Market Value174,934,000
Total Holdings108
File Date2016-12-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GILD / Gilead Sciences, Inc.
VZ / Verizon Communications Inc.
CTSH / Cognizant Technology Solutions Corporation
CSX / CSX Corporation
ARCC / Ares Capital Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
XPFNX / PIMCO Income Strategy Fund II
NAZ / Nuveen Arizona Quality Municipal Income Fund
SPH / Suburban Propane Partners, L.P. - Limited Partnership
TSRA / Tessera Technologies, Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
CPB / The Campbell's Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
INTC / Intel Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TYG / Tortoise Energy Infrastructure Corporation
NMZ / Nuveen Municipal High Income Opportunity Fund
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
DST / DST Systems, Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
OXY / Occidental Petroleum Corporation
/ Windstream Holdings, Inc
GXP / Great Plains Energy, Inc.
UNH / UnitedHealth Group Incorporated
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
SWKS / Skyworks Solutions, Inc.
BRK.A / Berkshire Hathaway Inc.
CERN / Cerner Corp.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EHC / Encompass Health Corporation
SLB / Schlumberger Limited
WBA / Walgreens Boots Alliance, Inc.
TSLA / Tesla, Inc.
CMI / Cummins Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
OCSL / Oaktree Specialty Lending Corporation
CBM / Cambrex Corp.
FDO /
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
WDC / Western Digital Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DE / Deere & Company
CVS / CVS Health Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
NRF / NorthStar Realty Finance Corp.
89376V100 / TransMontaigne Partners LP
G67742109 / OneBeacon Insurance Group Ltd.
AIG / American International Group, Inc.
KR / The Kroger Co.
91911K102 / Bausch Health Companies
SXE / Southcross Energy Partners, L.P.
ORI / Old Republic International Corporation
JPEP / JP Energy Partners LP
CCLP / CSI Compressco LP - Limited Partnership
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
GEL / Genesis Energy, L.P. - Limited Partnership
SPIL / Siliconware Precision Industries Company Ltd.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PSEC / Prospect Capital Corporation
SXL / Sunoco Logistics Partners L.P.
TRQ / Turquoise Hill Resources Ltd
NTI / Northern Tier Energy LP
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FE / FirstEnergy Corp.
CVG / Convergys Corp.
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FNB / F.N.B. Corporation
UMBF / UMB Financial Corporation
UHT / Universal Health Realty Income Trust
ZBH / Zimmer Biomet Holdings, Inc.
EEP / Enbridge Energy Partners, L.P.
BDX / Becton, Dickinson and Company
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
CEQP / Crestwood Equity Partners LP - Unit
VIAB / Viacom, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
KLAC / KLA Corporation
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
NGLS / Targa Resources Partners LP
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
MDCO / Medicines Company
MTX / Minerals Technologies Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
GLP / Global Partners LP - Limited Partnership
Market Vectors Hi Yld Muni ETF / HG YLD MUN ETF (57060U878)
SRLP / Sprague Resources LP - Unit
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
OKS / ONEOK Partners, L.P.
Exterran Partners LP / COM UNITS (30225N105)
IWM / iShares Trust - iShares Russell 2000 ETF
AINV / Apollo Investment Corporation
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
CSC / Computer Sciences Corp.
CAPL / CrossAmerica Partners LP - Limited Partnership
MMLP / Martin Midstream Partners L.P. - Limited Partnership
MAIN / Main Street Capital Corporation
MHI / Pioneer Municipal High Income Fund, Inc.
USAC / USA Compression Partners, LP - Limited Partnership
R / Ryder System, Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
WSM / Williams-Sonoma, Inc.
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
HDV / iShares Trust - iShares Core High Dividend ETF
FMO / Fiduciary/Claymore Energy Infrastructure Fund
BIIB / Biogen Inc.
US87233Q1085 / TC Pipelines, LP
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
BRCM / Broadcom Corporation
BAX / Baxter International Inc.
ETN / Eaton Corporation plc
IVZ / Invesco Ltd.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
LOW / Lowe's Companies, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
EMN / Eastman Chemical Company
PFF / iShares Trust - iShares Preferred and Income Securities ETF
TEL / TE Connectivity plc
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
AMZN / Amazon.com, Inc.
IP / International Paper Company
WHR / Whirlpool Corporation
AXP / American Express Company
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
VFC / V.F. Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IBM / International Business Machines Corporation
REGN / Regeneron Pharmaceuticals, Inc.
F / Ford Motor Company
XOM / Exxon Mobil Corporation
GOOGL / Alphabet Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
DIS / The Walt Disney Company
EQT / EQT Corporation
AMGN / Amgen Inc.
T / AT&T Inc.
CSCO / Cisco Systems, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
META / Meta Platforms, Inc.
TRGP / Targa Resources Corp.
AFL / Aflac Incorporated
PFE / Pfizer Inc.
ABBV / AbbVie Inc.
SPY / SPDR S&P 500 ETF
HON / Honeywell International Inc.
BA / The Boeing Company
EMR / Emerson Electric Co.
HSY / The Hershey Company
COP / ConocoPhillips
CAIAF / CA Immobilien Anlagen AG
WU / The Western Union Company
GRMN N / Garmin Ltd.
PEG / Public Service Enterprise Group Incorporated
V / Visa Inc.
TRV / The Travelers Companies, Inc.
ES / Eversource Energy
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ISEE / IVERIC bio Inc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
CAH / Cardinal Health, Inc.
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
SYK / Stryker Corporation
SBUX / Starbucks Corporation
UGI / UGI Corporation
PM / Philip Morris International Inc.
PG / The Procter & Gamble Company
CELG / Celgene Corp.
CB / Chubb Limited
LUMN / Lumen Technologies, Inc.
HES / Hess Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
UPS / United Parcel Service, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
UNP / Union Pacific Corporation
BAC / Bank of America Corporation
WIA / Western Asset Inflation-Linked Income Fund
WFC / Wells Fargo & Company
DFS / Discover Financial Services
CW / Curtiss-Wright Corporation
DCP / DCP Midstream LP - Unit
SEB / Seaboard Corporation
AMAT / Applied Materials, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
BMY / Bristol-Myers Squibb Company
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SWBI / Smith & Wesson Brands, Inc.
OGE / OGE Energy Corp.
GLD / SPDR Gold Trust
HD / The Home Depot, Inc.
MSFT / Microsoft Corporation
ILMN / Illumina, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
RTX / RTX Corporation
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
ABT / Abbott Laboratories
TGT / Target Corporation
MBB / iShares Trust - iShares MBS ETF
CVX / Chevron Corporation
CMCSA / Comcast Corporation
IWV / iShares Trust - iShares Russell 3000 ETF
QCOM / QUALCOMM Incorporated
BRK.B / Berkshire Hathaway Inc.
MCD / McDonald's Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
JPM / JPMorgan Chase & Co.
IVV / iShares Trust - iShares Core S&P 500 ETF
MA / Mastercard Incorporated
AAPL / Apple Inc.
ELV / Elevance Health, Inc.
VLO / Valero Energy Corporation
JNJ / Johnson & Johnson
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF