Market Value141,503,000
Total Holdings255
File Date2014-10-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BAC.WS.B / Bank of America Corp. B Warrants
HEOP / Heritage Oaks Bancorp
CVGW / Calavo Growers, Inc.
AWRE / Aware, Inc.
GSAT / Globalstar, Inc.
CSLT / Castlight Health Inc - Class B
BSMAF / Bursa Malaysia Berhad
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
VNCE / Vince Holding Corp.
FARM / Farmer Bros. Co.
TNK / Teekay Tankers Ltd.
GM.WS.B / General Motors Company - Warrants 07/10/2019
UFI / Unifi, Inc.
US2913451066 / Emisphere Technologies, Inc.
ROX / Castle Brands, Inc.
BAC.WS.A / Bank of America Corp. A Warrants
PARR / Par Pacific Holdings, Inc.
/ FHLMC, Series Z
WIZD / Wizard Brands Inc
VSCI /
CGRN / Capstone Green Energy Corp.
CF / Canaccord Genuity Group Inc.
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
AVHI / Achari Ventures Holdings Corp. I
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF Call
ARZTY / ARYZTA AG - Depositary Receipt (Common Stock)
BXMT / Blackstone Mortgage Trust, Inc.
ATGYF / Antrim Energy Inc.
CWGL / Crimson Wine Group, Ltd.
US09739C1027 / Boingo Wireless Inc
US09739C1027 / Boingo Wireless Inc Call
NZX /
SHOR / ShorTel, Inc.
ACAD / ACADIA Pharmaceuticals Inc.
JMP / JMP Group LLC
CAE / CAE Inc.
FRGI / Fiesta Restaurant Group Inc
PBYI / Puma Biotechnology, Inc.
FTNT / Fortinet, Inc.
RLJE / RLJ Entertainment, Inc.
00BLP5YB5 / Abengoa Yield plc Bond
INFI / Infinity Pharmaceuticals Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
872307903 / TCF Financial Corporation
ENTECH SOLAR INC COM STK / (29362Y106)
EQUITY BANK LTD (KEN LISTING) / (00B0WCDV5)
IMNP / Immune Pharmaceuticals Inc.
EQC / Equity Commonwealth
COTY / Coty Inc.
ADDYY / adidas AG - Depositary Receipt (Common Stock)
888 HOLDINGS PLC ORD 0.5P / (00B0L4LM9)
ALNY / Alnylam Pharmaceuticals, Inc.
ALTER NRG CORP CALGARY AB COM / (02145W309)
APPLIED NEUROSOLUTIONS INC / (03823Y203)
AUSTRALIAN STOCK EXCHANGE SHS / (006129222)
BYD COMPANY LIMITED / (006536651)
CAMP / Camp4 Therapeutics Corporation Call
CAMP / Camp4 Therapeutics Corporation
CWIR / Central Wireless, Inc.
CLAL BIOTECH (ISR LISTING) / (00B23GNK9)
CSBK / Clifton Bancorp Inc.
CRZBF / Commerzbank AG
CONNACHER OIL & GAS LTD / (20588Y103)
BVA / Cordia Bancorp Inc.
GKNT / Geeknet, Inc
KING / King Digital Entertainment plc Call
LULU / lululemon athletica inc.
OWE / Obsidian Energy Ltd. Call
FOS / PHOSCAN CHEMICAL CORP
TARO / Taro Pharmaceutical Industries Ltd.
SAFARICOM (KEN LISTING) / (00B2QN3J6)
SKILLED HEALTHCARE GROUP INC CL A / (83066R107)
SFS / Smart & Final Stores, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund Call
USGA / US Global Nanospace, Inc.
US92346NAB55 / VeriFone Systems, Inc
WARSAW STOCK EXCHANGE (POL LISTING) / (00B55XKV9)
WWAV / The WhiteWave Foods Co.
300487105 / EVINE Live Inc.
VELOCITY EXPRESS CORP COM STK / (92257T707)
URALS ENERGY PUBLIC LTD (UKM LISTING) / (993314IU9)
HTM / U.S. Geothermal Inc.
SYNA / Synaptics Incorporated
US85207U1051 / Sprint Corporation Call
LULU / lululemon athletica inc. Call
LONDON STOCK EXC A SHS (UKM LISTING) / (00B0SWJX3)
KMI / Kinder Morgan, Inc. Put
RNA / Avidity Biosciences, Inc.
PKT / Procera Networks, Inc.
GMCR / Keurig Green Mountain, Inc.
JASO / JA Solar Holdings Co., Ltd.
FCX / Freeport-McMoRan Inc. Call
HYDRON TECH INC / (449020205)
HLT / Hilton Worldwide Holdings Inc.
HELLENIC EXCHANGES SA ORDS (GRE LISTING) / (004108278)
449575AB5 / Igi Laboratories Inc Bond
GLOP / Gaslog Partners LP - Unit
BLOX / Tidal Trust II - Nicholas Crypto Income ETF
FINANTECH / FINANCIAL TECHNOLOGIES (INDIA) LD
CREE / Cree, Inc.
CORDIA BANCORP INC A PFD STK RSTD / Serie A Pref Stock (2189919C3)
COMPOSITE TECHNOLOGY CORP COM STK / (20461S108)
CSCO / Cisco Systems, Inc. Call
CSIQ / Canadian Solar Inc.
BENITEC BIOPHARMA DEF SET / (006710507)
US00448Q2012 / Achillion Pharmaceuticals, Inc.
21 CN CYBERNET / (006100744)
XLRN / Acceleron Pharma Inc
BAC / Bank of America Corporation
BAC / Bank of America Corporation Call
NPSP / NPS Pharmaceuticals Inc
ISBC / Investors Bancorp Inc
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
CROX / Crocs, Inc.
NORNQ / Noranda Aluminum Holding Corporation
BKMU / Bank Mutual Corp.
AGUAS-A (CHI LISTING) / (002311238)
BOLSA DE VALOR. COP1 / (00B24FPF4)
HK EXCHANGES & CLEARING ORD / (006267359)
NVCN / Neovasc Inc
CVMW / CEL-SCI Corp. Warrants
NEO / NeoGenomics, Inc.
ENDP / Endo International plc
BGS / B&G Foods, Inc.
04033AAA8 / ARIAD Pharmaceuticals, Inc. Bond
AY / Atlantica Sustainable Infrastructure plc
ATHI / American Transportation Holdings Inc
BANK OF IRELAND (IRE LISTING) / (003070732)
BM&F BOVESPA SA / (00B2RHNV9)
/ A.M. Castle & Co.
CTIC / CTI BioPharma Corp
CASI / CASI Pharmaceuticals, Inc.
CBAY / CymaBay Therapeutics, Inc.
FWM / Fairway Group Holdings Corp.
FBGRF / Finbond Group Ltd.
GSK / GSK plc - Depositary Receipt (Common Stock) Call
GPRO / GoPro, Inc. Put
GWDCQ / Growers Direct Coffee Co., Inc.
SNAK / Inventure Foods, Inc.
ISTR / Investar Holding Corporation
SHOO / Steven Madden, Ltd.
EBSB / Meridian Bancorp Inc
MONITISE PLC (UKM LISTING) / (00B1YMRB8)
NVGS / Navigator Holdings Ltd.
NOK / Nokia Oyj - Depositary Receipt (Common Stock) Call
LIQD / Liquid Holdings Group, Inc.
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
NZX LIMITED (NZE LISTING) (POST SPLIT) / (999A0HR13)
OPTIMAL PAYMENTS PLC (UKM LISTING) / (003426454)
OPBL / Optionable, Inc.
PFP / Pathfinder Minerals plc
RUBICON LIMITED NZD / (572993ZM8)
SHISEIDO 50 / (824841100)
DTO / DB Crude Oil Double Short ETN due 6/1/2038
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
UEN / URALS ENERGY PUBLIC LTD (UKM LISTING)
WHEN / World Health Energy Holdings, Inc.
ZNNC / Zann Corp.
WESTERNZAGROS RES LTD COM / (960008100)
WEB / Web.com Group, Inc. Call
RMGNW / RMG Networks Holding Corp. Warrants
VRDN / Viridian Therapeutics, Inc.
RUBICON LIMITED NZD / (006341424)
RDOIF / Rodinia Oil Corp.
RFMD / Call
OWE / Obsidian Energy Ltd.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
EVC / Entravision Communications Corporation
ATML / Atmel Corporation
ALLY / Ally Financial Inc.
ALDX / Aldeyra Therapeutics, Inc.
GLRIW / Glori Energy Inc
TLRA / Telaria, Inc.
MNKD / MannKind Corporation Call
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ENDP / Endo International plc Call
BB / BlackBerry Limited Call
MSFT / Microsoft Corporation Call
XCO / EXCO Resources, Inc.
FCSC / Fibrocell Science Inc.
FRNK / Franklin Financial Corp
BGS / B&G Foods, Inc. Call
NFBK / Northfield Bancorp, Inc. (Staten Island, NY)
FNMAS / Federal National Mortgage Association - Preferred Stock
GULTU / Gulf Coast Ultra Deep Royalty Trust
BURL / Burlington Stores, Inc.
NADL / North Atlantic Drilling Ltd.
DHXM / DHX Media Ltd.
ENTWW / Global Eagle Entertainment Inc. Warrant
SAEXW / SAExploration Holdings, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
WDDD / Worlds Inc.
SGEN / Seagen Inc
URG / Ur-Energy Inc.
RITTW / RiT Technologies, Ltd.
DMND / Diamond Foods, Inc.
ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01
ANRZQ / Alpha Natural Resources, Inc.
BIOS / BioPlus Acquisition Corp - Class A
ZAAP / ZAP
MCHX / Marchex, Inc.
WSBF / Waterstone Financial, Inc.
RKUS / Ruckus Wireless, Inc.
00B5T6W85 / GI Dynamics Inc
/ Charlie's Holdings Inc
HDVY / Health Discovery Corporation
PCH / PotlatchDeltic Corporation
REN / Resolute Energy Corporation
PCRFY / Panasonic Holdings Corporation - Depositary Receipt (Common Stock)
HTDS / Hard to Treat Diseases Inc.
US31788H3030 / Finjan Holdings, Inc.
MBII / Marrone Bio Innovations Inc
ECTE / Echo Therapeutics Inc
QLYS / Qualys, Inc.
JIVE / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Value ETF
00B18S767 / Bolsas Y Mercados Espanoles SA
CIEN / Ciena Corporation Call
CVA / Covanta Holding Corporation
CVA / Covanta Holding Corporation Call
TGLO / theglobe.com, inc.
DLIAQ / dELiA*s Inc.
Y0553W103 / Baltic Trading Ltd
SINX / Sionix Corp.
GM.WS.C / General Motors Company - Warrants 12/31/2015
LNN / Lindsay Corporation
BEL / Belmond Ltd.
HTBI / HomeTrust Bancshares, Inc.
PLM / Polymet Mining Corp
SD / SandRidge Energy, Inc.
SD / SandRidge Energy, Inc. Call
HLTOY / Hellenic Telecommunications Organization S.A. - Depositary Receipt (Common Stock)
BHLB / Berkshire Hills Bancorp, Inc.
XWES / World Energy Solutions Inc
00B24CGK7 / Reckitt Benckiser Group Plc. Bond
SRSC / Sears Canada Inc.
MDRX / Veradigm Inc.
DENN / Denny's Corporation
AGTEF / AGTech Holdings Limited
RTK / Rentech, Inc.
CNTY / Century Casinos, Inc.
BPOP / Popular, Inc.
NPTN / NeoPhotonics Corporation
SUNE / SUNation Energy Inc.
DLB / Dolby Laboratories, Inc.
COLB / Columbia Banking System, Inc.
TRC / Tejon Ranch Co.
US6363752063 / National Holdings Corp.
CODE / Spansion Inc.
PCYO / Pure Cycle Corporation
US2241221017 / Craft Brew Alliance, Inc.
45408X118 / India Globalization Capital, Inc. Warrants exp. 2017-03-06
AVSSP / Avesis, Inc.
MRPI / Mera Pharmaceuticals, Inc.
SGLRF / Spyglass Resources Corp.
BAXS / Baxano Surgical, Inc.
ADEP / Adept Technology
DVOXQ / DynaVox Inc.
GRFS / Grifols, S.A. - Depositary Receipt (Common Stock)
IGNE / Igene Biotechnology, Inc.
HDNG / Hardinge, Inc.
VMEM / Violin Memory, Inc.
CAMBW / CAMBRIDGE CAPITAL ACQUISITION CORPORATION
SWRL / U-Swirl, Inc.
FIIT / First Security Inc
PODD / Insulet Corporation
ADM / Archer-Daniels-Midland Company
MCD / McDonald's Corporation Call
BSX / Boston Scientific Corporation
TBBK / The Bancorp, Inc.
PLCE / The Children's Place, Inc.
HALO / Halozyme Therapeutics, Inc.
RH / RH
MNST / Monster Beverage Corporation Call
COOP / Mr. Cooper Group Inc.
JCP / J.C. Penney Co., Inc.
ARCT / Arcturus Therapeutics Holdings Inc.
PCYC / Pharmacyclics
ILMN / Illumina, Inc.
FBIO / Fortress Biotech, Inc.
MOSY / Mosys Inc
NG / NovaGold Resources Inc.
LUB / Luby`s, Inc.
LGCUF / Luna Gold Corp.
PPEHF / Pure Techs Ltd.
HBSI / Highlands Bankshares, Inc.
FNMA / Federal National Mortgage Association
BV / BrightView Holdings, Inc. Call
EQC / Equity Commonwealth
BX / Blackstone Inc.
OPK / OPKO Health, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
NVAX / Novavax, Inc.
BDRFF / Beiersdorf Aktiengesellschaft
MLNX / Mellanox Technologies, Ltd.
CACH / Cache, Inc.
MLKKF / Mercator Minerals Ltd.
SNY / Sanofi - Depositary Receipt (Common Stock)
AMH / American Homes 4 Rent
SPXCF / Singapore Exchange Limited
EMKR / Emcore Corporation
JNJ / Johnson & Johnson Call
DXCM / DexCom, Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
EWW / iShares, Inc. - iShares MSCI Mexico ETF
LVS / Las Vegas Sands Corp.
ZIOP / Alaunos Therapeutics Inc
PGTI / PGT Innovations, Inc.
RAX / Rackspace Hosting, Inc.
PRMW / Primo Water Corporation Call
SWBI / Smith & Wesson Brands, Inc. Put
STKL / SunOpta Inc.
STKL / SunOpta Inc. Call
AUDC / AudioCodes Ltd.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
ESNT / Essent Group Ltd.
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock) Call
/ Global Eagle Entertainment Inc.
FCEL / FuelCell Energy, Inc.
KMB / Kimberly-Clark Corporation
APPCQ / American Apparel, Inc.
ADXSW / Advaxis, Inc. Warrants
XOM / Exxon Mobil Corporation Call
ZTS / Zoetis Inc.
TWTR / Twitter Inc
AROC / Archrock, Inc.
VISL / Vislink Technologies, Inc.
IWSH / Wright Investors' Service Holdings, Inc.
MPSYF / MorphoSys AG
HOLX / Hologic, Inc.
MNTX / Manitex International, Inc.
L / Loews Corporation
ARIA / ARIAD Pharmaceuticals, Inc. Call
PGEN / Precigen, Inc.
XRX / Xerox Holdings Corporation Call
DOW / Dow Inc.
COWN / Cowen Inc - Class A
AAPL / Apple Inc.
HES / Hess Corporation
OGEN / Oragenics, Inc.
ARMP / Armata Pharmaceuticals, Inc.
VZ / Verizon Communications Inc.
AAPL / Apple Inc. Call
RVNC / Revance Therapeutics, Inc.
BLUE / bluebird bio, Inc.
CRIS / Curis, Inc.
HRTX / Heron Therapeutics, Inc.