Market Value447,464,000
Total Holdings405
File Date2014-01-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GIS / General Mills, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AMD / Advanced Micro Devices, Inc.
BMY / Bristol-Myers Squibb Company
SO / The Southern Company
PAYX / Paychex, Inc.
BA / The Boeing Company
ES / Eversource Energy
PEAK / Healthpeak Properties, Inc.
STZ / Constellation Brands, Inc.
RRC / Range Resources Corporation
CL / Colgate-Palmolive Company
MRK / Merck & Co., Inc.
PRU / Prudential Financial, Inc.
IP / International Paper Company
AEP / American Electric Power Company, Inc.
LMT / Lockheed Martin Corporation
ZBH / Zimmer Biomet Holdings, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ETN / Eaton Corporation plc
T / AT&T Inc.
PFE / Pfizer Inc.
MCD / McDonald's Corporation
ABBV / AbbVie Inc.
STT / State Street Corporation
KEY / KeyCorp
GPC / Genuine Parts Company
US6550441058 / Noble Energy, Inc.
AMAT / Applied Materials, Inc.
DVN / Devon Energy Corporation
FDX / FedEx Corporation
EQR / Equity Residential
BAC / Bank of America Corporation
WTM / White Mountains Insurance Group, Ltd.
00B65Z9D7 / Noble Corporation plc
US0268741560 / American International Group, Inc. Warrants
US0549371070 / BB&T Corp.
AF / Astoria Financial Corp.
US1080351067 / Bridge Bancorp, Inc.
CIT / CIT Group Inc
CNS / Cohen & Steers, Inc.
385002100 / Gramercy Property Trust Inc.
CNP / CenterPoint Energy, Inc.
CMLP / Crestwood Midstream Partners Lp
DOW CHEMICAL CO / (260543103)
EEP / Enbridge Energy Partners, L.P.
CEQP / Crestwood Equity Partners LP - Unit
SXL / Sunoco Logistics Partners L.P.
EIX / Edison International
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
GM.WS.B / General Motors Company - Warrants 07/10/2019
FTR / Frontier Communications Corp.
INFU / InfuSystem Holdings, Inc.
INGR / Ingredion Incorporated
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
GLJ / iShares Trust
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
EPU / iShares Trust - iShares MSCI Peru and Global Exposure ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MBB / iShares Trust - iShares MBS ETF
KIM / Kimco Realty Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MGEE / MGE Energy, Inc.
MARKET VECTORS ETF TR OIL SVCS ETF / ETF/EQUITY (57060U191)
MARKET VECTORS ETF TR RUSSIA ETF / ETF/INTERNATIONAL EQUITY (57060U506)
MARKET VECTORS ETF TR AGRIBUS ETF / ETF/EQUITY (57060U605)
MARKET VECTORS ETF TR VIETNAM ETF / ETF/INTERNATIONAL EQUITY (57060U761)
NFG / National Fuel Gas Company
NRT / North European Oil Royalty Trust
NRP / Natural Resource Partners L.P. - Limited Partnership
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
NNY / Nuveen New York Municipal Value Fund
OKS / ONEOK Partners, L.P.
POWERSHARES QQQ TRUST UNIT SER 1 / ETF/EQUITY (73935A104)
POWERSHARES ETF TRUST FTSE US1500 SM / ETF/EQUITY (73935X567)
POWERSHARES ETF TRUST WATER RESOURCE / ETF/EQUITY (73935X575)
POWERSHARES ETF TRUST FTSE RAFI 1000 / ETF/EQUITY (73935X583)
POWERSHARES DWA DEV MARKET MOM PORT ETF / ETF/INTERNATIONAL EQUITY (73936Q108)
POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US / ETF/INTERNATIONAL EQUITY (73936T789)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POT / Potash Corp. of Saskatchewan, Inc.
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SAPE / Sapient Corp
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
SRE / Sempra
FOX / Fox Corporation
MMM / 3M Company
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
/ Total S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TMP / Tompkins Financial Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VODPF / Vodafone Group Public Limited Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
AABA / Altaba Inc
YRI / Yamana Gold Inc
NVS / Novartis AG - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
MET / MetLife, Inc.
COP / ConocoPhillips
GD / General Dynamics Corporation
KMI / Kinder Morgan, Inc.
RTX / RTX Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
COL / Rockwell Collins, Inc.
LNT / Alliant Energy Corporation
CAG / Conagra Brands, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KRFT /
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TIP / iShares Trust - iShares TIPS Bond ETF
KMI.WS / Kinder Morgan, Inc. Warrants
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
TUR / iShares, Inc. - iShares MSCI Turkey ETF
APU / AmeriGas Partners, L.P.
KMP /
KYE / Kayne Anderson Energy Total Return Fund, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
RY / Royal Bank of Canada
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
EWA / iShares, Inc. - iShares MSCI Australia ETF
HON / Honeywell International Inc.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ICAD / iCAD, Inc.
NBTB / NBT Bancorp Inc.
XGHIX / Global High Income Fund, Inc
XPDIX / PIMCO Dynamic Income Fund
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
SBR / Sabine Royalty Trust
847560109 / Spectra Energy Corp.
IVV / iShares Trust - iShares Core S&P 500 ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
SSSS / SuRo Capital Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
DBC / Invesco DB Commodity Index Tracking Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
ESRX / Express Scripts Holding Co.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
US85207U1051 / Sprint Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLD / SPDR Gold Trust
SPLS / Staples, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
GS / The Goldman Sachs Group, Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
HNGR / Hanger Inc
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
TWX / Warner Media LLC
PPL / PPL Corporation
AMGN / Amgen Inc.
MBVT / Merchants Bancshares, Inc.
TE / T1 Energy Inc.
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
SLV / iShares Silver Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BHLB / Berkshire Hills Bancorp, Inc.
HSH /
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
ETR / Entergy Corporation
US1182301010 / Buckeye Partners, L.P.
EPOL / iShares Trust - iShares MSCI Poland ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SON / Sonoco Products Company
ARNC / Arconic Corporation
BMO / Bank of Montreal
SIAL / Sigma-Aldrich Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
904784709 / Unilever N.V.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
POM / PEPCO Holdings, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
BBN / BlackRock Taxable Municipal Bond Trust
NWFL / Norwood Financial Corp.
HERO / Global X Funds - Global X Video Games & Esports ETF
SPY / SPDR S&P 500 ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
WGL / WGL Holdings, Inc.
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
CVD / Covance, Inc.
TEI / Templeton Emerging Markets Income Fund
NLOK / NortonLifeLock Inc
TEG / Integrys Energy Group, Inc.
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TY / Tri-Continental Corporation
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
UIL / UIL Holdings Corporation
NTI / Northern Tier Energy LP
NGG / National Grid plc - Depositary Receipt (Common Stock)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
US0325111070 / Anadarko Petroleum Corp.
GM.WS.A / General Motors Company
CBU / Community Financial System, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
CW / Curtiss-Wright Corporation
WRE / Washington Real Estate Investment Trust
TRST / TrustCo Bank Corp NY
VLO / Valero Energy Corporation
BAXS / Baxano Surgical, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ICF / iShares Trust - iShares Select U.S. REIT ETF
BMS / Bemis Co., Inc.
GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF
RTN / Raytheon Co.
C / Citigroup Inc.
WAG /
EFA / iShares Trust - iShares MSCI EAFE ETF
DVY / iShares Trust - iShares Select Dividend ETF
GNE / Genie Energy Ltd.
GAS / AGL Resources Inc.
SU / Suncor Energy Inc.
OLN / Olin Corporation
BR / Broadridge Financial Solutions, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
MTEX / Mannatech, Incorporated
NBG / National Bank of Greece SA
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
PBT / Permian Basin Royalty Trust
VPU / Vanguard World Fund - Vanguard Utilities ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AROW / Arrow Financial Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
WPM / Wheaton Precious Metals Corp.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CME / CME Group Inc.
USB / U.S. Bancorp
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NKE / NIKE, Inc.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EMR / Emerson Electric Co.
WM / Waste Management, Inc.
PLUG / Plug Power Inc.
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
WEC / WEC Energy Group, Inc.
KO / The Coca-Cola Company
DUK / Duke Energy Corporation
SWK / Stanley Black & Decker, Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
MS / Morgan Stanley
CMI / Cummins Inc.
SBUX / Starbucks Corporation
BK / The Bank of New York Mellon Corporation
YUM / Yum! Brands, Inc.
MOS / The Mosaic Company
ITW / Illinois Tool Works Inc.
MTB / M&T Bank Corporation
F / Ford Motor Company
APA / APA Corporation
UNH / UnitedHealth Group Incorporated
ED / Consolidated Edison, Inc.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
RAD / Rite Aid Corp.
VMC / Vulcan Materials Company
CAT / Caterpillar Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ALL / The Allstate Corporation
MRO / Marathon Oil Corporation
OXY / Occidental Petroleum Corporation
AET / Aetna, Inc.
VIAB / Viacom, Inc.
FNV / Franco-Nevada Corporation
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
HOG / Harley-Davidson, Inc.
NWL / Newell Brands Inc.
LUMN / Lumen Technologies, Inc.
KMB / Kimberly-Clark Corporation
CTSH / Cognizant Technology Solutions Corporation
LO /
FE / FirstEnergy Corp.
BRK.B / Berkshire Hathaway Inc.
SPGI / S&P Global Inc.
ANTM / Anthem Inc
MO / Altria Group, Inc.
ADP / Automatic Data Processing, Inc.
TGT / Target Corporation
WMT / Walmart Inc.
K / Kellanova
XOM / Exxon Mobil Corporation
MPC / Marathon Petroleum Corporation
EXC / Exelon Corporation
PG / The Procter & Gamble Company
CVS / CVS Health Corporation
HII / Huntington Ingalls Industries, Inc.
SLB / Schlumberger Limited
SPH / Suburban Propane Partners, L.P. - Limited Partnership
IBM / International Business Machines Corporation
AMT / American Tower Corporation
RAI / Reynolds American, Inc.
CSCO / Cisco Systems, Inc.
PGR / The Progressive Corporation
EOG / EOG Resources, Inc.
FISV / Fiserv, Inc.
VFC / V.F. Corporation
FAST / Fastenal Company
LOW / Lowe's Companies, Inc.
JCI / Johnson Controls International plc
JPM / JPMorgan Chase & Co.
DRI / Darden Restaurants, Inc.
GILD / Gilead Sciences, Inc.
DE / Deere & Company
PNW / Pinnacle West Capital Corporation
JNJ / Johnson & Johnson
NOC / Northrop Grumman Corporation
DOW / Dow Inc.
CHRW / C.H. Robinson Worldwide, Inc.
SYY / Sysco Corporation
PPG / PPG Industries, Inc.
CB / Chubb Limited
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
61166W101 / Monsanto Co.
WFC / Wells Fargo & Company
RMX / Rubicon Minerals Corp.
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
GLW / Corning Incorporated
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
GE / General Electric Company
AAPL / Apple Inc.
LLY / Eli Lilly and Company
UPS / United Parcel Service, Inc.
HD / The Home Depot, Inc.
TXN / Texas Instruments Incorporated
FCX / Freeport-McMoRan Inc.
AMZN / Amazon.com, Inc.
PCG / PG&E Corporation
RGLD / Royal Gold, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
IFF / International Flavors & Fragrances Inc.
PFG / Principal Financial Group, Inc.
ABT / Abbott Laboratories
BAX / Baxter International Inc.
PEP / PepsiCo, Inc.
ADI / Analog Devices, Inc.
META / Meta Platforms, Inc.
CVX / Chevron Corporation
MCK / McKesson Corporation
ORCL / Oracle Corporation
AFL / Aflac Incorporated
INTC / Intel Corporation
PSX / Phillips 66
ROK / Rockwell Automation, Inc.
PM / Philip Morris International Inc.
MPW / Medical Properties Trust, Inc.
BDX / Becton, Dickinson and Company
NEE / NextEra Energy, Inc.
PH / Parker-Hannifin Corporation
MSFT / Microsoft Corporation
V / Visa Inc.
NSC / Norfolk Southern Corporation
HSY / The Hershey Company
GOOGL / Alphabet Inc.
GM / General Motors Company
CMCSA / Comcast Corporation
MDT / Medtronic plc
OMC / Omnicom Group Inc.
DIS / The Walt Disney Company
HAL / Halliburton Company
VZ / Verizon Communications Inc.
OGE / OGE Energy Corp.
SCU / Sculptor Capital Management Inc - Class A
EGO / Eldorado Gold Corporation
AXP / American Express Company
SYK / Stryker Corporation
PEG / Public Service Enterprise Group Incorporated
APD / Air Products and Chemicals, Inc.