Market Value262,539,000
Total Holdings266
File Date2019-08-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GWP / GW Pharmaceuticals plc
ASG / Liberty All-Star Growth Fund, Inc.
JEQ / Abrdn Japan Equity Fund Inc
AEF / abrdn Emerging Markets ex-China Fund, Inc.
GAM / General American Investors Company, Inc.
ECC / Eagle Point Credit Company Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
CPA / Copa Holdings, S.A.
TSI / TCW Strategic Income Fund, Inc.
CHN / The China Fund, Inc.
NMT / Nuveen Massachusetts Quality Municipal Income Fund
NGG / National Grid plc - Depositary Receipt (Common Stock)
PGZ / Principal Real Estate Income Fund
DCA / Virtus Total Return Fund
NXR / Nuveen Select Tax-Free Income Portfolio 3
BKT / BlackRock Income Trust, Inc.
GECC / Great Elm Capital Corp.
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
SOR / Source Capital
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
XBHKX / BlackRock Core Bond Trust
EVN / Eaton Vance Municipal Income Trust
MGU / Macquarie Global Infrastructure Total Return Fund Inc
904784709 / Unilever N.V.
EIM / Eaton Vance Municipal Bond Fund
TJX / The TJX Companies, Inc.
RTN / Raytheon Co.
09258E109 / Blackrock Massachusetts Tax-Exempt Trust
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
AABA / Altaba Inc
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
JGH / Nuveen Global High Income Fund
THW / Abrdn World Healthcare Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
RELX / RELX PLC - Depositary Receipt (Common Stock)
DBL / DoubleLine Opportunistic Credit Fund
FT / Franklin Universal Trust
JPI / Nuveen Preferred Securities & Income Opportunities Fund
ABB / ABB Ltd. - ADR
TIP / iShares Trust - iShares TIPS Bond ETF
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
EXD / Eaton Vance Tax-Managed Buy-Write Strategy Fund
HIX / Western Asset High Income Fund II Inc.
XNCVX / AllianzGI Convertible & Income
VMO / Invesco Municipal Opportunity Trust
SNP / China Petroleum & Chemical Corp - ADR
RCI / Rogers Communications Inc.
CYBR / CyberArk Software Ltd.
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
EVM / Eaton Vance California Municipal Bond Fund
NXQ / Nuveen Select Tax-Free Income Portfolio 2
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
EOS / Eaton Vance Enhanced Equity Income Fund II
NXC / Nuveen California Select Tax-Free Income Portfolio
CIK / Credit Suisse Asset Management Income Fund, Inc.
VIAV / Viavi Solutions Inc.
DMF / BNY Mellon Municipal Income, Inc.
ERC / Allspring Multi-Sector Income Fund
HERZ / Herzfeld Credit Income Fund, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
HNW / Pioneer Diversified High Income Fund, Inc.
MHI / Pioneer Municipal High Income Fund, Inc.
INF / Brookfield Global Listed Infrastructure Income Fund
ESRT / Empire State Realty Trust, Inc.
TPZ / Tortoise Essential Energy Fund
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
CEF / Sprott Physical Gold and Silver Trust
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
RMRM / RMR Mortgage Trust
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
IBB / iShares Trust - iShares Biotechnology ETF
CCEP / Coca-Cola Europacific Partners PLC
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
SGMO / Sangamo Therapeutics, Inc.
PGP / PIMCO Global StocksPLUS & Income Fund
ACN / Accenture plc
WIX / Wix.com Ltd.
IVH / Delaware Ivy High Income Opportunities Fund
FMY / First Trust Mortgage Income Fund
FIF / First Trust Energy Infrastructure Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
IHD / Voya Emerging Markets High Dividend Equity Fund
DIS / The Walt Disney Company
APF / Morgan Stanley Asia-Pacific Fund, Inc.
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
PTC / PTC Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
US26885G1094 / Era Group Inc.
CS / Credit Suisse Group AG - ADR
KIO / KKR Income Opportunities Fund
NSL / Nuveen Senior Income Fund
FUND / Sprott Focus Trust, Inc.
HQH / Abrdn Healthcare Investors
THQ / Abrdn Healthcare Opportunities Fund
NTG / Tortoise Midstream Energy Fund, Inc.
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
FDP / Fresh Del Monte Produce Inc.
BMRN / BioMarin Pharmaceutical Inc.
AVHOQ / Avianca Holdings S.A - ADR
CNQ / Canadian Natural Resources Limited
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
DSU / BlackRock Debt Strategies Fund, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
SRV / NXG Cushing Midstream Energy Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
RMI / RiverNorth Opportunistic Municipal Income Fund, Inc.
PUK / Prudential plc - Depositary Receipt (Common Stock)
NBO / Neuberger Berman New York Municipal Fund Inc
MSFT / Microsoft Corporation
WIA / Western Asset Inflation-Linked Income Fund
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
WM / Waste Management, Inc.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
LULU / lululemon athletica inc.
VTA / Invesco Dynamic Credit Opportunities Fund
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
INTU / Intuit Inc.
PEO / Adams Natural Resources Fund, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
PMM / Putnam Managed Municipal Income Trust
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
GHY / PGIM Global High Yield Fund, Inc
KF / The Korea Fund, Inc.
AEP / American Electric Power Company, Inc.
/ Voya Prime Rate Trust
BTZ / BlackRock Credit Allocation Income Trust
SPE / Special Opportunities Fund, Inc.
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
JMM / Nuveen Multi-Market Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
KXIN / Kaixin Holdings
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
DOW / Dow Inc.
TRV / The Travelers Companies, Inc.
RNOTX / RiverNorth Funds - RiverNorth/Oaktree High Income Fund Class R
AFB / AllianceBernstein National Municipal Income Fund, Inc.
XMPT / VanEck ETF Trust - VanEck CEF Muni Income ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
CEE / The Central and Eastern Europe Fund, Inc.
LIVN / LivaNova PLC
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
EVV / Eaton Vance Limited Duration Income Fund
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
AON / Aon plc
SAP / SAP SE - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
FSD / First Trust High Income Long/Short Fund
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
BDX / Becton, Dickinson and Company
XOM / Exxon Mobil Corporation
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
OXSQ / Oxford Square Capital Corp.
VMC / Vulcan Materials Company
VVR / Invesco Senior Income Trust
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
PMO / Putnam Municipal Opportunities Trust
JRO / Nuveen Floating Rate Income Opportunity Fund
AVK / Advent Convertible and Income Fund
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
CEV / Eaton Vance California Municipal Income Trust
NXP / Nuveen Select Tax-Free Income Portfolio
NXJ / Nuveen New Jersey Quality Municipal Income Fund
SVVC / Firsthand Technology Value Fund, Inc.
TYG / Tortoise Energy Infrastructure Corporation
GRX / The Gabelli Healthcare & Wellness Trust
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
SYK / Stryker Corporation
SEB / Seaboard Corporation
RY / Royal Bank of Canada
IR / Ingersoll Rand Inc.
KPTI / Karyopharm Therapeutics Inc.
MMM / 3M Company
CXE / MFS High Income Municipal Trust
TWN / The Taiwan Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
PNI / PIMCO New York Municipal Income Fund II
HFRO / Highland Funds I - Highland Opportunities and Income Fund
RA / Brookfield Real Assets Income Fund Inc.
JCE / Nuveen Core Equity Alpha Fund
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
BTT / Blackrock Municipal 2030 Target Term Trust
JOF / Japan Smaller Capitalization Fund, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ASA / ASA Gold and Precious Metals Limited
TY / Tri-Continental Corporation
GDV / The Gabelli Dividend & Income Trust
JQC / Nuveen Credit Strategies Income Fund
ADX / Adams Diversified Equity Fund, Inc.
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SBI / Western Asset Intermediate Muni Fund Inc.
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
SPG / Simon Property Group, Inc.
IFN / The India Fund, Inc.
EQIX / Equinix, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
CELG / Celgene Corp.
SMM / Salient Midstream & MLP Fund
ISD / PGIM High Yield Bond Fund, Inc.
SU / Suncor Energy Inc.
MCD / McDonald's Corporation
PHT / Pioneer High Income Fund, Inc.
NEE / NextEra Energy, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
CB / Chubb Limited
RTX / RTX Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
BGB / Blackstone Strategic Credit 2027 Term Fund
PCK / PIMCO California Municipal Income Fund II
SHV / iShares Trust - iShares Short Treasury Bond ETF
BFZ / BlackRock California Municipal Income Trust
AXP / American Express Company
ALC / Alcon Inc.
AMT / American Tower Corporation
JPM / JPMorgan Chase & Co.
APD / Air Products and Chemicals, Inc.
STEW / SRH Total Return Fund, Inc.
VAC / Marriott Vacations Worldwide Corporation
PEP / PepsiCo, Inc.
JFR / Nuveen Floating Rate Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PNC / The PNC Financial Services Group, Inc.
VCV / Invesco California Value Municipal Income Trust
CRF / Cornerstone Total Return Fund, Inc.
NXDT / NexPoint Diversified Real Estate Trust
JNJ / Johnson & Johnson
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
IRL / New Ireland Fund Inc
HD / The Home Depot, Inc.
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
ALLE / Allegion plc
FAM / First Trust/Abrdn Global Opportunity Income Fund
AIF / Apollo Tactical Income Fund Inc.
GOOGL / Alphabet Inc.
SPY / SPDR S&P 500 ETF
FBP / First BanCorp.
BMY / Bristol-Myers Squibb Company
LLY / Eli Lilly and Company
INCY / Incyte Corporation
LEN / Lennar Corporation
BPOP / Popular, Inc.
RVT / Royce Small-Cap Trust, Inc.
CET / Central Securities Corporation
AMZN / Amazon.com, Inc.
INO / Inovio Pharmaceuticals, Inc.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
CEM / ClearBridge MLP and Midstream Fund Inc
PGTI / PGT Innovations, Inc.
MHF / Western Asset Municipal High Income Fund Inc.
MLM / Martin Marietta Materials, Inc.
CXH / MFS Investment Grade Municipal Trust
EEA / The European Equity Fund, Inc.
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
CWCO / Consolidated Water Co. Ltd.
GAB / The Gabelli Equity Trust Inc.
USO / United States Oil Fund, LP - Limited Partnership
ADP / Automatic Data Processing, Inc.
HQL / Abrdn Life Sciences Investors
AMGN / Amgen Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
SE / Sea Limited - Depositary Receipt (Common Stock)
TTP / Tortoise Pipeline & Energy Fund, Inc.
JRI / Nuveen Real Asset Income and Growth Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
WSO / Watsco, Inc.
GDL / The GDL Fund
ZTS / Zoetis Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
AGD / Abrdn Global Dynamic Dividend Fund
TDF / Templeton Dragon Fund, Inc.
MRK / Merck & Co., Inc.
CCL / Carnival Corporation & plc
CLM / Cornerstone Strategic Investment Fund, Inc.
IIF / Morgan Stanley India Investment Fund, Inc.
RCL / Royal Caribbean Cruises Ltd.
MTZ / MasTec, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
UNH / UnitedHealth Group Incorporated
EVTC / EVERTEC, Inc.
MFM / MFS Municipal Income Trust
MXE / Mexico Equity & Income Fund Inc.
V / Visa Inc.
OCCI / OFS Credit Company, Inc.
USA / Liberty All-Star Equity Fund
MDY / SPDR S&P MidCap 400 ETF Trust
GF / The New Germany Fund, Inc.
WMT / Walmart Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.