Investor Ubs Ag
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Ubs Ag . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2014-08-08 13G/A NBH / Neuberger Berman Municipal Fund Inc. 0
2014-08-08 13G/A NBW / Neuberger Berman California Municipal Fund Inc 0
2014-07-10 13G/A BJZ / BlackRock California Municipal 2018 Term Trust 0
2014-06-10 13G/A MXN / 0
2014-06-10 13G/A MXA / 0
2014-06-10 13G/A XAA / American Municipal Income Portfolio Inc 0
2014-02-20 13G/A DMF / BNY Mellon Municipal Income, Inc. 1,062
2014-02-13 13G/A 0
2014-02-13 13G BJZ / BlackRock California Municipal 2018 Term Trust
2014-02-13 13G/A BPK / BlackRock Municipal 2018 Term Trust 248
2014-02-13 13G/A PRS / Promotora de Informaciones, S.A. 2,402,221
2014-02-13 13G/A AKP / Alliance California Municipal Income Fund, Inc. 351
2014-02-13 13G/A US09250M1099 / BlackRock Florida Municipal 2020 Term Trust 102
2014-02-13 13G/A / BlackRock Municipal 2020 Term Trust 1,958
2014-02-13 13G/A NCV / Virtus Convertible & Income Fund 8,056
2014-02-13 13G/A EVV / Eaton Vance Limited Duration Income Fund 5,148
2014-02-13 13G/A EFR / Eaton Vance Senior Floating-Rate Trust 2,831
2014-02-13 13G/A PFN / PIMCO Income Strategy Fund II 1,420
2014-02-13 13G/A PHD / Pioneer Floating Rate Fund, Inc. 0
2014-02-13 13G/A GTAT / GT Advanced Technologies Inc 1,499,555
2014-02-13 13G/A BSL / Blackstone Senior Floating Rate 2027 Term Fund 935,565
2014-02-13 13G VGI / Virtus Global Multi-Sector Income Fund 1,005,671
2014-02-13 13G/A / Amira Nature Foods Ltd 32,152
2014-02-13 13G BOI / Brookfield Mortgage Opportunity Income Fund Inc. 1,726,988
2014-02-13 13G/A LEO / BNY Mellon Strategic Municipals, Inc. 2,811
2014-02-13 13G/A DMF / BNY Mellon Municipal Income, Inc. 825
2014-02-13 13G/A DSM / BNY Mellon Strategic Municipal Bond Fund, Inc. 1,610
2013-02-13 13G/A 1,914,251
2013-02-13 13G BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF 38,151,859
2013-02-13 13G/A GTAT / GT Advanced Technologies Inc 8,857,143
2013-02-13 13G / Amira Nature Foods Ltd 2,327,231
2013-02-13 13G/A SWC / Stillwater Mining Company 175,039
2013-02-01 13G/A EVF / Eaton Vance Senior Income Trust 1,892
2013-02-01 13G/A PCQ / PIMCO California Municipal Income Fund 4,369
2013-02-01 13G/A PHT / Pioneer High Income Fund, Inc. 768
2013-02-01 13G/A PML / PIMCO Municipal Income Fund II 9,288
2013-02-01 13G/A / BlackRock Municipal 2020 Term Trust 3,460
2013-02-01 13G/A PTY / Partway Group Plc 3,241
2013-02-01 13G/A NCV / Virtus Convertible & Income Fund 8,053
2013-02-01 13G/A EVV / Eaton Vance Limited Duration Income Fund 5,144
2013-02-01 13G/A NCZ / Virtus Convertible & Income Fund II 5,634
2013-02-01 13G/A US27828Q4029 / EFR Float PERP 2,830
2013-02-01 13G/A MAV / Pioneer Municipal High Income Advantage Fund, Inc. 2,286
2013-02-01 13G/A PFN / PIMCO Income Strategy Fund II 1,418
2013-02-01 13G/A XAA / American Municipal Income Portfolio Inc 289
2013-01-10 13G/A EFT / Eaton Vance Floating-Rate Income Trust 0
2013-01-10 13G/A BSL / Blackstone Senior Floating Rate 2027 Term Fund 1,327,377
2013-01-10 13G/A DNP / DNP Select Income Fund Inc. 0
2012-10-09 13G/A MFM / MFS Municipal Income Trust 0
2012-08-09 13G/A BPS / BlackRock Pennsylvania Strategic Municipal Trust (THE) 0
2012-08-09 13G/A BLJ / BlackRock New Jersey Municipal Bond Trust 0
2012-08-09 13G/A BHV / BlackRock Virginia Municipal Bond Trust 0
2012-08-09 13G/A 0
2012-07-09 13G/A PIA / 0
2012-07-09 13G/A IMC / 0
2012-07-09 13G/A IQT / 0
2012-07-09 13G/A VKQ / Invesco Municipal Trust 0
2012-07-09 13G/A VOQ / 0
2012-07-09 13G/A IMT / 0
2012-07-09 13G/A VGM / Invesco Trust for Investment Grade Municipals 0
2012-07-09 13G/A VIM / 0
2012-07-09 13G/A VTN / Invesco Trust for Investment Grade New York Municipals 0
2012-07-09 13G/A IQI / Invesco Quality Municipal Income Trust 0
2012-07-09 13G/A IIC / 0
2012-07-09 13G/A VPV / Invesco Pennsylvania Value Municipal Income Trust 0
2012-07-09 13G/A VCV / Invesco California Value Municipal Income Trust 0
2012-07-09 13G/A IQN / 0
2012-07-09 13G/A 09258E109 / Blackrock Massachusetts Tax-Exempt Trust 0
2012-06-08 13G/A VTJ / 0
2012-06-08 13G/A VMO / Invesco Municipal Opportunity Trust 0
2012-06-08 13G/A 0
2012-06-08 13G/A VCV / Invesco California Value Municipal Income Trust
2012-06-08 13G/A VKI / Invesco Advantage Municipal Income Trust II
2012-06-08 13G/A VKL /
2012-05-09 13G/A MUC / BlackRock MuniHoldings California Quality Fund, Inc. 0
2012-05-09 13G/A BNY / BlackRock New York Municipal Income Trust 0
2012-05-09 13G/A BFZ / BlackRock California Municipal Income Trust 0
2012-05-09 13G/A / BlackRock New Jersey Municipal Income Trust 0
2012-03-09 13G/A DNP / DNP Select Income Fund Inc. 7,856
2012-02-09 13G/A / BlackRock MuniHoldings Fund II, Inc. 0
2012-02-09 13G/A MHD / BlackRock MuniHoldings Fund, Inc. 0
2012-02-09 13G/A MUE / BlackRock MuniHoldings Quality Fund II, Inc. 0
2012-02-09 13G/A BFK / BlackRock Municipal Income Trust 0
2012-02-09 13G/A BLE / BlackRock Municipal Income Trust II 0
2012-02-09 13G/A US09250G1022 / BlackRock Municipal Income Investment Quality Trust 0
2012-02-09 13G/A BYM / BlackRock Municipal Income Quality Trust 0
2012-02-09 13G/A MVF / BlackRock MuniVest Fund, Inc. 0
2012-02-09 13G/A US09254T1007 / Blackrock Muniyield Investment Qlty Fund 0
2012-02-09 13G/A BKN / BlackRock Investment Quality Municipal Trust Inc. 0
2012-02-09 13G/A MVT / BlackRock MuniVest Fund II, Inc. 0
2012-02-08 13G/A 1,939,251
2012-02-08 13G/A MNI / McClatchy Co. (THE) 304,493
2012-02-08 13G/A BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF 20,050,227
2012-02-08 13G/A IGC / IGC Pharma, Inc. 840,716
2012-02-08 13G/A DYN / Dyne Therapeutics, Inc. 5,037,050
2012-02-08 13G/A GTAT / GT Advanced Technologies Inc 10,475,883
2012-02-08 13G BSL / Blackstone Senior Floating Rate 2027 Term Fund 865,150
2012-02-08 13G/A LGND / Ligand Pharmaceuticals Incorporated 38,600
2012-02-08 13G/A SWC / Stillwater Mining Company 6,208,451
2012-01-24 13G/A MMV / MultiMetaVerse Holdings Limited 419
2012-01-24 13G/A EVF / Eaton Vance Senior Income Trust 1,891
2012-01-24 13G/A PMF / PIMCO Municipal Income Fund 5,589
2012-01-24 13G/A PNF / PIMCO New York Municipal Income Fund 1,286
2012-01-24 13G/A BPK / BlackRock Municipal 2018 Term Trust 467
2012-01-24 13G/A BHV / BlackRock Virginia Municipal Bond Trust
2012-01-24 13G/A PML / PIMCO Municipal Income Fund II 9,287
2012-01-24 13G/A PCK / PIMCO California Municipal Income Fund II 3,734
2012-01-24 13G/A / BlackRock Municipal 2020 Term Trust 3,450
2012-01-24 13G/A PTY / Partway Group Plc 3,237
2012-01-24 13G/A EIP / Eaton Vance Pennsylvania Municipal Bond Fund 347
2012-01-24 13G/A EIA / Eaton Vance California Municipal Bond Fund II 586
2012-01-24 13G/A NCV / Virtus Convertible & Income Fund 8,045
2012-01-24 13G/A PHK / PIMCO High Income Fund 1,637
2012-01-24 13G/A EVV / Eaton Vance Limited Duration Income Fund 5,138
2012-01-24 13G/A NCZ / Virtus Convertible & Income Fund II 5,631
2012-01-24 13G/A FTF / Franklin Limited Duration Income Trust 594
2012-01-24 13G/A US27828Q4029 / EFR Float PERP 2,829
2012-01-24 13G/A PHD / Pioneer Floating Rate Fund, Inc. 1,594
2012-01-24 13G/A DNP / DNP Select Income Fund Inc. 7,850
2012-01-24 13G/A LEO / BNY Mellon Strategic Municipals, Inc. 3,468
2012-01-24 13G/A MVF / BlackRock MuniVest Fund, Inc. 1,171
2012-01-24 13G/A DSM / BNY Mellon Strategic Municipal Bond Fund, Inc. 2,213
2012-01-24 13G/A VPV / Invesco Pennsylvania Value Municipal Income Trust 724
2012-01-10 13G/A FMN / Federated Hermes Premier Municipal Income Fund 0
2012-01-10 13G/A / Voya Prime Rate Trust 0