Market Value345,227,000
Total Holdings173
File Date2015-01-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
JJG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJGB
IYT / iShares Trust - iShares U.S. Transportation ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
NMA / Nuveen Municipal Advantage Fund, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
NUVEEN EQTY PRM OPPORTUNITYFD COM / CEF (6706EM102)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
MMP / Magellan Midstream Partners L.P.
AEE / Ameren Corporation
91911K102 / Bausch Health Companies
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
FIDU / Fidelity Covington Trust - Fidelity MSCI Industrials Index ETF
F / Ford Motor Company
BMY / Bristol-Myers Squibb Company
EWSC / Invesco Capital Management LLC - Invesco S&P SmallCap 600 Equal Weight ETF
JRO / Nuveen Floating Rate Income Opportunity Fund
GPS / The Gap, Inc.
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
US90267B6829 / ETRACS Alerian MLP Index ETN
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
NAD / Nuveen Quality Municipal Income Fund
NCV / Virtus Convertible & Income Fund
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
JPM / JPMorgan Chase & Co.
PEP / PepsiCo, Inc.
MDT / Medtronic plc
BRK.A / Berkshire Hathaway Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
DVY / iShares Trust - iShares Select Dividend ETF
MO / Altria Group, Inc.
SPY / SPDR S&P 500 ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IBM / International Business Machines Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NUV / Nuveen Municipal Value Fund, Inc.
BAC / Bank of America Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
MRK / Merck & Co., Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
CAT / Caterpillar Inc.
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
IDV / iShares Trust - iShares International Select Dividend ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
T / AT&T Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
LMT / Lockheed Martin Corporation
ABBV / AbbVie Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
IWV / iShares Trust - iShares Russell 3000 ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
UGI / UGI Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DUK / Duke Energy Corporation
PPG / PPG Industries, Inc.
UNP / Union Pacific Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SLB / Schlumberger Limited
NQU / Nuveen Quality Income Municipal Fund, Inc.
385002100 / Gramercy Property Trust Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
MARKET VECTORS INTERM MUNI IDX / ETF (57060U845)
GSS / Golden Star Resources Ltd.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
QQQ / Invesco QQQ Trust, Series 1
VPU / Vanguard World Fund - Vanguard Utilities ETF
847560109 / Spectra Energy Corp.
NQS / Nuveen Select Quality Municipal Fund, Inc.
MARKET VECTORS WIDE MOAT / ETF (57060U134)
PETROLEUM & RES CORP COM / CEF (716549100)
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
IBB / iShares Trust - iShares Biotechnology ETF
MDY / SPDR S&P MidCap 400 ETF Trust
RAD / Rite Aid Corp.
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
SLV / iShares Silver Trust
XCIIX / BlackRock Enhanced Capital and
XJLAX / Nuveen Equity Premium Advantage
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
EWMC / Invesco Capital Management LLC - Invesco S&P MidCap 400 Equal Weight ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
XNPMX / Nuveen Premium Income Municipal
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
NLY / Annaly Capital Management, Inc.
CSQ / Calamos Strategic Total Return Fund
JFR / Nuveen Floating Rate Income Fund
ILF / iShares Trust - iShares Latin America 40 ETF
NQI / Nuveen Quality Municipal Fund, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
HPI / John Hancock Preferred Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DSU / BlackRock Debt Strategies Fund, Inc.
MMT / MFS Multimarket Income Trust
EWC / iShares, Inc. - iShares MSCI Canada ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
NPP / Nuveen Performance Plus Municipal Fund, Inc.
AWF / AllianceBernstein Global High Income Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
BOE / BlackRock Enhanced Global Dividend Trust
PAA / Plains All American Pipeline, L.P. - Limited Partnership
SU / Suncor Energy Inc.
XHS / SPDR Series Trust - SPDR S&P Health Care Services ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
JQC / Nuveen Credit Strategies Income Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CPB / The Campbell's Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
TWX / Warner Media LLC
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IWB / iShares Trust - iShares Russell 1000 ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
XOM / Exxon Mobil Corporation
RTX / RTX Corporation
MMM / 3M Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
USB / U.S. Bancorp
DIA / SPDR Dow Jones Industrial Average ETF Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EVG / Eaton Vance Short Duration Diversified Income Fund
GE / General Electric Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CVX / Chevron Corporation
GLD / SPDR Gold Trust
APD / Air Products and Chemicals, Inc.
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
WFC / Wells Fargo & Company
IVV / iShares Trust - iShares Core S&P 500 ETF
IAU / iShares Gold Trust
BRK.B / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
OEF / iShares Trust - iShares S&P 100 ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
MET / MetLife, Inc.
GS / The Goldman Sachs Group, Inc.
COP / ConocoPhillips
VZ / Verizon Communications Inc.
AAPL / Apple Inc.