Market Value165,394,000
Total Holdings28
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFFORDABLE RESIDENTIAL CMNTY / NOTE 7.500% 8/1 (00828UAB9)
AXU / Alexco Resource Corp.
ALLIANZGI INTL & PREM STRATE / (01882X108)
ANV /
GAZ / Barclays Bank PLC - ZC SP ETN REDEEM 05/03/2037 USD 50 - Ser A
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN Call
CBA / ClearBridge American Energy MLP Fund Inc.
BXSY / Bexil Investment Trust
CLM / Cornerstone Strategic Investment Fund, Inc.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
DPC / WisdomTree Trust
DML / Denison Mines Corp.
EUNITS 2 YR US EQTY MKT PTNT / UNIT (29841R102)
GLCH / Gleacher & Company, Inc.
GSV / Gold Standard Ventures Corp
HF2 FINL MGMT INC / CL A (40421A104)
ILDBY / Ireland Bank Governor & Co
ECH / iShares, Inc. - iShares MSCI Chile ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
MAXY / Maxygen Inc
MEDWORTH ACQUISITION CORP / (58508R105)
NBG / National Bank of Greece SA Call
NBG / National Bank of Greece SA Put
NGD / New Gold Inc.
NWSA / News Corporation
PALDF / North American Palladium Ltd.
NUVEEN MUN HIGH INC OPPTY FD / (670683101)
OMNICARE CAP TR II / PFD B TR 4.00% (68214Q200)
PVG / Pretium Resources Inc
QUINPARIO ACQUISITION CORP / UNIT 99/99/9999 (74874R207)
SA / Seabridge Gold Inc.
TVIA / TerraVia Holdings, Inc. Put
SCP / SPROTT RESOURCE LENDING CORP
PSLV / Sprott Physical Silver Trust
SPPP / Sprott Physical Platinum and Palladium Trust
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
SUPN / Supernus Pharmaceuticals, Inc. Put
NMZ / Nuveen Municipal High Income Opportunity Fund
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
BGS ACQUISITION CORP / SH (G1082J100)
GLRI / Glori Energy Inc.
GLRI / Glori Energy Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
PHYS / Sprott Physical Gold Trust