Market Value146,630,000
Total Holdings194
File Date2014-05-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
AWK / American Water Works Company, Inc.
AGU / Agrium Inc.
018490100 / Allergan plc
COP / ConocoPhillips
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
AMT / American Tower Corporation
DGX / Quest Diagnostics Incorporated
NLY / Annaly Capital Management, Inc.
BHR / Braemar Hotels & Resorts Inc.
AHT / Ashford Hospitality Trust, Inc.
ED / Consolidated Edison, Inc.
CRH / CRH plc
BRK.A / Berkshire Hathaway Inc.
JNJ / Johnson & Johnson
QCOM / QUALCOMM Incorporated
AMZN / Amazon.com, Inc.
IBM / International Business Machines Corporation
ETR / Entergy Corporation
HAIN / The Hain Celestial Group, Inc.
PFE / Pfizer Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
GOLD / Barrick Mining Corporation
COST / Costco Wholesale Corporation
BAX / Baxter International Inc.
MKC / McCormick & Company, Incorporated
DIS / The Walt Disney Company
CVS / CVS Health Corporation
MO / Altria Group, Inc.
MA / Mastercard Incorporated
CVX / Chevron Corporation
KMI / Kinder Morgan, Inc.
CL / Colgate-Palmolive Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
GLW / Corning Incorporated
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
ES / Eversource Energy
CELG / Celgene Corp.
153501101 / Central Fund of Canada Ltd.
GTU / Central Gold Trust
CERN / Cerner Corp.
CIM / Chimera Investment Corporation
US16941M1099 / China Mobile Ltd.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
WFC / Wells Fargo & Company
SPY / SPDR S&P 500 ETF
DVY / iShares Trust - iShares Select Dividend ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
CAT / Caterpillar Inc.
AMGN / Amgen Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BRK.B / Berkshire Hathaway Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IBB / iShares Trust - iShares Biotechnology ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PM / Philip Morris International Inc.
KMB / Kimberly-Clark Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PEP / PepsiCo, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PPL / PPL Corporation
ITW / Illinois Tool Works Inc.
BKNG / Booking Holdings Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
WMT / Walmart Inc.
ERF / Enerplus Corporation
EXC / Exelon Corporation
EXPD / Expeditors International of Washington, Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
FOXF / Fox Factory Holding Corp.
GEO / The GEO Group, Inc.
GE / General Electric Company
GNW / Genworth Financial, Inc.
GPL / Great Panther Mining Ltd
C.WSA / Citigroup, Inc.
HE / Hawaiian Electric Industries, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IXP / iShares Trust - iShares Global Comm Services ETF
GLJ / iShares Trust
ITB / iShares Trust - iShares U.S. Home Construction ETF
LINE / Lineage, Inc.
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
61166W101 / Monsanto Co.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOV / NOV Inc.
DCI / Donaldson Company, Inc.
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
US6550441058 / Noble Energy, Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
PNRA / Panera Bread Co.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
DOG / ProShares Trust - ProShares Short Dow30
RDN / Radian Group Inc.
RTN / Raytheon Co.
758766109 / Regal Entertainment Group
SALE / RetailMeNot, Inc.
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
SALE / RetailMeNot, Inc.
ROL / Rollins, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SRPT / Sarepta Therapeutics, Inc.
82735Q102 / Silver Bay Realty Trust Corp.
SVBL / Silver Bull Resources, Inc.
WPM / Wheaton Precious Metals Corp.
SRC / Spirit Realty Capital, Inc.
PHYS / Sprott Physical Gold Trust
PSLV / Sprott Physical Silver Trust
SPPP / Sprott Physical Platinum and Palladium Trust
SRCL / Stericycle, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
TAS / Tasman Metals Ltd
TRI / Thomson Reuters Corporation
TRP / TC Energy Corporation
TWO / Two Harbors Investment Corp.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VTR / Ventas, Inc.
UPS / United Parcel Service, Inc.
XWEL / XWELL, Inc.
WFM / Whole Foods Market, Inc.
ALD / WisdomTree Asia Local Debt Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
XEL / Xcel Energy Inc.
BG / Bunge Global SA
MMM / 3M Company
MRH / Montpelier Re Holdings Ltd
FAX / Abrdn Asia-Pacific Income Fund Inc
GM / General Motors Company
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MSFT / Microsoft Corporation
DE / Deere & Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ZTS / Zoetis Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
DD / DuPont de Nemours, Inc.
MRK / Merck & Co., Inc.
FREEF / FreeSeas Inc
GIGM / GigaMedia Limited
BLK / BlackRock, Inc.
NKE / NIKE, Inc.
SYK / Stryker Corporation
SIRI / Sirius XM Holdings Inc.
SLB / Schlumberger Limited
MDLZ / Mondelez International, Inc.
V / Visa Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ACN / Accenture plc
BCE / BCE Inc.
DRI / Darden Restaurants, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
YUM / Yum! Brands, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
KO / The Coca-Cola Company
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
INTU / Intuit Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ISRG / Intuitive Surgical, Inc.
HON / Honeywell International Inc.
INTC / Intel Corporation
AIG / American International Group, Inc.
AAPL / Apple Inc.
ECL / Ecolab Inc.
XOM / Exxon Mobil Corporation
SBUX / Starbucks Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
UNP / Union Pacific Corporation
CHRW / C.H. Robinson Worldwide, Inc.