Market Value193,982,000
Total Holdings153
File Date2014-02-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BAX / Baxter International Inc.
OXY / Occidental Petroleum Corporation
SLB / Schlumberger Limited
JNJ / Johnson & Johnson
CVS / CVS Health Corporation
JAG / Jagged Peak Energy Inc.
DDD / 3D Systems Corporation
RVBD /
CAKE / The Cheesecake Factory Incorporated
GSAC / GelStat Corp.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SGEN / Seagen Inc
VLCSX / Vanguard Large-Cap Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
AMN / AMN Healthcare Services, Inc.
LLY / Eli Lilly and Company
KDP / Keurig Dr Pepper Inc.
Market Vectors Oil Service ETF / (57060U191)
Watair Inc / (941087108)
Geopharma Inc / (37250A106)
Access Worldwide Communication / (004319109)
Aspire International Inc / (04537N103)
VOYT / Voyant International Corp.
Information Systems Associates / (45676R108)
PowerShares CEF Income Composi / CEF (73936Q843)
MCD / McDonald's Corporation
204510101 / Competitive Companies, Inc.
APDNW / Applied DNA Sciences, Inc., Warrants
DCTH / Delcath Systems, Inc.
MCI / Barings Corporate Investors
US3159108360 / Fidelity New Markets Income Fund
CSCO / Cisco Systems, Inc.
RTX / RTX Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BAC / Bank of America Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
LHX / L3Harris Technologies, Inc.
MET / MetLife, Inc.
TMO / Thermo Fisher Scientific Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CHY / Calamos Convertible and High Income Fund
ORCL / Oracle Corporation
ABT / Abbott Laboratories
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AAPL / Apple Inc.
APD / Air Products and Chemicals, Inc.
LOW / Lowe's Companies, Inc.
GIS / General Mills, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BK / The Bank of New York Mellon Corporation
PEP / PepsiCo, Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
WFC / Wells Fargo & Company
IWC / iShares Trust - iShares Micro-Cap ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MSFT / Microsoft Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
ABBV / AbbVie Inc.
SLS / SELLAS Life Sciences Group, Inc.
US8865471085 / Tiffany & Co.
TJX / The TJX Companies, Inc.
NYCB / Flagstar Financial, Inc.
SPLS / Staples, Inc.
GSS / Golden Star Resources Ltd.
IYR / iShares Trust - iShares U.S. Real Estate ETF
TKR / The Timken Company
NCR / NCR Corp.
FMY / First Trust Mortgage Income Fund
AFL / Aflac Incorporated
RTN / Raytheon Co.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
ILF / iShares Trust - iShares Latin America 40 ETF
WAG /
CHS / Chico's FAS, Inc.
XRA / Exeter Resource Corp.
Brigus Gold Corp / (109490102)
iShares MSCI Malaysia Index / ETF (464286830)
Dreyfus Midcap Index Fund / IND (712223106)
RMS / Rydex ETF Trust
Powershares QQQ Trust Series 1 / IND (73935A104)
RGRX / RegeneRx Biopharmaceuticals, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PRAA / PRA Group, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
UPS / United Parcel Service, Inc.
CMCSA / Comcast Corporation
AMGN / Amgen Inc.
FIS / Fidelity National Information Services, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
ESRX / Express Scripts Holding Co.
USB / U.S. Bancorp
AXP / American Express Company
KSS / Kohl's Corporation
BBBY / Bed Bath & Beyond, Inc.
CELG / Celgene Corp.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
LLL / JX Luxventure Limited
PM / Philip Morris International Inc.
HAR / Harman International Industries, Inc.
BKU / BankUnited, Inc.
ADP / Automatic Data Processing, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
MDY / SPDR S&P MidCap 400 ETF Trust
SYY / Sysco Corporation
TPR / Tapestry, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
ITW / Illinois Tool Works Inc.
SWSSX / Schwab Capital Trust - Schwab Small-Cap Index Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
GOOGL / Alphabet Inc.
SPY / SPDR S&P 500 ETF
PSX / Phillips 66
MCK / McKesson Corporation
PFE / Pfizer Inc.
CL / Colgate-Palmolive Company
DG / Dollar General Corporation
MMM / 3M Company
GE / General Electric Company
HUN / Huntsman Corporation
C.WSA / Citigroup, Inc.
ED / Consolidated Edison, Inc.
F / Ford Motor Company
INTC / Intel Corporation
STX / Seagate Technology Holdings plc
DOW / Dow Inc.
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
BMY / Bristol-Myers Squibb Company
MDT / Medtronic plc
BA / The Boeing Company
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
VGZ / Vista Gold Corp.
IBM / International Business Machines Corporation
PG / The Procter & Gamble Company
DVY / iShares Trust - iShares Select Dividend ETF
NLY / Annaly Capital Management, Inc.
T / AT&T Inc.
JPM / JPMorgan Chase & Co.
VZ / Verizon Communications Inc.
COF / Capital One Financial Corporation
SWK / Stanley Black & Decker, Inc.
SYK / Stryker Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
COP / ConocoPhillips
GLW / Corning Incorporated
SWPPX / Schwab Capital Trust - Schwab S&P 500 Index Fund
CVX / Chevron Corporation
QCOM / QUALCOMM Incorporated
WMT / Walmart Inc.
CAT / Caterpillar Inc.