Investor Kopp Investment Advisors Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Kopp Investment Advisors Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2016-08-19 13D/A SCON / Superconductor Technologies Inc. 7,867,791 532,296
2016-05-27 13D/A SCON / Superconductor Technologies Inc. 7,367,791 7,867,791
2016-05-06 13D/A SCON / Superconductor Technologies Inc. 6,522,714 7,367,791
2016-04-15 13D/A SCON / Superconductor Technologies Inc. 6,283,491 6,522,714
2016-04-01 13D/A EMKR / Emcore Corporation 3,477,265 1,248,970
2016-03-11 13D/A SCON / Superconductor Technologies Inc. 5,933,491 6,283,491
2016-02-12 13D/A SCON / Superconductor Technologies Inc. 5,363,491 5,933,491
2015-12-31 13D/A SCON / Superconductor Technologies Inc. 4,050,491 5,363,491
2015-12-23 13D/A SCON / Superconductor Technologies Inc. 3,451,625 4,050,491
2015-12-11 13D/A SCON / Superconductor Technologies Inc. 3,086,903 3,451,625
2015-12-11 13D/A EMKR / Emcore Corporation 3,219,723 3,477,265
2015-11-20 13D/A SCON / Superconductor Technologies Inc. 3,117,779 3,086,903
2015-09-25 13D/A SCON / Superconductor Technologies Inc. 2,932,779 3,117,779
2015-09-04 13D/A EMKR / Emcore Corporation 3,219,723
2015-08-28 13D/A SCON / Superconductor Technologies Inc. 2,552,177 2,932,779
2015-07-02 13D/A SCON / Superconductor Technologies Inc. 2,333,244 2,552,177
2015-05-22 13D/A SCON / Superconductor Technologies Inc. 2,291,244 2,333,244
2015-05-05 13D/A 651824104 / Newport Corporation 0
2015-03-13 13D/A SCON / Superconductor Technologies Inc. 2,291,244 2,291,244
2015-03-06 13D/A SCON / Superconductor Technologies Inc. 2,291,244
2014-09-05 13D/A 651824104 / Newport Corporation 5,525,771
2014-05-23 13D/A PRPO / Precipio, Inc. 91,834
2014-05-16 13D/A PRPO / Precipio, Inc. 891,564
2014-03-14 13D/A 651824104 / Newport Corporation 5,369,216
2014-01-10 13D/A 651824104 / Newport Corporation 4,731,067
2014-01-03 13G/A US74975N1054 / RTI Surgical, Inc. 2,165,528
2014-01-03 13G/A SYNG / Synergetics, Inc. 877,253
2013-12-13 13D/A MSPD / Mindspeed Technologies, Inc 2,157,046
2013-11-01 13D/A PRPO / Precipio, Inc. 14,175,526
2013-10-04 13D/A MSPD / Mindspeed Technologies, Inc 2,245,211
2013-09-20 13D/A OCLR / Oclaro, Inc 8,724,242
2013-06-28 13D/A 651824104 / Newport Corporation 3,770,319
2013-06-06 13D/A 651824104 / Newport Corporation 3,107,334
2013-04-05 13D/A PRPO / Precipio, Inc. 13,224,094
2013-03-22 13D/A SCON / Superconductor Technologies Inc. 824,663
2013-01-11 13G/A SYNG / Synergetics, Inc. 1,438,868
2013-01-11 13G/A US74975N1054 / RTI Surgical, Inc. 3,552,774
2012-12-28 13D/A PRPO / Precipio, Inc. 13,559,863
2012-12-21 13D/A VTSS / 2,562,079
2012-12-21 13D/A SCON / Superconductor Technologies Inc. 8,778,935
2012-11-30 13D/A OCLR / Oclaro, Inc 6,545,308
2012-11-21 13D/A ADEP / Adept Technology 400,700
2012-11-21 13D/A SCON / Superconductor Technologies Inc. 8,638,702
2012-09-21 13D OCLR / Oclaro, Inc 4,988,333
2012-09-14 13D/A ADEP / Adept Technology 887,900
2012-08-10 13D/A OCLR / Oclaro, Inc 3,998,075
2012-08-03 13D/A NWK / Network Equipment Technologies Inc 623,130
2012-07-20 13D/A NWK / Network Equipment Technologies Inc 1,579,601
2012-07-06 13G/A MTOX / 336,458
2012-06-29 13D/A NWK / Network Equipment Technologies Inc 2,843,136
2012-06-22 13D/A OCLR / Oclaro, Inc 3,716,940
2012-04-06 13D/A PRPO / Precipio, Inc. 14,319,925
2012-03-02 13D/A SCON / Superconductor Technologies Inc. 7,014,979
2012-02-17 13D/A / Array BioPharma, Inc. 2,792,097
2012-02-10 13D/A MSPD / Mindspeed Technologies, Inc 2,164,585
2012-02-03 13D/A OCLR / Oclaro, Inc 3,078,974
2012-01-20 13D OCLR / Oclaro, Inc 2,543,474
2012-01-06 13G/A MTOX / 794,464
2012-01-06 13G/A US74975N1054 / RTI Surgical, Inc. 3,709,433
2012-01-06 13G SYNG / Synergetics, Inc. 1,526,160