Market Value1,305,992,000
Total Holdings166
File Date2013-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LULU / lululemon athletica inc.
US00448Q2012 / Achillion Pharmaceuticals, Inc.
AGEN / Agenus Inc.
ALXA / Alexza Pharmaceuticals, Inc.
SPY / SPDR S&P 500 ETF Put
AAPL / Apple Inc.
SPY / SPDR S&P 500 ETF Call
IWM / iShares Trust - iShares Russell 2000 ETF Call
AAPL / Apple Inc. Call
AAPL / Apple Inc. Put
US35904G1076 / Altisource Residential Corp
IYR / iShares Trust - iShares U.S. Real Estate ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
US0325111070 / Anadarko Petroleum Corp. Call
US0325111070 / Anadarko Petroleum Corp.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
AVEO / AVEO Pharmaceuticals Inc
BHI / Baker Hughes Inc.
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN Call
CTLP / Cantaloupe, Inc.
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
BRCM / Broadcom Corporation
ARCC / Ares Capital Corporation
CHTP / Chelsea Therapeutics International, Ltd.
CCXI / ChemoCentryx Inc
CBI / Chicago Bridge & Iron Co., N.V.
CBI / Chicago Bridge & Iron Co., N.V. Put
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
BMY / Bristol-Myers Squibb Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
DPC / WisdomTree Trust
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
KBE / SPDR Series Trust - SPDR S&P Bank ETF
DELL / Dell Technologies Inc. Call
DELL / Dell Technologies Inc.
DNDN /
DTO / DB Crude Oil Double Short ETN due 6/1/2038
DGII / Digi International Inc. Call
DIREXION SHS ETF TR / DLY SCOND 3XBR (25459W128)
TMF / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bull 3X Shares
TYD / Direxion Shares ETF Trust - Direxion Daily 7-10 Year Treasury Bull 3X Shares
ERX / Direxion Shares ETF Trust - Direxion Daily Energy Bull 2X Shares
TYNS / Direxion Daily 7-10 Year Treasury Bear 1X Shares
SAGG / Direxion Daily Total Bond Market Bear 1X Shares
DIREXION SHS ETF TR / DLY ENERBR3X NEW (25459Y454)
DSS / DSS, Inc.
D / Dominion Energy, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EIV / Eaton Vance Municipal Bond Fund II
EIM / Eaton Vance Municipal Bond Fund
EOT / Eaton Vance National Municipal Opportunities Trust
EGFHF / ICPEI Holdings Inc
EGFHF / ICPEI Holdings Inc Call
ELN / Elan Corp. Plc
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
BRSS / Global Brass & Copper Holdings, Inc.
CVX / Chevron Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF Call
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
INTERCONTINENTALEXCHANGE INC / (45865V100)
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
INTERNET PATENTS CORP / (46063G101)
VMO / Invesco Municipal Opportunity Trust
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
OEF / iShares Trust - iShares S&P 100 ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
IEUS / iShares Trust - iShares MSCI Europe Small-Cap ETF
GLJ / iShares Trust
MBB / iShares Trust - iShares MBS ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
IWX / iShares Trust - iShares Russell Top 200 Value ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
HGEN / Humanigen, Inc.
LTRX / Lantronix, Inc.
LPI / Laredo Petroleum Inc.
LNKD / LinkedIn Corp. Put
PSX / Phillips 66
XOM / Exxon Mobil Corporation
MARKET VECTORS ETF TR / OIL SVCS ETF (57060U191)
MARKET VECTORS ETF TR / MV STEEL INDEX (57060U308)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Call
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
NOV / NOV Inc.
NFX / Newfield Exploration Company
JBL / Jabil Inc.
SOXL / Direxion Shares ETF Trust - Direxion Daily Semiconductor Bull 3X Shares
WMT / Walmart Inc.
NBY / NovaBay Pharmaceuticals, Inc.
NXP / Nuveen Select Tax-Free Income Portfolio
NPI / Nuveen Premium Income Municipal Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NXR / Nuveen Select Tax-Free Income Portfolio 3
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
OCZ TECHNOLOGY GROUP INC / CALL (67086E307)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EBAY / eBay Inc.
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
PIMCO ETF TR / 3-7YR US TREAS (72201R601)
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
POWERSHARES ETF TRUST / DYNAMIC OTC PT (73935X203)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / LX NANOTCH PTF (73935X633)
POWERSHARES ETF TRUST / DYN BLDG CNSTR (73935X666)
POWERSHARES ETF TRUST / S&P 500 HGH QLTY (73935X682)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / DYN LSR & ENT (73935X757)
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TR II / S&P SMCP ENE P (73937B704)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TR II / S&P500 HGH BET (73937B829)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
GLD / SPDR Gold Trust Call
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury Put
SJB / ProShares Trust - ProShares Short High Yield
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
PROSHARES TR / PSHS SHTFINL ETF (74347R230)
PROSHARES TR / PSHS ULT1000 GRW (74347R537)
USD / ProShares Trust - ProShares Ultra Semiconductors
UCC / ProShares Trust - ProShares Ultra Consumer Discretionary
UGE / ProShares Trust - ProShares Ultra Consumer Staples
SAA / ProShares Trust - ProShares Ultra SmallCap600
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
PROSHARES TR / UL RUS3000 ETF (74347X104)
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PROSHARES TR / PSHS ULTSHT INDL (74348A103)
PROSHARES TR / PSHS ULPROSH NEW (74348A632)
QRE / Qr Energy, Lp
RMGN / RMG Networks Holding Corp.
RHT / Red Hat, Inc.
76028H209 / Repros Therapeutics, Inc. Call
76028H209 / Repros Therapeutics, Inc. Put
SALE / RetailMeNot, Inc.
RIGL / Rigel Pharmaceuticals, Inc.
RMTI / Rockwell Medical, Inc.
RMS / Rydex ETF Trust
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KCE / SPDR Series Trust - SPDR S&P Capital Markets ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
GILD / Gilead Sciences, Inc. Call
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SQNM / Sequenom, Inc.
SCCO / Southern Copper Corporation
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
GILD / Gilead Sciences, Inc.
TIBX / Tibco Software
TWO / Two Harbors Investment Corp.
U S AIRWAYS GROUP INC / CALL (90341W108)
U S AIRWAYS GROUP INC / CALL Call (90341W108)
CPRT / Copart, Inc.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VENTRUS BIOSCIENCES INC / (922822101)
VPU / Vanguard World Fund - Vanguard Utilities ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VLCSX / Vanguard Large-Cap Index Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
US92346NAB55 / VeriFone Systems, Inc
BBI / Brickell Biotech Inc
/ VIVUS, Inc. Call
QTRHF / Quarterhill Inc.
WLTGQ / Walter Energy, Inc.
WNR / Western Refining, Inc.
/ Windstream Holdings, Inc
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
ZGNX / Zogenix Inc
BPR / Brookfield Property REIT Inc.
BAP / Credicorp Ltd.
NAT / Nordic American Tankers Limited
NAT / Nordic American Tankers Limited Call
OTIVF / On Track Innovations
RNA / Avidity Biosciences, Inc.
DHT / DHT Holdings, Inc.
ORIG / Ocean Rig UDW Inc.
GASS / StealthGas Inc.
OXY / Occidental Petroleum Corporation
APA / APA Corporation
INVE / Identiv, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
TPR / Tapestry, Inc.
SPY / SPDR S&P 500 ETF
CBOE / Cboe Global Markets, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
HSY / The Hershey Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Put
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
COP / ConocoPhillips
PG / The Procter & Gamble Company
DVN / Devon Energy Corporation
PFE / Pfizer Inc.
CYTK / Cytokinetics, Incorporated
MRK / Merck & Co., Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CME / CME Group Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
EOG / EOG Resources, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund