Market Value450,169,000
Total Holdings344
File Date2019-11-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
DRI / Darden Restaurants, Inc.
SBAC / SBA Communications Corporation
IWV / iShares Trust - iShares Russell 3000 ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
HPE / Hewlett Packard Enterprise Company
BRSP / BrightSpire Capital, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
OLED / Universal Display Corporation
FLOT / iShares Trust - iShares Floating Rate Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
A / Agilent Technologies, Inc.
XOM / Exxon Mobil Corporation
MSFT / Microsoft Corporation
UNP / Union Pacific Corporation
UNH / UnitedHealth Group Incorporated
GWW / W.W. Grainger, Inc.
UPS / United Parcel Service, Inc.
NEE / NextEra Energy, Inc.
NFLX / Netflix, Inc.
AMGN / Amgen Inc.
C / Citigroup Inc.
VZ / Verizon Communications Inc.
TGT / Target Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EXC / Exelon Corporation
SHOP / Shopify Inc.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
LUV / Southwest Airlines Co.
ALL / The Allstate Corporation
PFE / Pfizer Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SQ / Block, Inc.
OKE / ONEOK, Inc.
HIE / Miller/Howard High Income Equity Fund
NSC / Norfolk Southern Corporation
GRMN / Garmin Ltd.
MET / MetLife, Inc.
LHX / L3Harris Technologies, Inc.
018490100 / Allergan plc
ORLY / O'Reilly Automotive, Inc.
DG / Dollar General Corporation
BDX / Becton, Dickinson and Company
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
LJPC / La Jolla Pharmaceutical Co.
HTGC / Hercules Capital, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
D / Dominion Energy, Inc.
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
GSBC / Great Southern Bancorp, Inc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
RTN / Raytheon Co.
SIRI / Sirius XM Holdings Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
MAIN / Main Street Capital Corporation
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
CSX / CSX Corporation
YUM / Yum! Brands, Inc.
BX / Blackstone Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
HDV / iShares Trust - iShares Core High Dividend ETF
IBM / International Business Machines Corporation
OEF / iShares Trust - iShares S&P 100 ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
GOOGL / Alphabet Inc.
PYPL / PayPal Holdings, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
FSK / FS KKR Capital Corp.
V / Visa Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
SO / The Southern Company
LLY / Eli Lilly and Company
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
JNJ / Johnson & Johnson
ARCC / Ares Capital Corporation
PNC / The PNC Financial Services Group, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
CRM / Salesforce, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
HON / Honeywell International Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
DD / DuPont de Nemours, Inc.
ABBV / AbbVie Inc.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
EWC / iShares, Inc. - iShares MSCI Canada ETF
GILD / Gilead Sciences, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
ETR / Entergy Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
WM / Waste Management, Inc.
GS / The Goldman Sachs Group, Inc.
ADBE / Adobe Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GLW / Corning Incorporated
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
SYK / Stryker Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NVDA / NVIDIA Corporation
KO / The Coca-Cola Company
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
AAPL / Apple Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
CMI / Cummins Inc.
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
MAR / Marriott International, Inc.
AMD / Advanced Micro Devices, Inc.
CLDR / Cloudera Inc
XEL / Xcel Energy Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
EXAS / Exact Sciences Corporation
WATT / Energous Corporation
TRV / The Travelers Companies, Inc.
C.WSA / Citigroup, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
ABT / Abbott Laboratories
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
BLL / Ball Corp.
DHR / Danaher Corporation
ACB / Aurora Cannabis Inc.
ULTA / Ulta Beauty, Inc.
BURL / Burlington Stores, Inc.
PHK / PIMCO High Income Fund
TEI / Templeton Emerging Markets Income Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
NXJ / Nuveen New Jersey Quality Municipal Income Fund
VNDA / Vanda Pharmaceuticals Inc.
ORCL / Oracle Corporation
DBC / Invesco DB Commodity Index Tracking Fund
SBUX / Starbucks Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
CTSH / Cognizant Technology Solutions Corporation
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
RMD / ResMed Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
VHC / VirnetX Holding Corporation
MDCO / Medicines Company
APDN / Applied DNA Sciences, Inc.
CHDN / Churchill Downs Incorporated
FDUS / Fidus Investment Corporation
GLPG / Galapagos NV - Depositary Receipt (Common Stock)
NAD / Nuveen Quality Municipal Income Fund
/ Vanguard Russell 1000 Value
PXQ / Invesco Capital Management LLC - Invesco Dynamic Networking ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
DWTR / Invesco DWA Tactical Sector Rotation ETF
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
GIM / Templeton Global Income Fund
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
CMS / CMS Energy Corporation
ENIA / Enel Americas SA - ADR
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
WEC / WEC Energy Group, Inc.
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
IYR / iShares Trust - iShares U.S. Real Estate ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
MDLZ / Mondelez International, Inc.
ACN / Accenture plc
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
PM / Philip Morris International Inc.
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
TCPC / BlackRock TCP Capital Corp.
CERN / Cerner Corp.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
MKC / McCormick & Company, Incorporated
VRSN / VeriSign, Inc.
LOW / Lowe's Companies, Inc.
NKE / NIKE, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
MSI / Motorola Solutions, Inc.
CPRT / Copart, Inc.
PSX / Phillips 66
PPL / PPL Corporation
MRCC / Monroe Capital Corporation
COP / ConocoPhillips
CMCSA / Comcast Corporation
OMER / Omeros Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
PMM / Putnam Managed Municipal Income Trust
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
FCBC / First Community Bankshares, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
DLTR / Dollar Tree, Inc.
ES / Eversource Energy
NHC / National HealthCare Corporation
COF / Capital One Financial Corporation
RGEN / Repligen Corporation
NOC / Northrop Grumman Corporation
/ Voya Prime Rate Trust
MCI / Barings Corporate Investors
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
KHC / The Kraft Heinz Company
PAYX / Paychex, Inc.
INTU / Intuit Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SRE / Sempra
HZNP / Horizon Therapeutics Plc
CVS / CVS Health Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
FOLD / Amicus Therapeutics, Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
IYW / iShares Trust - iShares U.S. Technology ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DE / Deere & Company
GE / General Electric Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
AWK / American Water Works Company, Inc.
CELG / Celgene Corp.
MDT / Medtronic plc
EVRG / Evergy, Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
WFC / Wells Fargo & Company
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
STZ / Constellation Brands, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CTBI / Community Trust Bancorp, Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
QCOM / QUALCOMM Incorporated
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
BMY / Bristol-Myers Squibb Company
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
BRK.B / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
CSCO / Cisco Systems, Inc.
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
MA / Mastercard Incorporated
BA / The Boeing Company
AEP / American Electric Power Company, Inc.
CAT / Caterpillar Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MO / Altria Group, Inc.
TD / The Toronto-Dominion Bank
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
F / Ford Motor Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GOOG / Alphabet Inc.
MS / Morgan Stanley
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
T / AT&T Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BAC / Bank of America Corporation
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
HD / The Home Depot, Inc.
WMT / Walmart Inc.
IBB / iShares Trust - iShares Biotechnology ETF
LMT / Lockheed Martin Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
INDA / iShares Trust - iShares MSCI India ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
MRK / Merck & Co., Inc.
MMM / 3M Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MU / Micron Technology, Inc.
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DIS / The Walt Disney Company
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
CMF / iShares Trust - iShares California Muni Bond ETF
ETN / Eaton Corporation plc
DUK / Duke Energy Corporation
JPM / JPMorgan Chase & Co.
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
RAVI / FlexShares Trust - FlexShares Ultra-Short Income Fund
NUE / Nucor Corporation
PEG / Public Service Enterprise Group Incorporated
TIP / iShares Trust - iShares TIPS Bond ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
QQQ / Invesco QQQ Trust, Series 1
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
COST / Costco Wholesale Corporation
AMZN / Amazon.com, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
RTX / RTX Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
INTC / Intel Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EDOG / ALPS ETF Trust - ALPS Emerging Sector Dividend Dogs ETF
GLD / SPDR Gold Trust
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
AMAT / Applied Materials, Inc.
CVX / Chevron Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
META / Meta Platforms, Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
FXI / iShares Trust - iShares China Large-Cap ETF
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
PEP / PepsiCo, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MCD / McDonald's Corporation