Market Value584,964,000
Total Holdings197
File Date2014-02-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
MARKET VECTORS ETF TR COAL ETF / ETF (57060U837)
NUVEEN EQTY PRM OPPORTUNITY FD / ETF (6706EM102)
CHIX / Global X Funds - Global X MSCI China Financials ETF
GGE / Green Giant Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
HPS / John Hancock Preferred Income Fund III
BGH / Barings Global Short Duration High Yield Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
NQS / Nuveen Select Quality Municipal Fund, Inc.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
MARKET VECTORS ETF TR VIETNAM / ETF (57060U761)
DIREXION SHS ETF TR INDIA BULL / ETF (25459Y330)
670984103 / Nuveen Municipal Opportunity Fund, Inc.
SPDR BARCLAYS CAPITAL MUNICIPA / ETF (78464A458)
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
NUVEEN PREM INCOME MUN FD 4 CO / ETF (6706K4105)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
/ Global X YieldCo & Renewable Energy Income ETF
MARKET VECTOR GOLD MINERS / ETF (57060U100)
PROSHARES SHORT S&P 500 NON-TR / ETF (74347R503)
PROSHARES TR VIX SHORT TERM FU / ETF (74347W361)
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PROSHARES TR ULTRASHORT REAL E / ETF (74348A871)
NUVEEN PENNSYLVANIA DIV ADVANT / ETF (67070E103)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
POWERSHARES INDIA EXCHANGE TRA / ETF (73935L100)
CURRENCYSHARES SWISS FRANC TR / ETF (23129V109)
DOG / ProShares Trust - ProShares Short Dow30
PROSHARES TR ULTRAPRO SHORT S& / ETF (74348A632)
XPFLX / PIMCO Income Strategy Fund
SPDR NUVEEN BARCLAY EFT MANAGE / ETF (78464A425)
US73936T4748 / POWERSHARES NATIONAL AMT-
PXJ / Invesco Exchange-Traded Fund Trust - Invesco Oil & Gas Services ETF
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
67071S101 / Nuveen Quality Preferred Income Fund
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
EFT / Eaton Vance Floating-Rate Income Trust
SPPP / Sprott Physical Platinum and Palladium Trust
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IGE / iShares Trust - iShares North American Natural Resources ETF
IIM / Invesco Value Municipal Income Trust
EFR / Eaton Vance Senior Floating-Rate Trust
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
XNPMX / Nuveen Premium Income Municipal
MARKET VECTORS RUSSIA ETF / ETF (57060U506)
DIREXION SHS ETF TR DAILY GOLD / ETF (25459Y389)
RGT / Royce Global Trust, Inc.
YCS / ProShares Trust II - ProShares UltraShort Yen
JMF / Nuveen Energy MLP Total Return Fund
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
EVN / Eaton Vance Municipal Income Trust
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
DGP / DB Gold Double Long ETN
IOO / iShares Trust - iShares Global 100 ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
IAU / iShares Gold Trust
CEM / ClearBridge MLP and Midstream Fund Inc
EIM / Eaton Vance Municipal Bond Fund
DBC / Invesco DB Commodity Index Tracking Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
EMCG / Embrace Change Acquisition Corp.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
DDM / ProShares Trust - ProShares Ultra Dow30
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
IQI / Invesco Quality Municipal Income Trust
MDY / SPDR S&P MidCap 400 ETF Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
DBL / DoubleLine Opportunistic Credit Fund
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
USO / United States Oil Fund, LP - Limited Partnership
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
USA / Liberty All-Star Equity Fund
SDIV / Global X Funds - Global X SuperDividend ETF
BKT / BlackRock Income Trust, Inc.
TYG / Tortoise Energy Infrastructure Corporation
JPS / Nuveen Preferred & Income Securities Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
RXL / ProShares Trust - ProShares Ultra Health Care
VDE / Vanguard World Fund - Vanguard Energy ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
MUB / iShares Trust - iShares National Muni Bond ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
HPI / John Hancock Preferred Income Fund
ILCG / iShares Trust - iShares Morningstar Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
PPT / Putnam Premier Income Trust
IVV / iShares Trust - iShares Core S&P 500 ETF
JPC / Nuveen Preferred & Income Opportunities Fund
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MQY / BlackRock MuniYield Quality Fund, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CSQ / Calamos Strategic Total Return Fund
DNP / DNP Select Income Fund Inc.
CHI / Calamos Convertible Opportunities and Income Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
SPY / SPDR S&P 500 ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
TSI / TCW Strategic Income Fund, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
OEF / iShares Trust - iShares S&P 100 ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
NUV / Nuveen Municipal Value Fund, Inc.
GLD / SPDR Gold Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
SLV / iShares Silver Trust
MBB / iShares Trust - iShares MBS ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
RVT / Royce Small-Cap Trust, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IBB / iShares Trust - iShares Biotechnology ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
JQC / Nuveen Credit Strategies Income Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
DVY / iShares Trust - iShares Select Dividend ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund