Market Value185,122,000
Total Holdings170
File Date2015-10-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BAC / Bank of America Corporation Call
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
KDP / Keurig Dr Pepper Inc.
AXP / American Express Company
AXP / American Express Company Put
MAR / Marriott International, Inc.
BXLT / Baxalta Incorporated
FMY / First Trust Mortgage Income Fund
DCTH / Delcath Systems, Inc.
Market Vectors Biotech ETF / ETF (57060U183)
Access Worldwide Communication / (004319109)
CLX / The Clorox Company
BAX / Baxter International Inc.
KSS / Kohl's Corporation
KSS / Kohl's Corporation Put
LLY / Eli Lilly and Company
WWAV / The WhiteWave Foods Co.
SPLS / Staples, Inc.
US3159108360 / Fidelity New Markets Income Fund
CHY / Calamos Convertible and High Income Fund
US8865471085 / Tiffany & Co.
AMN / AMN Healthcare Services, Inc.
OXY / Occidental Petroleum Corporation
SLB / Schlumberger Limited
FDX / FedEx Corporation
STX / Seagate Technology Holdings plc
TPR / Tapestry, Inc. Call
CVS / CVS Health Corporation
GSS / Golden Star Resources Ltd.
SWKS / Skyworks Solutions, Inc.
ICNB / Iconic Brands, Inc.
PureFunds ISE Cyber Security E / (30304R407)
IYR / iShares Trust - iShares U.S. Real Estate ETF
E Digital Corp / (25841Y103)
IDTA / IDenta Corp.
CDK / CDK Global Inc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
204510101 / Competitive Companies, Inc.
RTN / Raytheon Co.
CAKE / The Cheesecake Factory Incorporated
CAKE / The Cheesecake Factory Incorporated Put
Geopharma Inc / (37250A106)
RTH / VanEck ETF Trust - VanEck Retail ETF
Dreyfus Midcap Index Fund / IND (712223106)
XRA / Exeter Resource Corp.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
05463T105 / Axiom Corp.
GSAC / GelStat Corp.
MCI / Barings Corporate Investors
ILF / iShares Trust - iShares Latin America 40 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
APDN / Applied DNA Sciences, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
QQQ / Invesco QQQ Trust, Series 1
OIH / VanEck ETF Trust - VanEck Oil Services ETF
CHS / Chico's FAS, Inc.
SPLS / Staples, Inc. Put
TKR / The Timken Company
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TTWO / Take-Two Interactive Software, Inc.
RGRX / RegeneRx Biopharmaceuticals, Inc.
F / Ford Motor Company
PRAA / PRA Group, Inc.
BBBY / Bed Bath & Beyond, Inc.
CERN / Cerner Corp.
BLOZF / Cannabix Technologies Inc.
RTX / RTX Corporation
IBM / International Business Machines Corporation
MCD / McDonald's Corporation
CSCO / Cisco Systems, Inc.
BAC / Bank of America Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
GOOGL / Alphabet Inc.
SPY / SPDR S&P 500 ETF
QCOM / QUALCOMM Incorporated
COF / Capital One Financial Corporation
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
LOW / Lowe's Companies, Inc.
MDT / Medtronic plc
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DIS / The Walt Disney Company
SPY / SPDR S&P 500 ETF Call
MSFT / Microsoft Corporation Put
SYY / Sysco Corporation
SPY / SPDR S&P 500 ETF Put
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
GIS / General Mills, Inc.
BK / The Bank of New York Mellon Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PEP / PepsiCo, Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VZ / Verizon Communications Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
AMGN / Amgen Inc.
PG / The Procter & Gamble Company
AAPL / Apple Inc.
DOW / Dow Inc.
SYK / Stryker Corporation
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
XOM / Exxon Mobil Corporation
ABBV / AbbVie Inc.
SWPPX / Schwab Capital Trust - Schwab S&P 500 Index Fund
ESRX / Express Scripts Holding Co.
USB / U.S. Bancorp
HPQ / HP Inc.
TMO / Thermo Fisher Scientific Inc.
MCK / McKesson Corporation
APD / Air Products and Chemicals, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
SNI / Scripps Networks Interactive, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
LLL / JX Luxventure Limited
HAR / Harman International Industries, Inc.
DAL / Delta Air Lines, Inc.
GLW / Corning Incorporated
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
US7839256473 / SEI HIGH YIELD BOND-F
AMZN / Amazon.com, Inc.
CVX / Chevron Corporation
BKU / BankUnited, Inc.
ORCL / Oracle Corporation
INTC / Intel Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
COP / ConocoPhillips
HUN / Huntsman Corporation Call
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GE / General Electric Company Call
VGZ / Vista Gold Corp.
GS / The Goldman Sachs Group, Inc.
CL / Colgate-Palmolive Company
MDY / SPDR S&P MidCap 400 ETF Trust
SWSSX / Schwab Capital Trust - Schwab Small-Cap Index Fund
ITW / Illinois Tool Works Inc.
CMCSA / Comcast Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SDIV / Global X Funds - Global X SuperDividend ETF
NCR / NCR Corp.
MMC / Marsh & McLennan Companies, Inc.
C.WSA / Citigroup, Inc.
GE / General Electric Company
SLS / SELLAS Life Sciences Group, Inc.
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
JPM / JPMorgan Chase & Co.
IWC / iShares Trust - iShares Micro-Cap ETF
UPS / United Parcel Service, Inc.
GOOG / Alphabet Inc.
DVY / iShares Trust - iShares Select Dividend ETF
BA / The Boeing Company
TGT / Target Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
HUN / Huntsman Corporation
GLW / Corning Incorporated Put
MMM / 3M Company
WBA / Walgreens Boots Alliance, Inc. Put
WBA / Walgreens Boots Alliance, Inc.
ABT / Abbott Laboratories
SWK / Stanley Black & Decker, Inc.
WFC / Wells Fargo & Company
NLY / Annaly Capital Management, Inc.
SLB / Schlumberger Limited Put
PFE / Pfizer Inc.
TPR / Tapestry, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
T / AT&T Inc.
BMY / Bristol-Myers Squibb Company
MET / MetLife, Inc.
MRK / Merck & Co., Inc.
WMT / Walmart Inc.
CAT / Caterpillar Inc.
CHRW / C.H. Robinson Worldwide, Inc.