Market Value308,216,000
Total Holdings347
File Date2017-10-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EFX / Equifax Inc.
MCD / McDonald's Corporation
BDX / Becton, Dickinson and Company
BKNG / Booking Holdings Inc.
MDLZ / Mondelez International, Inc.
BAC / Bank of America Corporation
PFE / Pfizer Inc.
DUK / Duke Energy Corporation
LHX / L3Harris Technologies, Inc.
UPS / United Parcel Service, Inc.
T / AT&T Inc.
NEE / NextEra Energy, Inc.
CMCSA / Comcast Corporation
IBM / International Business Machines Corporation
PM / Philip Morris International Inc.
GILD / Gilead Sciences, Inc.
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
AON / Aon plc
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
TMO / Thermo Fisher Scientific Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
APD / Air Products and Chemicals, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
ALGN / Align Technology, Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ITW / Illinois Tool Works Inc.
MKL / Markel Group Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AXP / American Express Company
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
GTLS / Chart Industries, Inc.
CSPI / CSP Inc.
JRI / Nuveen Real Asset Income and Growth Fund
NGG / National Grid plc - Depositary Receipt (Common Stock)
DHR / Danaher Corporation
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
UTG / Reaves Utility Income Fund
JPS / Nuveen Preferred & Income Securities Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
TGT / Target Corporation
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
UA / Under Armour, Inc.
C / Citigroup Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CLX / The Clorox Company
TSLA / Tesla, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
HMY / Harmony Gold Mining Company Limited - Depositary Receipt (Common Stock)
RELV / Reliv' International, Inc.
BHK / BlackRock Core Bond Trust
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
WETF / Wisdomtree Investments Inc
AMLP / ALPS ETF Trust - Alerian MLP ETF
GIM / Templeton Global Income Fund
PMX / PIMCO Municipal Income Fund III
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
STK / Columbia Seligman Premium Technology Growth Fund
HAIN / The Hain Celestial Group, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
BTSM1 / SHORT EURO-BTP FU JUN21 XEUR 20210608
GIS / General Mills, Inc.
IIM / Invesco Value Municipal Income Trust
EWC / iShares, Inc. - iShares MSCI Canada ETF
RTN / Raytheon Co.
ACAD / ACADIA Pharmaceuticals Inc.
DOW / Dow Inc.
STEW / SRH Total Return Fund, Inc.
018490100 / Allergan plc
SNY / Sanofi - Depositary Receipt (Common Stock)
PFG / Principal Financial Group, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
EOI / Eaton Vance Enhanced Equity Income Fund
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NGVT / Ingevity Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
JPC / Nuveen Preferred & Income Opportunities Fund
TYG / Tortoise Energy Infrastructure Corporation
WPC / W. P. Carey Inc.
PTY / Partway Group Plc
SNAP / Snap Inc.
EFT / Eaton Vance Floating-Rate Income Trust
JRO / Nuveen Floating Rate Income Opportunity Fund
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
CHI / Calamos Convertible Opportunities and Income Fund
MMU / Western Asset Managed Municipals Fund Inc.
ATVI / Activision Blizzard Inc
GGN / GAMCO Global Gold, Natural Resources & Income Trust
EVG / Eaton Vance Short Duration Diversified Income Fund
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
HON / Honeywell International Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MDT / Medtronic plc
ALB / Albemarle Corporation
PTNQ / Pacer Funds Trust - Pacer Trendpilot 100 ETF
EMF / Templeton Emerging Markets Fund
NKE / NIKE, Inc.
SMOG / VanEck ETF Trust - VanEck Low Carbon Energy ETF
DHT / DHT Holdings, Inc.
SWKS / Skyworks Solutions, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MBB / iShares Trust - iShares MBS ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SPY / SPDR S&P 500 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
GOOG / Alphabet Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TIP / iShares Trust - iShares TIPS Bond ETF
TEI / Templeton Emerging Markets Income Fund
AMGN / Amgen Inc.
DIS / The Walt Disney Company
AMZN / Amazon.com, Inc.
PSX / Phillips 66
SJM / The J. M. Smucker Company
VFH / Vanguard World Fund - Vanguard Financials ETF
NFLX / Netflix, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
BSX / Boston Scientific Corporation
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
MSFT / Microsoft Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
NDAQ / Nasdaq, Inc.
JNJ / Johnson & Johnson
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
CMI / Cummins Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CSCO / Cisco Systems, Inc.
HSY / The Hershey Company
UNH / UnitedHealth Group Incorporated
ORCL / Oracle Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
WM / Waste Management, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ACN / Accenture plc
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
TJX / The TJX Companies, Inc.
PHD / Pioneer Floating Rate Fund, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BMY / Bristol-Myers Squibb Company
SLB / Schlumberger Limited
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GCOW / Pacer Funds Trust - Pacer Global Cash Cows Dividend ETF
META / Meta Platforms, Inc.
SPGI / S&P Global Inc.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
WELL / Welltower Inc.
MMC / Marsh & McLennan Companies, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
PEP / PepsiCo, Inc.
WFC / Wells Fargo & Company
AMP / Ameriprise Financial, Inc.
RTX / RTX Corporation
FI / Fiserv, Inc.
ADP / Automatic Data Processing, Inc.
RMT / Royce Micro-Cap Trust, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
AMD / Advanced Micro Devices, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ALB / Albemarle Corporation Call
EMR / Emerson Electric Co.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
KO / The Coca-Cola Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PH / Parker-Hannifin Corporation
CME / CME Group Inc.
F / Ford Motor Company
IVV / iShares Trust - iShares Core S&P 500 ETF
WMT / Walmart Inc.
ES / Eversource Energy
HQL / Abrdn Life Sciences Investors
XPO / XPO, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ALL / The Allstate Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
FGB / First Trust Specialty Finance and Financial Opportunities Fund
IDXX / IDEXX Laboratories, Inc.
ABT / Abbott Laboratories
MUB / iShares Trust - iShares National Muni Bond ETF
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
MRK / Merck & Co., Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
STT / State Street Corporation
PHT / Pioneer High Income Fund, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
LMT / Lockheed Martin Corporation
PG / The Procter & Gamble Company
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
XOM / Exxon Mobil Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
IBDB / iShares iBonds Mar 2018 Corporate ETF
INFR / Franklin Templeton ETF Trust - ClearBridge Sustainable Infrastructure ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
OUSA / ALPS ETF Trust - ALPS | O'Shares U.S. Quality Dividend ETF
US2692464017 / E*TRADE Financial, Inc.
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
61166W101 / Monsanto Co.
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
KYE / Kayne Anderson Energy Total Return Fund, Inc.
BCR / C. R. Bard, Inc. - Corporate Bond/Note
ASIX / AdvanSix Inc.
CSML / IndexIQ ETF Trust - IQ U.S. Small Cap ETF
EMTL / SSGA Active Trust - SPDR DoubleLine Emerging Markets Fixed Income ETF
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
BCS / Barclays PLC - Depositary Receipt (Common Stock)
HIO / Western Asset High Income Opportunity Fund Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
QQQ / Invesco QQQ Trust, Series 1
RDS.B / Shell Plc - ADR
NGD / New Gold Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
IHI / iShares Trust - iShares U.S. Medical Devices ETF
XUTGX / Reaves Utility Income Fund
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
SIRI / Sirius XM Holdings Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CGNX / Cognex Corporation
DPZ / Domino's Pizza, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
UHT / Universal Health Realty Income Trust
JHI / John Hancock Investors Trust
TAP / Molson Coors Beverage Company
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
WBA / Walgreens Boots Alliance, Inc.
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
153501101 / Central Fund of Canada Ltd.
IQDF / FlexShares Trust - FlexShares International Quality Dividend Index Fund
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
CYS / CYS Investments, Inc.
ESRX / Express Scripts Holding Co.
DNP / DNP Select Income Fund Inc.
DY / Dycom Industries, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DOW / Dow Inc.
AKAM / Akamai Technologies, Inc.
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
IGR / CBRE Global Real Estate Income Fund
SHW / The Sherwin-Williams Company
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
MAR / Marriott International, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MO / Altria Group, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
SHOP / Shopify Inc.
BX / Blackstone Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CTAS / Cintas Corporation
NVIV / InVivo Therapeutics Holdings Corp.
JBLU / JetBlue Airways Corporation
NLY / Annaly Capital Management, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
EVV / Eaton Vance Limited Duration Income Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
PAYX / Paychex, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AWF / AllianceBernstein Global High Income Fund
MDY / SPDR S&P MidCap 400 ETF Trust
JPM / JPMorgan Chase & Co.
SBUX / Starbucks Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
IVW / iShares Trust - iShares S&P 500 Growth ETF
NWL / Newell Brands Inc.
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
MKTX / MarketAxess Holdings Inc.
CELG / Celgene Corp.
SO / The Southern Company
CB / Chubb Limited
MMM / 3M Company
AVY / Avery Dennison Corporation
DVY / iShares Trust - iShares Select Dividend ETF
KHC / The Kraft Heinz Company
EA / Electronic Arts Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
GOOGL / Alphabet Inc.
ADBE / Adobe Inc.
MA / Mastercard Incorporated
CL / Colgate-Palmolive Company
SYK / Stryker Corporation
KMB / Kimberly-Clark Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
FDX / FedEx Corporation
GLD / SPDR Gold Trust
GM / General Motors Company
TMUS / T-Mobile US, Inc.
BIIB / Biogen Inc.
CHD / Church & Dwight Co., Inc.
CVS / CVS Health Corporation
ISRG / Intuitive Surgical, Inc.
AWK / American Water Works Company, Inc.
ILMN / Illumina, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VEEV / Veeva Systems Inc.
BRK.B / Berkshire Hathaway Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
LVHD / Legg Mason ETF Investment Trust - Franklin U.S. Low Volatility High Dividend Index ETF
CVX / Chevron Corporation
NVDA / NVIDIA Corporation
FSK / FS KKR Capital Corp.
V / Visa Inc.
QCOM / QUALCOMM Incorporated
AMT / American Tower Corporation
FTNT / Fortinet, Inc.
TXN / Texas Instruments Incorporated
NSC / Norfolk Southern Corporation
D / Dominion Energy, Inc.
RSG / Republic Services, Inc.
COST / Costco Wholesale Corporation
CSX / CSX Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
ABBV / AbbVie Inc.
KR / The Kroger Co.
BA / The Boeing Company
VZ / Verizon Communications Inc.
PYPL / PayPal Holdings, Inc.
AEP / American Electric Power Company, Inc.
HD / The Home Depot, Inc.
INTC / Intel Corporation
INTC / Intel Corporation Put
AAPL / Apple Inc.
IOO / iShares Trust - iShares Global 100 ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund