income Fund
MFM / MFS Municipal Income Trust
PMX / PIMCO Municipal Income Fund III
PPT / Putnam Premier Income Trust
AIF / Apollo Tactical Income Fund Inc.
CUBA / The Herzfeld Caribbean Basin Fund Inc.
FEI / First Trust MLP and Energy Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
VMO / Invesco Municipal Opportunity Trust
BFK / BlackRock Municipal Income Trust
DRA / Diversified Real Asset Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
GDL / The GDL Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
IQI / Invesco Quality Municipal Income Trust
MIN / MFS Intermediate Income Trust
SHLX / Shell Midstream Partners L.P. - Unit
AKP / Alliance California Municipal Income Fund, Inc.
EMI / Eaton Vance Michigan Municipal Income Trust
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
DEUTSCHE GLOBAL HIGH INCOME / (25158V108)
JOF / Japan Smaller Capitalization Fund, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
NPV / Nuveen Virginia Quality Municipal Income Fund
INB / Cohen & Steers Global Income Builder, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
MXF / The Mexico Fund, Inc.
XBHKX / BlackRock Core Bond Trust
PMM / Putnam Managed Municipal Income Trust
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
EHI / Western Asset Global High Income Fund Inc.
MIY / BlackRock MuniYield Michigan Quality Fund, Inc.
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
GIM / Templeton Global Income Fund
EIM / Eaton Vance Municipal Bond Fund
EVJ / Eaton Vance New Jersey Municipal Income Trust
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
TWN / The Taiwan Fund, Inc.
WPZ / Access Midstream Partners, L.P
MFL / BlackRock MuniHoldings Investment Quality Fund
MYC / BlackRock MuniYield California Fund Inc
TSLF / THL Credit Senior Loan Fund
USA / Liberty All-Star Equity Fund
EIO / Eaton Vance Ohio Municipal Bond Fund
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
FEN / First Trust Energy Income and Growth Fund
PHD / Pioneer Floating Rate Fund, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
XNBBX / Nuveen Build America Bond Fund
VKQ / Invesco Municipal Trust
NBW / Neuberger Berman California Municipal Fund Inc
/ Sina Corp.
TTF / Thaifund, Inc.
SGF / Aberdeen Singapore Fund, Inc.
XGBAX / Guggenheim Build America Bonds
CBA / ClearBridge American Energy MLP Fund Inc.
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
EVN / Eaton Vance Municipal Income Trust
JMF / Nuveen Energy MLP Total Return Fund
IFN / The India Fund, Inc.
AWF / AllianceBernstein Global High Income Fund
MVF / BlackRock MuniVest Fund, Inc.
VPV / Invesco Pennsylvania Value Municipal Income Trust
ACP / Abrdn Income Credit Strategies Fund
NXC / Nuveen California Select Tax-Free Income Portfolio
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
US95790J1025 / Western Asset Corporate Loan Fund Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
VBF / Invesco Bond Fund
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
EFX / Equifax Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
DHG / Deutsche High Income Opportunities Fund, Inc.
NAD / Nuveen Quality Municipal Income Fund
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
IAE / Voya Asia Pacific High Dividend Equity Income Fund
TKF / Turkish Investment Fund, Inc.
MVT / BlackRock MuniVest Fund II, Inc.
JSD / Nuveen Short Duration Credit Opportunities Fund
DBL / DoubleLine Opportunistic Credit Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CHN / The China Fund, Inc.
THQ / Abrdn Healthcare Opportunities Fund
EIA / Eaton Vance California Municipal Bond Fund II
NHS / Neuberger Berman High Yield Strategies Fund Inc.
XLORX / Lazard World Dividend & Income
VTA / Invesco Dynamic Credit Opportunities Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
XCEMX / Clearbridge Energy MLP Fund Inc
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
GDV / The Gabelli Dividend & Income Trust
IGA / Voya Global Advantage and Premium Opportunity Fund
FMO / Fiduciary/Claymore Energy Infrastructure Fund
TEI / Templeton Emerging Markets Income Fund
EVV / Eaton Vance Limited Duration Income Fund
HQH / Abrdn Healthcare Investors
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
FCT / First Trust Senior Floating Rate Income Fund II
BST / BlackRock Science and Technology Trust
XETWX / Eaton Vance Tax-Managed Global
BBN / BlackRock Taxable Municipal Bond Trust
NYH / Eaton Vance New York Municipal Bond Fund II
EMJ / Eaton Vance New Jersey Municipal Bond Fund
JRI / Nuveen Real Asset Income and Growth Fund
GAM / General American Investors Company, Inc.
KSM / DWS Strategic Municipal Income Trust
SWZ / Total Return Securities, Inc.
NMZ / Nuveen Municipal High Income Opportunity Fund
MQT / BlackRock MuniYield Quality Fund II, Inc.
NBH / Neuberger Berman Municipal Fund Inc.
SBI / Western Asset Intermediate Muni Fund Inc.
NID / Nuveen Intermediate Duration Municipal Term Fund
MUI / BlackRock Municipal Income Fund, Inc.
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
IIM / Invesco Value Municipal Income Trust
XISDX / Prudential Short Duration High
XCIIX / BlackRock Enhanced Capital and
NEV / Nuveen Enhanced Municipal Value Fund
BKN / BlackRock Investment Quality Municipal Trust Inc.
VKI / Invesco Advantage Municipal Income Trust II
MHI / Pioneer Municipal High Income Fund, Inc.
RGT / Royce Global Trust, Inc.
JQC / Nuveen Credit Strategies Income Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
WES / Western Midstream Partners, LP - Limited Partnership
/ Voya Prime Rate Trust
EMD / Western Asset Emerging Markets Debt Fund Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
EVF / Eaton Vance Senior Income Trust
EVG / Eaton Vance Short Duration Diversified Income Fund
PEO / Adams Natural Resources Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
HIO / Western Asset High Income Opportunity Fund Inc.
FGB / First Trust Specialty Finance and Financial Opportunities Fund
KTF / DWS Municipal Income Trust
VVR / Invesco Senior Income Trust
RA / Brookfield Real Assets Income Fund Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
STK / Columbia Seligman Premium Technology Growth Fund
AVK / Advent Convertible and Income Fund
PGZ / Principal Real Estate Income Fund
CHI / Calamos Convertible Opportunities and Income Fund
FPL / First Trust New Opportunities MLP & Energy Fund
AOD / Abrdn Total Dynamic Dividend Fund
HIX / Western Asset High Income Fund II Inc.
AWP / abrdn Global Premier Properties Fund
GAB / The Gabelli Equity Trust Inc.
ADX / Adams Diversified Equity Fund, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
IBTX / Independent Bank Group, Inc.
WBA / Walgreens Boots Alliance, Inc.
PMO / Putnam Municipal Opportunities Trust
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
FPF / First Trust Intermediate Duration Preferred & Income Fund
PNC / The PNC Financial Services Group, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
CSQ / Calamos Strategic Total Return Fund
RVT / Royce Small-Cap Trust, Inc.
US00C4U1L353 / Mylan N.V.
BGY / BlackRock Enhanced International Dividend Trust
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
MCN / XAI Madison Equity Premium Income Fund
BSL / Blackstone Senior Floating Rate 2027 Term Fund
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
WIA / Western Asset Inflation-Linked Income Fund
IGR / CBRE Global Real Estate Income Fund
GE / General Electric Company
FDX / FedEx Corporation
MSFT / Microsoft Corporation
MO / Altria Group, Inc.
MDT / Medtronic plc
PAA / Plains All American Pipeline, L.P. - Limited Partnership
ABBV / AbbVie Inc.
SPCB / SuperCom Ltd.
KO / The Coca-Cola Company
DVN / Devon Energy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
PM / Philip Morris International Inc.
ET / Energy Transfer LP - Limited Partnership
ZTR / Virtus Global Dividend & Income Fund Inc.
MRK / Merck & Co., Inc.
ABT / Abbott Laboratories
BRK.B / Berkshire Hathaway Inc.
INTC / Intel Corporation
PG / The Procter & Gamble Company
SWN / Southwestern Energy Company
CVX / Chevron Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF