Full Value Partners Lp - Insider Trading Tracker

صندوق قيمة التكنولوجيا المباشرة، Inc.

US ˙ OTCPK ˙ US33766Y1001

المقدمة

توفر هذه الصفحة تحليلاً شاملاً لتاريخ التداول الداخلي المعروف لشركة Full Value Partners Lp. المطلعون هم المسؤولين أو مدراء أو مستثمرين مهمين في الشركة. من غير القانوني أن يقوم المطلعون بإجراء عمليات تداول في شركاتهم بناءً على معلومات محددة وغير عامة. وهذا لا يعني أنه من غير القانوني بالنسبة لهم إجراء أي صفقات تجارية في شركاتهم الخاصة. ومع ذلك، يجب عليهم الإبلاغ عن جميع الصفقات إلى هيئة الأوراق المالية والبورصة عبر النموذج 4. وعلى الرغم من هذه القيود، تشير الأبحاث الأكاديمية إلى أن المطلعين - بشكل عام - يميلون إلى التفوق على السوق في شركاتهم الخاصة.

متوسط ربحية التبادل التجاري

متوسط ربحية التجارة هو متوسط عائد جميع مشتريات السوق المفتوحة التي قام بها المطلعون في السنوات الثلاث الماضية. لحساب ذلك، نقوم بفحص كل عملية شراء غير مخطط لها في السوق المفتوحة يقوم بها المطلعون، باستثناء جميع الصفقات التي تم وضع علامة عليها كجزء من خطة التداول 10b5-1. نقوم بعد ذلك باحتساب متوسط أداء تلك الصفقات على مدار 3 و6 و12 شهرًا، مع متوسط كل من هذه الفترات لإنشاء مقياس أداء نهائي لكل صفقة. وأخيرًا، نقوم بحساب متوسط جميع مقاييس الأداء لحساب مقياس الأداء للمطلعين على بواطن الأمور. تتضمن هذه القائمة فقط المطلعين الذين أجروا ثلاث صفقات على الأقل في العامين الماضيين.

إذا كانت ربحية التجارة الداخلية هذه "غير متاحة"، فإما أن الشخص المطلع إما لم يقم بأي عمليات شراء في السوق المفتوحة في السنوات الثلاث الماضية، أو أن الصفقات التي قام بها حديثة جدًا بحيث لا يمكن احتساب مقياس أداء موثوق به.

تكرار التحديث: يومياً

اطلع على قائمة المتداولين الأكثر ربحية.

راجع المطلعين الأعلى تصنيفًا

الشركات التي لديها مناصب داخلية مُبلغ عنها

تشير تصريحات هيئة الأوراق المالية والبورصة إلى أن Full Value Partners Lp قد أبلغ عن ممتلكات أو تداولات في الشركات التالية:

سند مالي	العنوان	أحدث الحيازات المبلغ عنها
	10% Owner	١٨١٬٧١٢
US:DCA / Virtus Total Return Fund	10% Owner	١٬٥٥٣٬٨٦٠
US:HIL / Hill International Inc	10% Owner	٢٩٬٢١٢
US:AYN /	10% Owner	٤٢٣٬٢٥٤
US:SVVC / Firsthand Technology Value Fund, Inc.	10% Owner	٨٢٤٬٩٤٢

كيفية تفسير الرسوم البيانية

توضح الرسوم البيانية التالية أداء أسهم الأوراق المالية بعد كل عملية تداول غير مخطط لها في السوق المفتوحة يتم إجراؤها بواسطة Full Value Partners Lp. التجارة غير المخطط لها هي الصفقات التي لم يتم إجراؤها كجزء من خطة التداول 10b5-1. يتم رسم أداء السهم كنسبة مئوية من التغير التراكمي في سعر السهم. على سبيل المثال، إذا تم إجراء تداول من الداخل في 1 يناير 2019، فسيظهر الرسم البياني النسبة المئوية للتغير اليومي للأوراق المالية حتى يومنا هذا. إذا ارتفع سعر السهم من 10 دولارات إلى 15 دولارًا خلال هذا الوقت، فإن نسبة التغير التراكمي في سعر السهم ستكون 50%. التغيير في السعر من 10 دولارات إلى 20 دولارًا سيكون 100%، والتغيير في السعر من 10 دولارات إلى 5 دولارات سيكون -50%.

في النهاية، نحاول تحديد مدى ارتباط تداولات المطلعين الداخليين بالعوائد الزائدة (الإيجابية أو السلبية) في سعر السهم من أجل معرفة ما إذا كان المطلعون الداخليون يقومون بتوقيت تداولاتهم للاستفادة من المعلومات الداخلية. خذ بعين الاعتبار الموقف الذي كان يقوم فيه أحد المطلعين بذلك. في هذه الحالة، نتوقع إما (أ) عوائد إيجابية بعد الشراء، أو (ب) عوائد سلبية بعد البيع. في حالة (أ)، سيظهر مخطط الشراء سلسلة من المنحنيات المائلة للأعلى، مما يشير إلى عوائد إيجابية بعد كل معاملة شراء. في حالة (ب)، سيظهر مخطط البيع سلسلة من المنحنيات المائلة للأسفل، مما يشير إلى عوائد سلبية بعد كل معاملة بيع.

رغم ذلك، هذا وحده لا يكفي لاستخلاص النتائج. على سبيل المثال، إذا كان سعر سهم الشركة في حالة ارتفاع غير دوري على مدى سنوات عديدة، فإننا نتوقع أن تكون جميع المخططات بعد الشراء مائلة نحو الأعلى. وعلى نحو مماثل، فإن الانحدارات غير الدورية على مدى سنوات عديدة من شأنها أن تؤدي إلى انحدار في مخططات ما بعد التجارة. لا يشير أي من هذه المخططات إلى نشاط تداول داخلي.

سيكون المؤشر الأقوى هو الحالة التي يكون فيها سعر السهم دوريًا للغاية، وكانت هناك إشارات إيجابية في مخطط الشراء ومؤامرات سلبية على مخطط البيع. سيكون هذا الموقف يوحي بشكل كبير بوجود شخص من الداخل كان يقوم بتوقيت التداولات لصالحه المالي.

المشتريات الداخلية SVVC / Firsthand Technology Value Fund, Inc. - تحليل الأرباح على المدى القصير

في هذا القسم، نقوم بتحليل ربحية كل عملية شراء داخلية غير مخطط لها في السوق المفتوحة تم إجراؤها في SVVC / Firsthand Technology Value Fund, Inc.. يساعد هذا التحليل على فهم ما إذا كان المطلعين على بواطن الأمور يحققون عوائد غير طبيعية باستمرار، ويستحقون المتابعة. هذا التحليل مخصص لمدة عام واحد بعد كل صفقة، والنتائج نظرية.

يوضح الجدول التالي أحدث عمليات الشراء في السوق المفتوحة والتي لم تكن جزءًا من خطة التداول التلقائية.

تاريخ التبادل	المؤشر	المطلع	الأسهم المبلغ عنها	السعر المعلن عنه	الأسهم المعدلة	السعر المعدل	أساس التكلفة	أيام إلى الحد الأقصى	السعر بالحد الأقصى	الحد الأقصى للربح($)	الحد الأقصى للعائد (%)
2014-03-06	SVVC	Bulldog Investors General Partnership	٥٠٠	٢٣٫٦٤٠٠	٥٠٠	٢٣٫٦٤٠٠	١١٬٨٢٠	236	25.2200	٧٩٠	٦٫٦٨
2014-03-05	SVVC	Bulldog Investors General Partnership	٤٣٬٣٢٨	٢٣٫٣٠٨٨	٤٣٬٣٢٨	٢٣٫٣٠٨٨	١٬٠٠٩٬٩٢٤
2014-03-04	SVVC	Bulldog Investors General Partnership	١٢٬١٤٦	٢٣٫٦٩٥٥	١٢٬١٤٦	٢٣٫٦٩٥٥	٢٨٧٬٨٠٦
2014-02-26	SVVC	Bulldog Investors General Partnership	٢٧٧	٢٣٫٦٨٨٩	٢٧٧	٢٣٫٦٨٨٩	٦٬٥٦٢

السعر المعدل هو السعر المعدل حسب التقسيم. الأسهم المعدلة هي الأسهم المعدلة حسب التقسيم.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades

المبيعات الداخلية SVVC / Firsthand Technology Value Fund, Inc. - تحليل الخسائر على المدى القصير

في هذا القسم، نقوم بتحليل تجنب الخسارة على المدى القصير لكل عملية بيع داخلية غير مخطط لها في السوق المفتوحة تم إجراؤها في SVVC / Firsthand Technology Value Fund, Inc.. قد يشير النمط الثابت لتجنب الخسارة إلى أن معاملات البيع المستقبلية قد تتنبأ بانخفاض الأسعار. هذا التحليل مخصص لمدة عام واحد بعد كل صفقة، والنتائج نظرية.

يوضح الجدول التالي أحدث مبيعات السوق المفتوحة التي لم تكن جزءًا من خطة التداول التلقائية.

تاريخ التبادل	المؤشر	المطلع	الأسهم المبلغ عنها	السعر المعلن عنه	الأسهم المعدلة	السعر المعدل	أساس التكلفة	عدد الأيام حتى الحد الأدنى	السعر بالحد الأدنى	أقصى خسارة تم تجنبها ($)	أقصى خسارة تم تجنبها ($)
2014-12-04	SVVC	Bulldog Investors General Partnership	٢٬٢٩٠	١٩٫٦٠٠٠	٢٬٢٩٠	١٩٫٦٠٠٠	٤٤٬٨٨٤	364	7.5500	؜٢٧٬٥٩٤	؜٦١٫٤٨
2014-12-04	SVVC	Bulldog Investors General Partnership	١٤٤٬٧٥٤	١٩٫٦٠٠٠	١٤٤٬٧٥٤	١٩٫٦٠٠٠	٢٬٨٣٧٬١٧٨
2014-12-02	SVVC	Bulldog Investors General Partnership	١٢٤	٢٢٫٦٦٠٩	١٢٤	٢٢٫٦٦٠٩	٢٬٨١٠
2014-12-02	SVVC	Bulldog Investors General Partnership	٧٬٨٢٥	٢٢٫٦٦٠٩	٧٬٨٢٥	٢٢٫٦٦٠٩	١٧٧٬٣٢٢
2014-12-01	SVVC	Bulldog Investors General Partnership	٢٥	٢٢٫٥٣١٠	٢٥	٢٢٫٥٣١٠	٥٦٣
2014-12-01	SVVC	Bulldog Investors General Partnership	١٬٥٦٥	٢٢٫٥٣١٠	١٬٥٦٥	٢٢٫٥٣١٠	٣٥٬٢٦١
2014-11-26	SVVC	Bulldog Investors General Partnership	٢١٠	٢٢٫٥٤١٣	٢١٠	٢٢٫٥٤١٣	٤٬٧٣٤
2014-11-26	SVVC	Bulldog Investors General Partnership	١٣٬٣٠٢	٢٢٫٥٤١٣	١٣٬٣٠٢	٢٢٫٥٤١٣	٢٩٩٬٨٤٤
2014-11-24	SVVC	Bulldog Investors General Partnership	٣٨	٢٢٫٥٩٧٦	٣٨	٢٢٫٥٩٧٦	٨٥٩
2014-11-24	SVVC	Bulldog Investors General Partnership	٢٬٣٨١	٢٢٫٥٩٧٦	٢٬٣٨١	٢٢٫٥٩٧٦	٥٣٬٨٠٥
2014-11-12	SVVC	Bulldog Investors General Partnership	٣٠٩	٢٢٫٦٦٠٠	٣٠٩	٢٢٫٦٦٠٠	٧٬٠٠٢
2014-11-12	SVVC	Bulldog Investors General Partnership	٢٥٥	٢٢٫٧٠٦٤	٢٥٥	٢٢٫٧٠٦٤	٥٬٧٩٠
2014-11-12	SVVC	Bulldog Investors General Partnership	١٩٬٥٦١	٢٢٫٦٦٠٠	١٩٬٥٦١	٢٢٫٦٦٠٠	٤٤٣٬٢٥٢
2014-11-12	SVVC	Bulldog Investors General Partnership	١٦٬١٠١	٢٢٫٧٠٦٤	١٦٬١٠١	٢٢٫٧٠٦٤	٣٦٥٬٥٩٦
2014-11-11	SVVC	Bulldog Investors General Partnership	١٠٩	٢٢٫٦٥٠٤	١٠٩	٢٢٫٦٥٠٤	٢٬٤٦٩
2014-11-11	SVVC	Bulldog Investors General Partnership	٧٬٤١٢	٢٢٫٦٥٠٤	٧٬٤١٢	٢٢٫٦٥٠٤	١٦٧٬٨٨٥
2014-11-07	SVVC	Bulldog Investors General Partnership	١٬٢٠٠	٢٢٫٧٠٨٣	١٬٢٠٠	٢٢٫٧٠٨٣	٢٧٬٢٥٠

السعر المعدل هو السعر المعدل حسب التقسيم. الأسهم المعدلة هي الأسهم المعدلة حسب التقسيم.

تاريخ التداول من الداخل

يعرض هذا الجدول القائمة الكاملة للتداولات الداخلية التي أجراها Full Value Partners Lp كما تم الكشف عنها للجنة الأوراق المالية (SEC).

تاريخ الملف	تاريخ العملية	النموذح	المؤشر	سند مالي	الرمز	الأسهم	الأسهم المتبقية	نسبة التغير	سعر السهم	تاريخ العملية	القيمة المتبقية
2017-06-22	2017-06-21	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٤٬٠٠٠	١٨١٬٧١٢	٢٫٢٥	٩٫٥٣	٣٨٬١١٨	١٬٧٣١٬٦٠٦
2017-06-22	2017-06-21	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	١٦٬٢٠٠	٤٧٩٬٧٣٠	٣٫٤٩	٩٫٥٣	١٥٤٬٣٧٦	٤٬٥٧١٬٥٣٩
2017-06-22	2017-06-20	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٥٬٠٠٠	١٧٧٬٧١٢	٢٫٨٩	٩٫٥٤	٤٧٬٦٩٨	١٬٦٩٥٬٣١٩
2017-06-22	2017-06-20	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٢٠٬٠٠٠	٤٦٣٬٥٣٠	٤٫٥١	٩٫٥٤	١٩٠٬٧٩٤	٤٬٤٢١٬٩٣٧
2017-06-19	2017-06-15	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٣٬٧٠٠	١٧٢٬٧١٢	٢٫١٩	٩٫٥١	٣٥٬١٩٦	١٬٦٤٢٬٩٠٦
2017-06-14	2017-06-12	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٥٬٠٠٠	١٦٩٬٠١٢	٣٫٠٥	٩٫٥٣	٤٧٬٦٥٠	١٬٦١٠٬٦٨٤
2017-06-14	2017-06-12	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٤٥٠٬٠٠٠	٤٤٣٬٥٣٠	؜٦٬٩٥٥٫١٨	٩٫٥٣	٤٬٢٨٨٬٥٠٠	٤٬٢٢٦٬٨٤١
2017-06-09	2017-06-07	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٥٠٬٠٠٠	١٦٤٬٠١٢	٤٣٫٨٦	٩٫٥٣	٤٧٦٬٥٠٠	١٬٥٦٣٬٠٣٤
2017-06-09	2017-06-07	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٢٠٠٬٠٠٠	٣٩٨٬٥٣٠	١٠٠٫٧٤	٩٫٥٣	١٬٩٠٦٬٠٠٠	٣٬٧٩٧٬٩٩١
2017-06-07	2017-06-06	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٥٠٠	١١٤٬٠١٢	٠٫٤٤	٩٫٥٢	٤٬٧٦٠	١٬٠٨٥٬٣٩٤
2017-06-07	2017-06-05	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	١٠٬٠٠٠	١١٣٬٥١٢	٩٫٦٦	٩٫٥٤	٩٥٬٤٠٠	١٬٠٨٢٬٩٠٤
2017-06-07	2017-06-05	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٩٠٬٠٠٠	١٩٨٬٥٣٠	٨٢٫٩٣	٩٫٥٤	٨٥٨٬٦٠٠	١٬٨٩٣٬٩٧٦
2017-05-05	2017-05-03	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٦٠٠	٣٧٬٥٤٤	١٫٦٢	٩٫٠٦	٥٬٤٣٦	٣٤٠٬١٤٩
2017-05-05	2017-05-03	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٨٢٠	٣٦٬٩٤٤	٢٫٢٧	٩٫٠٨	٧٬٤٤٦	٣٣٥٬٤٥٢
2017-05-05	2017-05-03	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٢٤٬١٨٠	١٠٨٬٥٣٠	٢٨٫٦٧	٩٫٠٨	٢١٩٬٥٥٤	٩٨٥٬٤٥٢
2017-05-02	2017-04-28	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٢١٠	٣٦٬١٢٤	٠٫٥٨	٨٫٩٦	١٬٨٨٢	٣٢٣٬٦٧١
2017-05-02	2017-04-28	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٦٬١٨٦	٨٤٬٣٥٠	٧٫٩١	٨٫٩٦	٥٥٬٤٢٧	٧٥٥٬٧٧٦
2017-04-26	2017-04-24	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٣٢٨	٣٥٬٩١٤	٠٫٩٢	٨٫٧٨	٢٬٨٨٠	٣١٥٬٣٢٥
2017-04-26	2017-04-24	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٩٬٦٧٢	٧٨٬١٦٤	١٤٫١٢	٨٫٧٨	٨٤٬٩٢٠	٦٨٦٬٢٨٠
2017-04-20	2017-04-18	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٣٢٨	٣٥٬٥٨٦	٠٫٩٣	٨٫٦١	٢٬٨٢٤	٣٠٦٬٣٩٩
2017-04-20	2017-04-18	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٩٬٦٧٢	٦٨٬٤٩٢	١٦٫٤٤	٨٫٦١	٨٣٬٢٧٧	٥٨٩٬٧٢٣
2017-04-14	2017-04-13	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٣٤٥	٣٥٬٢٥٨	٠٫٩٩	٨٫٦٣	٢٬٩٧٧	٣٠٤٬٢٤١
2017-04-14	2017-04-13	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	١٠٬١٥٥	٥٨٬٨٢٠	٢٠٫٨٧	٨٫٦٣	٨٧٬٦٢٧	٥٠٧٬٥٥٨
2017-04-14	2017-04-12	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٣٢٨	٣٤٬٩١٣	٠٫٩٥	٨٫٥٢	٢٬٧٩٥	٢٩٧٬٤٥٩
2017-04-14	2017-04-12	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٩٬٦٧٢	٤٨٬٦٦٥	٢٤٫٨٠	٨٫٥٢	٨٢٬٤٠٥	٤١٤٬٦٢٦
2017-04-12	2017-04-11	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٤٣٢	٣٨٬٩٩٣	١٫١٢	٨٫٤٧	٣٬٦٥٩	٣٣٠٬٢٧١
2017-04-12	2017-04-10	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٢٣٠	٣٤٬٥٨٥	٠٫٦٧	٨٫٥١	١٬٩٥٧	٢٩٤٬٣١٨
2017-04-12	2017-04-10	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٦٬٧٧٠	٣٨٬٥٦١	٢١٫٣٠	٨٫٥١	٥٧٬٦١٣	٣٢٨٬١٥٤
2017-04-04	2017-04-03	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	١٥٠	٣٤٬٣٥٥	٠٫٤٤	٨٫٧٩	١٬٣١٩	٣٠٢٬١٢٨
2017-04-04	2017-04-03	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٤٬٤٠٩	٣١٬٧٩١	١٦٫١٠	٨٫٧٩	٣٨٬٧٧٤	٢٧٩٬٥٨٠
2017-04-04	2017-03-31	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	١٩٠	٣٤٬٢٠٥	٠٫٥٦	٨٫٧٨	١٬٦٦٨	٣٠٠٬٢٠٧
2017-04-04	2017-03-31	4	KEF	KOREA EQUITY FUND INC Common Stock	P - Purchase	٥٬٦١٣	٢٧٬٣٨٢	٢٥٫٧٨	٨٫٧٨	٤٩٬٢٦٤	٢٤٠٬٣٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٥٠٬٥٥١
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٨٣٬٣٣٦
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢١٩٬٦٨٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٤٦٩٬٢٣٠
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٧٥٬٤٩٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٣٠٨٬٩٢٤
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٠٨٬٦٥٣
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٨٬٥٤٨
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٢٠٬٨٩٩
2017-03-30		3	KEF	KOREA EQUITY FUND INC Common Stock			١٬٢٩٠٬٣٩٦
2017-03-27	2017-03-22	4	DCA	Virtus Total Return Fund Common Stock	S - Sale	؜٢٬٦٣٦٬٦٣٤	١٬٥٥٣٬٨٦٠	؜٦٢٫٩٢	٤٫٨٧	؜١٢٬٨٤٢٬٢٥٣	٧٬٥٦٨٬٣٨٦
2016-09-15	2016-09-14	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣١٬٤٧٧	٦٥٤٬٢٤٦	٥٫٠٥	٤٫٥١	١٤٢٬١٠٩	٢٬٩٥٣٬٧٢٤
2016-09-15	2016-09-13	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٤٠٬٦٩٣	٦٢٢٬٧٦٩	٦٫٩٩	٤٫٥٤	١٨٤٬٧٤٢	٢٬٨٢٧٬٣٠٩
2016-09-12	2016-09-09	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣٥٬٢٧٦	٥٨٢٬٠٧٦	٦٫٤٥	٤٫٥٩	١٦٢٬٠٩٠	٢٬٦٧٤٬٥٨١
2016-09-12	2016-09-08	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٩٨٬٢٢٣	٥٤٦٬٨٠٠	٢١٫٩٠	٤٫٦٦	٤٥٧٬٤٥٤	٢٬٥٤٦٬٦١٢
2016-09-08	2016-09-06	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٥٤٬٧٨٠	٤٤٨٬٥٧٧	١٣٫٩١	٤٫٦٧	٢٥٦٬٠١٤	٢٬٠٩٦٬٤٢٥
2016-08-16	2016-08-15	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٧٬٦٥٣	٣٩٣٬٧٩٧	٤٫٦٩	٤٫٦١	٨١٬٤٢٦	١٬٨١٦٬٤٢٨
2016-08-16	2016-08-12	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٤٬٦٠٨	٣٧٦٬١٤٤	٤٫٠٤	٤٫٦١	٦٧٬٣٢٤	١٬٧٣٣٬٥٣٥
2016-08-12	2016-08-11	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٤٬٠٨٩	٣٦١٬٥٣٦	١٫١٤	٤٫٦٠	١٨٬٨٠٠	١٬٦٦٢٬١٩٨
2016-08-12	2016-08-10	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٢٬٢٢٠	٣٥٧٬٤٤٧	٣٫٥٤	٤٫٥٧	٥٥٬٨٦٠	١٬٦٣٣٬٩٦٢
2016-08-10	2016-08-09	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣١٬٣٩٤	٣٤٥٬٢٢٧	١٠٫٠٠	٤٫٥٧	١٤٣٬٤١٧	١٬٥٧٧٬١٠١
2016-08-10	2016-08-08	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣٠٬٦١٤	٣١٣٬٨٣٣	١٠٫٨١	٤٫٥٦	١٣٩٬٤٩٦	١٬٤٣٠٬٠١١
2016-08-08	2016-08-05	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٤١٬٨٩٩	٢٨٣٬٢١٩	١٧٫٣٦	٤٫٥٥	١٩٠٬٧٩٥	١٬٢٨٩٬٦٩٤
2016-08-08	2016-08-04	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣١٬٣٢٧	٢٤١٬٣٢٠	١٤٫٩٢	٤٫٥٧	١٤٣٬١٦٤	١٬١٠٢٬٨٣٢
2016-08-03	2016-08-01	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٧٬١٠٥	٢٠٩٬٩٩٣	٨٫٨٧	٤٫٦٠	٧٨٬٦٠٤	٩٦٥٬٠٠٢
2016-08-02	2016-07-25	4	HIL	Hill International, Inc. Common Stock	P - Purchase	٩٤٦	٢٩٬٢١٢	٣٫٣٥	٤٫٢٣	٤٬٠٠٢	١٢٣٬٥٦٧
2016-08-02	2016-07-19	4	HIL	Hill International, Inc. Common Stock	P - Purchase	٤٬٠٥٤	٢٨٬٢٦٦	١٦٫٧٤	٤٫٢٣	١٧٬١٤٨	١١٩٬٥٦٥
2016-07-22	2016-07-20	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٧٬٠٧٠	١٩٢٬٨٨٨	٩٫٧١	٤٫٦٠	٧٨٬٥٩٥	٨٨٨٬١١٤
2016-07-19	2016-07-15	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٧٬٨٢١	١٧٥٬٨١٨	١١٫٢٨	٤٫٥٦	٨١٬٢٦٤	٨٠١٬٧٣٠
2016-07-15	2016-07-14	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٨٬٩٣٣	١٥٧٬٩٩٧	١٣٫٦١	٤٫٥٦	٨٦٬٣٤٠	٧٢٠٬٥١٤
2016-07-15	2016-07-13	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣٣٬٩٠٦	١٣٩٬٠٦٤	٣٢٫٢٤	٤٫٥٥	١٥٤٬٣٤٠	٦٣٣٬٠١٩
2016-07-13	2016-07-12	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	١٨٬٥٤١	١٠٥٬١٥٨	٢١٫٤١	٤٫٥٦	٨٤٬٥٤٧	٤٧٩٬٥٢٠
2016-07-13	2016-07-11	4	DCA	Virtus Total Return Fund Common Stock	P - Purchase	٣٧٬٠٥٣	٨٦٬٦١٧	٧٤٫٧٦	٤٫٥٤	١٦٨٬٣٣٥	٣٩٣٬٥١٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩١٥٬٢٢٨
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٢٧٬٦٤١
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٠٩٬٦٠٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٩٤٨٬٢٠٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٧٠٦٬١٩٦
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٤٩٥٬٩٢٢
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬١٧٧٬١٧٠
2016-05-23		3	DCA	Virtus Total Return Fund Common Stock			٣٬٢٦٨٬٤٩١
2016-05-19	2016-05-17	4	HIL	Hill International, Inc. Common Stock	P - Purchase	٦٬٣٠٠	٢٤٬٢١٢	٣٥٫١٧	٣٫٨٣	٢٤٬١٢٩	٩٢٬٧٣٢
2016-05-19		3/A	HIL	Hill International, Inc. Common Stock			٢٬٧٩٣٬٩٢١
2016-05-19		3/A	HIL	Hill International, Inc. Common Stock			١٧٬٩١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٦٬٣٤٠٬٦١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٤٬٢٤٥٬٧٢٥
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٦٬٣٤٠٬٦١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٤٬٢٤٥٬٧٢٥
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٦٬٣٤٠٬٦١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٤٬٢٤٥٬٧٢٥
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٦٬٣٤٠٬٦١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٤٬٢٤٥٬٧٢٥
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٦٬٣٤٠٬٦١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٤٬٢٤٥٬٧٢٥
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٦٬٣٤٠٬٦١٢
2016-03-16		3	HIL	Hill International, Inc. Common Stock			٤٬٢٤٥٬٧٢٥
2015-07-29	2015-07-20	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٥٥٠	٤٢٣٬٢٥٤	٠٫٦١	١٤٫٠٥	٣٥٬٨٤٠	٥٬٩٤٨٬٧٥٠
2015-07-29	2015-07-17	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٧٬٩٨١	٤٢٠٬٧٠٤	١٫٩٣	١٤٫٠٦	١١٢٬٢٠٥	٥٬٩١٤٬٦٧٨
2015-07-29	2015-07-16	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٨١٬٢٩٣	٤١٢٬٧٢٣	٢٤٫٥٣	١٤٫٠٣	١٬١٤٠٬٥٤١	٥٬٧٩٠٬٥٠٤
2015-07-29	2015-07-14	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٧٬٧٤١	٣٣١٬٤٣٠	٢٫٣٩	١٣٫٩٨	١٠٨٬٢٣٤	٤٬٦٣٤٬٠٢١
2015-07-29	2015-07-07	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٦٬٥٧٣	٣٢٣٬٦٨٩	٢٫٠٧	١٤٫١٦	٩٣٬٠٤١	٤٬٥٨١٬٨١٨
2015-05-07	2015-05-05	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٥٠٧	٣١٧٬١١٦	٠٫٨٠	١٣٫٨٢	٣٤٬٦٤٧	٤٬٣٨٢٬٥٤٣
2015-04-06	2015-04-02	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٣٠٢	٣١٤٬٦٠٩	٠٫٧٤	١٣٫٩٣	٣٢٬٠٧٤	٤٬٣٨٣٬٥١٠
2015-04-02	2015-03-31	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٠٠	٣١٢٬٣٠٧	٠٫١٣	١٣٫٩٤	٥٬٥٧٦	٤٬٣٥٣٬٥٦٠
2015-03-31	2015-03-30	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٧٣٢	٣١١٬٩٠٧	٠٫٢٤	١٣٫٩٠	١٠٬١٧٥	٤٬٣٣٥٬٥٠٧
2015-03-31	2015-03-27	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٩٤٤	٣١١٬١٧٥	٠٫٦٣	١٣٫٩٠	٢٧٬٠١٨	٤٬٣٢٤٬٨٣٥
2015-03-27	2015-03-26	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٤٩٦	٣٠٩٬٢٣١	٠٫٤٩	١٣٫٩٠	٢٠٬٧٩١	٤٬٢٩٧٬٥٦٩
2015-03-27	2015-03-25	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬٣٤٣	٣٠٧٬٧٣٥	١٫١٠	١٣٫٨٩	٤٦٬٤٤٥	٤٬٢٧٥٬٤٥٥
2015-03-24	2015-03-20	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬١٧٢	٣٠٤٬٣٩٢	١٫٠٥	١٣٫٨٢	٤٣٬٨٤٣	٤٬٢٠٧٬٢٧٦
2015-03-18	2015-03-17	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٥٠٨	٣٠١٬٢٢٠	٠٫٨٤	١٣٫٧٢	٣٤٬٤١٠	٤٬١٣٢٬٧٣٨
2015-03-18	2015-03-16	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٥٤٢	٢٩٨٬٧١٢	٠٫٨٦	١٣٫٧١	٣٤٬٨٤٥	٤٬٠٩٤٬٦٨٤
2015-03-16	2015-03-13	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬٣٥٤	٢٩٦٬١٧٠	١٫١٥	١٣٫٦٩	٤٥٬٩٠١	٤٬٠٥٣٬٢٣٥
2015-03-16	2015-03-12	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬٣٢٨	٢٩٢٬٨١٦	١٫١٥	١٣٫٧٠	٤٥٬٥٩٠	٤٬٠١١٬٢٥٧
2015-03-03	2015-03-02	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٨٠٠	٢٨٩٬٤٨٨	٠٫٢٨	١٣٫٧٧	١١٬٠١٦	٣٬٩٨٦٬٢٥٠
2015-03-03	2015-02-27	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٠٠	٢٨٨٬٦٨٨	٠٫١٤	١٣٫٧٨	٥٬٥١٢	٣٬٩٧٨٬١٢١
2015-03-03	2015-02-26	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٨٦٤	٢٨٨٬٢٨٨	١٫٠٠	١٣٫٨٥	٣٩٬٦٥٧	٣٬٩٩١٬٨٦٦
2015-03-03	2015-02-25	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٩٩٧	٢٨٥٬٤٢٤	٠٫٣٥	١٣٫٧٨	١٣٬٧٣٩	٣٬٩٣٣٬١٤٣
2015-03-03	2015-02-24	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٥١	٢٨٤٬٤٢٧	٠٫١٢	١٣٫٧٧	٤٬٨٣٣	٣٬٩١٦٬٥٦٠
2015-03-03	2015-02-23	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٦٣٧	٢٨٤٬٠٧٦	٠٫٥٨	١٣٫٨٢	٢٢٬٦٢٣	٣٬٩٢٥٬٩٣٠
2015-03-03	2015-02-20	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٠٠	٢٨٢٬٤٣٩	٠٫١٤	١٣٫٨٠	٥٬٥٢٠	٣٬٨٩٧٬٦٥٨
2015-03-03	2015-02-18	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٠٠	٢٨٢٬٠٣٩	٠٫٠٤	١٣٫٧٠	١٬٣٧٠	٣٬٨٦٣٬٩٣٤
2015-03-03	2015-02-17	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٧٬٣٦٨	٢٨١٬٩٣٩	٢٫٦٨	١٣٫٦٨	١٠٠٬٧٦٦	٣٬٨٥٥٬٨٥٤
2015-03-03	2015-02-13	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٬١٣١	٢٧٤٬٥٧١	١٫٥٣	١٣٫٧٨	٥٦٬٩٢٥	٣٬٧٨٣٬٥٨٨
2015-03-03	2015-02-11	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٥٠٠	٢٧٠٬٤٤٠	٠٫١٩	١٣٫٨٠	٦٬٩٠٠	٣٬٧٣٢٬٠٧٢
2015-03-03	2015-02-10	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٢٨٤	٢٦٩٬٩٤٠	٠٫٨٥	١٣٫٨٦	٣١٬٦٦٢	٣٬٧٤٢٬٠٤٣
2015-03-03	2015-02-06	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٦٨١	٢٦٧٬٦٥٦	٠٫٢٦	١٣٫٩٥	٩٬٥٠٠	٣٬٧٣٣٬٨٠١
2015-03-03	2015-01-26	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٦٩١	٢٦٦٬٩٧٥	٠٫٦٤	١٣٫٨٨	٢٣٬٤٦٦	٣٬٧٠٤٬٧٥٩
2015-03-03	2015-01-14	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٥٣٧	٢٦٥٬٢٨٤	٠٫٥٨	١٣٫٩٠	٢١٬٣٦٤	٣٬٦٨٧٬٤٤٨
2015-03-03	2015-01-13	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٥٣٢	٢٦٣٬٧٤٧	٠٫٩٧	١٣٫٧٤	٣٤٬٧٩٠	٣٬٦٢٣٬٨٨٤
2015-03-03	2015-01-12	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٥٬٠٥٨	٢٦١٬٢١٥	١٫٩٧	١٣٫٧٦	٦٩٬٦٠٣	٣٬٥٩٤٬٥٨٠
2015-03-02	2015-01-08	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٥٬٠٢٦	٢٥٦٬١٥٧	٦٫٢٣	١٣٫٧٠	٢٠٥٬٨١٦	٣٬٥٠٨٬٦٥٩
2015-03-02	2014-12-30	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٠٠	٢٤١٬١٣١	٠٫١٢	١٣٫٢٥	٣٬٩٧٥	٣٬١٩٤٬٩٨٦
2015-03-02	2014-12-29	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٥٬٧٣٩	٢٤٠٬٨٣١	٢٫٤٤	١٣٫٢٠	٧٥٬٧٧٠	٣٬١٧٩٬٥٩٥
2015-03-02	2014-12-26	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٦٬٥٠٠	٢٣٥٬٠٩٢	٢٫٨٤	١٣٫١٦	٨٥٬٥١٠	٣٬٠٩٢٬٧٢٩
2015-03-02	2014-12-24	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٧٬٣٦٨	٢٢٨٬٥٩٢	٣٫٣٣	١٣٫١٥	٩٦٬٨٩٧	٣٬٠٠٦٬٢٣٦
2015-03-02	2014-12-23	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٦٬٩٠٩	٢٢١٬٢٢٤	٨٫٢٨	١٣٫١٤	٢٢٢٬١٧١	٢٬٩٠٦٬٧٠٦
2015-03-02	2014-12-22	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٣٬٨٩٣	٢٠٤٬٣١٥	٧٫٣٠	١٣٫٠٦	١٨١٬٣٨٦	٢٬٦٦٧٬٥١٦
2015-03-02	2014-12-19	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٢٢١	١٩٠٬٤٢٢	٠٫٦٥	١٣٫٠٠	١٥٬٨٧٣	٢٬٤٧٥٬٤٨٦
2015-03-02	2014-12-18	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٥٬٨٢٦	١٨٩٬٢٠١	١٥٫٨١	١٢٫٩٨	٣٣٥٬٢٠٣	٢٬٤٥٥٬٦٩٧
2015-03-02	2014-12-17	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٢٬٠٦٠	١٦٣٬٣٧٥	٣٤٫٦٧	١٢٫٩٣	٥٤٤٬٠١٧	٢٬١١٣٬١٤١
2015-03-02	2014-12-16	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٩٬٠٨٧	١٢١٬٣١٥	١٨٫٦٧	١٢٫٩١	٢٤٦٬٣٥٨	١٬٥٦٥٬٨٢٥
2015-03-02	2014-12-15	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٨٬٤٥٨	١٠٢٬٢٢٨	٩٫٠٢	١٢٫٨٩	١٠٩٬٠٠١	١٬٣١٧٬٤٤٣
2015-03-02	2014-12-12	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٦٬٨٥٨	٩٣٬٧٧٠	٢١٫٩٢	١٢٫٨٦	٢١٦٬٨٤١	١٬٢٠٦٬١٤٥
2015-03-02	2014-12-11	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬٨٧٩	٧٦٬٩١٢	٥٫٣١	١٢٫٨٦	٤٩٬٨٩٩	٩٨٩٬٣٩٦
2015-03-02	2014-12-10	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٧٬٠٠٠	٧٣٬٠٣٣	١٠٫٦٠	١٢٫٨٦	٩٠٬٠٣٥	٩٣٩٬٣٥٨
2015-03-02	2014-12-09	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٦٬١١٢	٦٦٬٠٣٣	١٠٫٢٠	١٢٫٧٨	٧٨٬١١٤	٨٤٣٬٩٢٨
2015-03-02	2014-12-08	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬٧٤٤	٥٩٬٩٢١	٦٫٦٦	١٢٫٧٦	٤٧٬٧٧٨	٧٦٤٬٦٦٤
2015-03-02	2014-12-05	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٬١٢٨	٥٦٬١٧٧	٧٫٩٣	١٢٫٧٥	٥٢٬٦٥٢	٧١٦٬٥٢٦
2015-03-02	2014-12-04	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٬٥٠٠	٥٢٬٠٤٩	٥٫٠٥	١٢٫٧٧	٣١٬٩٢٠	٦٦٤٬٥٥٦
2015-03-02	2014-12-03	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٠٠	٤٩٬٥٤٩	٠٫٨١	١٢٫٧٦	٥٬١٠٢	٦٣١٬٩٩٧
2015-03-02	2014-12-02	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٤٬٠٩٠	٤٩٬١٤٩	٩٫٠٨	١٢٫٨٠	٥٢٬٣٤٩	٦٢٩٬٠٧٣
2015-03-02	2014-12-01	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٨٨٥	٤٥٬٠٥٩	٢٫٠٠	١٢٫٧٧	١١٬٣٠١	٥٧٥٬٤٠٣
2015-03-02	2014-11-28	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٥٠٢	٤٤٬١٧٤	١٫١٥	١٢٫٧٧	٦٬٤١٠	٥٦٤٬٠٩٨
2015-03-02	2014-11-25	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢٠٠	٤٣٬٦٧٢	٠٫٤٦	١٢٫٧٧	٢٬٥٥٤	٥٥٧٬٦٩١
2015-03-02	2014-11-24	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٣٬٣٢٠	٤٣٬٤٧٢	٨٫٢٧	١٢٫٧٧	٤٢٬٣٨٧	٥٥٥٬٠١٦
2015-03-02	2014-11-20	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	١٬٣٦٩	٤٠٬١٥٢	٣٫٥٣	١٢٫٧٥	١٧٬٤٥٥	٥١١٬٩٣٨
2015-03-02	2014-11-19	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٦٬٩٩٤	٣٨٬٧٨٣	٢٢٫٠٠	١٢٫٦٩	٨٨٬٧٨٧	٤٩٢٬٣٣٩
2015-03-02	2014-11-18	4	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Common Stock	P - Purchase	٢١٠	٣١٬٧٨٩	٠٫٦٦	١٢٫٧٠	٢٬٦٦٧	٤٠٣٬٧٢٠
2014-12-05	2014-12-04	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٤٤٬٧٥٤	٨٢٤٬٩٤٢	؜١٤٫٩٣	١٩٫٦٠	؜٢٬٨٣٧٬١٧٨	١٦٬١٦٨٬٨٦٣
2014-12-05	2014-12-04	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٢٬٢٩٠	١١٬٨٦٠	؜١٦٫١٨	١٩٫٦٠	؜٤٤٬٨٨٤	٢٣٢٬٤٥٦
2014-12-03	2014-12-02	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٧٬٨٢٥	٩٦٩٬٦٩٦	؜٠٫٨٠	٢٢٫٦٦	؜١٧٧٬٣٢٢	٢١٬٩٧٤٬١٨٤
2014-12-03	2014-12-02	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٢٤	١٤٬١٥٠	؜٠٫٨٧	٢٢٫٦٦	؜٢٬٨١٠	٣٢٠٬٦٥٢
2014-12-02	2014-12-01	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٬٥٦٥	٩٧٧٬٥٢١	؜٠٫١٦	٢٢٫٥٣	؜٣٥٬٢٦١	٢٢٬٠٢٤٬٥٢٦
2014-12-02	2014-12-01	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٢٥	١٤٬٢٧٤	؜٠٫١٧	٢٢٫٥٣	؜٥٦٣	٣٢١٬٦٠٧
2014-12-02	2014-11-26	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٣٬٣٠٢	٩٧٩٬٠٨٦	؜١٫٣٤	٢٢٫٥٤	؜٢٩٩٬٨٤٤	٢٢٬٠٦٩٬٨٧١
2014-12-02	2014-11-26	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٢١٠	١٤٬٢٩٩	؜١٫٤٥	٢٢٫٥٤	؜٤٬٧٣٤	٣٢٢٬٣١٨
2014-12-02	2014-11-24	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٢٬٣٨١	٩٩٢٬٣٨٨	؜٠٫٢٤	٢٢٫٦٠	؜٥٣٬٨٠٥	٢٢٬٤٢٥٬٥٨٧
2014-12-02	2014-11-24	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٣٨	١٤٬٥٠٩	؜٠٫٢٦	٢٢٫٦٠	؜٨٥٩	٣٢٧٬٨٦٩
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٧١١
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٩٥
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٤٨
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٦٩٦
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٣
2014-11-17		3	AYN	ALLIANCE NEW YORK MUNICIPAL INCOME FUND Auction Rate Preferred			٥٥٢
2014-11-14	2014-11-12	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٦٬١٠١	٩٩٤٬٧٦٩	؜١٫٥٩	٢٢٫٧١	؜٣٦٥٬٥٩٦	٢٢٬٥٨٧٬٦٢٣
2014-11-14	2014-11-12	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٩٬٥٦١	١٬٠١٠٬٨٧٠	؜١٫٩٠	٢٢٫٦٦	؜٤٤٣٬٢٥٢	٢٢٬٩٠٦٬٣١٤
2014-11-14	2014-11-12	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٢٥٥	١٤٬٥٤٧	؜١٫٧٢	٢٢٫٧١	؜٥٬٧٩٠	٣٣٠٬٣١٠
2014-11-14	2014-11-12	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٣٠٩	١٤٬٨٠٢	؜٢٫٠٤	٢٢٫٦٦	؜٧٬٠٠٢	٣٣٥٬٤١٣
2014-11-14	2014-11-11	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜٧٬٤١٢	١٬٠٣٠٬٤٣١	؜٠٫٧١	٢٢٫٦٥	؜١٦٧٬٨٨٥	٢٣٬٣٣٩٬٦٧٤
2014-11-14	2014-11-11	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٠٩	١٥٬١١١	؜٠٫٧٢	٢٢٫٦٥	؜٢٬٤٦٩	٣٤٢٬٢٧٠
2014-11-14	2014-11-07	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	S - Sale	؜١٬٢٠٠	١٥٬٢٢٠	؜٧٫٣١	٢٢٫٧١	؜٢٧٬٢٥٠	٣٤٥٬٦٢٠
2014-03-10	2014-03-06	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	P - Purchase	٥٠٠	١٬٠٣٧٬٨٤٣	٠٫٠٥	٢٣٫٦٤	١١٬٨٢٠	٢٤٬٥٣٤٬٦٠٩
2014-03-06	2014-03-05	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	P - Purchase	٤٣٬٣٢٨	١٬٠٣٧٬٣٤٣	٤٫٣٦	٢٣٫٣١	١٬٠٠٩٬٩٢٤	٢٤٬١٧٩٬٢٢١
2014-03-06	2014-03-04	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	P - Purchase	١٢٬١٤٦	٩٩٤٬٠١٥	١٫٢٤	٢٣٫٧٠	٢٨٧٬٨٠٦	٢٣٬٥٥٣٬٦٨٢
2014-03-06	2014-02-26	4	SVVC	Firsthand Technology Value Fund, Inc. Common Stock	P - Purchase	٢٧٧	٩٨١٬٨٦٩	٠٫٠٣	٢٣٫٦٩	٦٬٥٦٢	٢٣٬٢٥٩٬٣٩٧
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٩٦١٬٣٩٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٩٦٬٢٢٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٦٢٬٦٣٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٦٨٬٦٥٣
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١٩٬٨٢٦
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠١١٬٩٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٢٣٥٬٥٨٢
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			١٬٩٨٠٬٠٠٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٠٨٬٤٩٤
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬١٣٤٬١٤٩
2014-02-26		3	SVVC	Firsthand Technology Value Fund, Inc. Common Stock			٢٬٠٧٨٬٧٣٨

السوق المفتوحة أو الشراء الخاص للأوراق المالية غير المشتقة أو المشتقة

السوق المفتوحة أو البيع الخاص للأوراق المالية غير المشتقة أو المشتقة

المنح أو المكافأة أو الاستحواذ على الأوراق المالية من الشركة (مثل الخيار)

تحويل المشتقات

بيع أو نقل الأوراق المالية مرة أخرى إلى الشركة

دفع سعر التمرين أو الالتزام الضريبي باستخدام جزء من الأوراق المالية المستلمة من الشركة

هدية الأوراق المالية من قبل أو إلى المطلعين

مقايضات الأسهم ومعاملات التحوط المماثلة

التمرين أو تحويل الأوراق المالية المشتقة المستلمة من الشركة (مثل الخيار)

معاملة تم الإبلاغ عنها طوعًا في النموذج 4

أخرى (مصحوبة بحاشية تصف المعاملة)