Investor Truist Financial Corp
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Truist Financial Corp . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-09-05 13G CLCG / Crossmark ETF Trust - Crossmark Large Cap Growth ETF 3,240
2025-08-06 13G/A XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 92,812 90,684
2025-08-06 13G/A GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 29,228 2,891
2025-08-06 13G/A HIRU / Hiru Corporation 151,990,767 131,990,767
2025-07-16 13G/A CCL / Carnival Corporation & plc 93,905 93,905
2025-07-16 13G/A COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF 510,726 506,926
2025-07-16 13G/A COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF 510,726 2,677,638
2025-07-15 13G/A XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 92,812 92,812
2025-07-15 13G/A XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 92,812 134,428
2025-07-15 13G/A XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 92,812 128,859
2025-07-15 13G/A CCL / Carnival Corporation & plc 39,334,956 93,905
2025-07-15 13G/A IWS / iShares Trust - iShares Russell Mid-Cap Value ETF 6,413,758 435,379
2025-07-15 13G/A EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF 339,011 9,526
2025-07-14 13G/A RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 44,739 0
2025-07-14 13G/A HYXU / iShares, Inc. - iShares International High Yield Bond ETF 71,745 47,895
2025-07-14 13G/A CCEF / Calamos ETF Trust - Calamos CEF Income & Arbitrage ETF 33,580 37,021
2025-07-14 13G/A MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF 691,640 1,092,532
2025-07-14 13G/A RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF 234,935 173,573
2025-07-14 13G/A QMMY / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Moderate Buffer ETF - May 173,267 173,267
2025-07-14 13G/A HWAY / Themes ETF Trust - Themes US Infrastructure ETF 4,022 4,448
2025-07-14 13G/A GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 30,746 29,228
2025-07-14 13G/A XDAT / Franklin Templeton ETF Trust - Franklin Exponential Data ETF 24,632 25,942
2025-07-14 13G/A AFSM / First Trust Exchange-Traded Fund VIII - First Trust Active Factor Small Cap ETF 242,968 276,682
2025-07-14 13G EEMA / iShares, Inc. - iShares MSCI Emerging Markets Asia ETF 930,808
2025-07-14 13G MCDS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Fundamental Data Science Mid Core ETF 10,162
2025-07-14 13G TEC / Harbor ETF Trust - Harbor Transformative Technologies ETF 11,064
2025-07-14 13G FMAR / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - March 1,242,612
2025-07-11 13G QMMY / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Moderate Buffer ETF - May 173,267
2025-07-11 13G/A US33739P5098 / First Trust RiverFront Dynamic Asia Pacific ETF 0
2025-07-11 13G/A US33739P5098 / First Trust RiverFront Dynamic Asia Pacific ETF 7,991
2025-07-08 13G/A RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF 7,883 0
2025-07-08 13G/A HIPS / GraniteShares ETF Trust - GraniteShares HIPS US High Income ETF 98,935 41,703
2025-07-08 13G/A HCXY / Hercules Capital, Inc. - Corporate Bond/Note 82,737 5,400
2025-07-07 13G/A DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF 122,628 979,006
2025-07-07 13G/A REVS / Columbia ETF Trust I - Columbia Research Enhanced Value ETF 145,452 2,989
2025-07-07 13G/A SDVD / First Trust Exchange-Traded Fund IV - FT Vest SMID Rising Dividend Achievers Target Income ETF 505,068 8,066
2025-07-07 13G/A HTAX / Macquarie ETF Trust - Macquarie National High-Yield Municipal Bond ETF 96,586 144,655
2025-07-07 13G LCOW / Pacer Funds Trust - Pacer S&P 500 Quality FCF Aristocrats ETF 194,171
2025-07-02 13G/A 996801916 / Saratoga Investment Corp. 6.25% Notes due 2025 191,467 0
2025-07-02 13G/A ESGS / Columbia ETF Trust I - Columbia U.S. ESG Equity Income ETF 77,662 0
2025-07-02 13G/A RFUN / ALPS Advisors Inc - RiverFront Dynamic Unconstrained Income ETF 35,148 0
2025-07-02 13G/A DTII / Defense Technologies International Corp. 1,219,719 0
2025-07-02 13G/A CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF 114,627 0
2025-07-02 13G/A OAIB / Listed Funds Trust - Teucrium AiLA Long-Short Base Metals Strategy ETF 106,666 0
2025-07-02 13G/A OAIA / Listed Funds Trust - Teucrium AiLA Long-Short Agriculture Strategy ETF 115,992 0
2025-06-05 13G/A GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 33,006 30,746
2025-06-05 13G/A TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF 49,574 51,815
2025-06-05 13G/A FLCC / Federated Hermes ETF Trust - Federated Hermes MDT Large Cap Core ETF 152,563 72,003
2025-06-05 13G HTAX / Macquarie ETF Trust - Macquarie National High-Yield Municipal Bond ETF 96,586
2025-05-06 13G/A HWAY / Themes ETF Trust - Themes US Infrastructure ETF 3,462 4,022
2025-05-06 13G/A GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 269,879 33,006
2025-05-06 13G TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF 49,574
2025-05-01 13G/A MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF 691,640
2025-05-01 13G/A MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF 937,620
2025-04-28 13G/A IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF 722,350 14,294
2025-04-25 13G/A XDAT / Franklin Templeton ETF Trust - Franklin Exponential Data ETF 21,509 24,632
2025-04-25 13G/A GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 245,448 269,879
2025-04-25 13G/A CGV / Two Roads Shared Trust - Conductor Global Equity Value ETF 454,771 707,563
2025-04-25 13G/A PFIG / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental Investment Grade Corporate Bond ETF 126,762 126,762
2025-04-25 13G/A UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 121,587 144,493
2025-04-25 13G/A AFSM / First Trust Exchange-Traded Fund VIII - First Trust Active Factor Small Cap ETF 213,860 242,968
2025-04-25 13G/A QCJL / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Conservative Buffer ETF - July 204,155 193,400
2025-04-25 13G/A RSSE / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Equal Weight Buffer ETF - September 161,187 176,860
2025-04-25 13G/A FLCC / Federated Hermes ETF Trust - Federated Hermes MDT Large Cap Core ETF 153,150 152,563
2025-04-25 13G/A RISR / Tidal Trust I - FolioBeyond Alternative Income and Interest Rate Hedge ETF 153,614 165,150
2025-04-25 13G/A HYXU / iShares, Inc. - iShares International High Yield Bond ETF 55,358 71,745
2025-04-25 13G HWAY / Themes ETF Trust - Themes US Infrastructure ETF 3,462
2025-04-25 13G CCEF / Calamos ETF Trust - Calamos CEF Income & Arbitrage ETF 33,580
2025-04-07 13G/A RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 46,378 44,739
2025-04-07 13G/A XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 134,428 92,812
2025-03-07 13G/A FLCC / Federated Hermes ETF Trust - Federated Hermes MDT Large Cap Core ETF 153,847 153,150
2025-02-06 13G/A JAAA / Janus Detroit Street Trust - Janus Henderson AAA CLO ETF 2,212,821
2025-02-06 13G/A FLCC / Federated Hermes ETF Trust - Federated Hermes MDT Large Cap Core ETF 153,847
2025-01-24 13G RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 39,161 29,305
2025-01-24 13G/A HIRU / Hiru Corporation 151,990,767
2025-01-23 13G/A COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF 510,726
2025-01-23 13G/A RSSE / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Equal Weight Buffer ETF - September 161,187
2025-01-23 13G/A RISR / Tidal Trust I - FolioBeyond Alternative Income and Interest Rate Hedge ETF 153,614
2025-01-23 13G/A IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF 722,350
2025-01-23 13G PFIG / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental Investment Grade Corporate Bond ETF 126,762
2025-01-23 13G CGV / Two Roads Shared Trust - Conductor Global Equity Value ETF 454,771
2025-01-07 13G FLCC / Federated Hermes ETF Trust - Federated Hermes MDT Large Cap Core ETF 165,906
2024-12-05 13G/A RSSE / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Equal Weight Buffer ETF - September 165,279 165,061
2024-12-05 13G/A AFSM / First Trust Exchange-Traded Fund VIII - First Trust Active Factor Small Cap ETF 211,999 213,860
2024-12-05 13G/A XDAT / Franklin Templeton ETF Trust - Franklin Exponential Data ETF 20,878 21,509
2024-12-05 13G GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 245,448
2024-11-13 13G/A HUSV / First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF 267,701 37,223
2024-11-13 13G/A FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund 465,128 53,131
2024-11-13 13G HYXU / iShares, Inc. - iShares International High Yield Bond ETF 40,962 55,358
2024-11-13 13G/A SHYM / BlackRock ETF Trust II - iShares Short Duration High Yield Muni Active ETF 172,971 267,925
2024-11-13 13G GOVT / iShares Trust - iShares U.S. Treasury Bond ETF 65,490,175
2024-11-13 13G/A QDEC / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - December 708,344 211,267
2024-11-13 13G/A USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF 7,796,588 14,983,780
2024-11-12 13G/A RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 110,298 46,378
2024-11-12 13G COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF 2,681,438
2024-11-12 13G LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 63,386 82,762
2024-11-12 13G/A XDAT / Franklin Templeton ETF Trust - Franklin Exponential Data ETF 16,366 20,878
2024-11-12 13G/A ADYEY / Adyen N.V. - Depositary Receipt (Common Stock) 2,038,860 1,247,978
2024-11-12 13G UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 121,587
2024-11-12 13G RISR / Tidal Trust I - FolioBeyond Alternative Income and Interest Rate Hedge ETF 120,466
2024-11-12 13G/A XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 825,000 134,428
2024-11-12 13G/A RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF 207,542 127,236
2024-11-12 13G UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 691,640
2024-11-12 13G IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF 783,311
2024-11-07 13G AFSM / First Trust Exchange-Traded Fund VIII - First Trust Active Factor Small Cap ETF 211,999
2024-11-07 13G/A RSSE / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Equal Weight Buffer ETF - September 151,764 165,279
2024-10-31 13G QCJL / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Conservative Buffer ETF - July 204,155
2024-10-31 13G MGOV / First Trust Exchange-Traded Fund IV - First Trust Intermediate Government Opportunities ETF 147,465
2024-10-31 13G JAAA / Janus Detroit Street Trust - Janus Henderson AAA CLO ETF 2,030,970
2024-10-07 13G RSSE / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Equal Weight Buffer ETF - September 151,764
2024-10-07 13G/A RSPC / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Communication Services ETF 230,075 0
2024-10-07 13G HIRU / Hiru Corporation 123,990,767
2024-09-18 13G/A AURI / Auri, Inc. 0
2024-09-18 13G/A BBCB / JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 92,407 0
2024-09-18 13G XAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August 825,000
2023-12-13 13G SDVD / First Trust Exchange-Traded Fund IV - FT Vest SMID Rising Dividend Achievers Target Income ETF 505,068 505,068
2023-12-13 13G RSPC / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Communication Services ETF 230,075 230,075
2023-12-13 13G/A HIGH / Simplify Exchange Traded Funds - Simplify Enhanced Income ETF 137,295 130,958
2023-12-13 13G/A JPXN / iShares Trust - iShares JPX-Nikkei 400 ETF 175,167 0
2023-10-11 13G/A JGRO / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Active Growth ETF 256,189 254,633
2023-10-11 13G DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF 122,628 122,628
2023-06-09 13G/A LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 144,067 63,386
2023-05-10 13G/A BUL / Pacer Funds Trust - Pacer US Cash Cows Growth ETF 76,089 0
2023-05-10 13G JPXN / iShares Trust - iShares JPX-Nikkei 400 ETF 175,167
2023-05-10 13G HIGH / Simplify Exchange Traded Funds - Simplify Enhanced Income ETF 137,295
2023-05-10 13G OAIB / Listed Funds Trust - Teucrium AiLA Long-Short Base Metals Strategy ETF 106,666
2023-05-10 13G OAIA / Listed Funds Trust - Teucrium AiLA Long-Short Agriculture Strategy ETF 115,992
2023-04-11 13G/A FTXH / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Pharmaceuticals ETF 228,371 45,988
2023-04-11 13G/A AFMC / First Trust Exchange-Traded Fund VIII - First Trust Active Factor Mid Cap ETF 3,431 3,431
2023-03-08 13G/A FDV / Federated Hermes ETF Trust - Federated Hermes U.S. Strategic Dividend ETF 85,860 0
2023-03-08 13G/A QJUN / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - June 271,621 0
2023-02-15 13G/A CRDB / Crawford & Co. - Class B 1,098,891 1,029,205
2023-02-15 13G/A RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF 147,405 132,786
2023-02-15 13G/A LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 307,910 144,067
2023-02-15 13G/A CRDA / Crawford & Co. - Class A 1,652,080 1,707,630
2023-02-15 13G/A RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 44,858 39,161
2023-02-15 13G/A BUL / Pacer Funds Trust - Pacer US Cash Cows Growth ETF 76,005 76,089
2023-02-15 13G/A ESGS / Columbia ETF Trust I - Columbia U.S. ESG Equity Income ETF 76,285 77,662
2023-02-15 13G/A JGRO / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Active Growth ETF 256,189
2023-02-15 13G/A XDAT / Franklin Templeton ETF Trust - Franklin Exponential Data ETF 13,532 16,366
2023-02-15 13G/A RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF 542,876 207,542
2023-02-15 13G/A RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF 389,602 234,935
2023-02-15 13G/A REVS / Columbia ETF Trust I - Columbia Research Enhanced Value ETF 138,511 145,452
2023-02-15 13G/A 172,971
2023-02-15 13G/A FTXH / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Pharmaceuticals ETF 192,714 228,371
2023-02-15 13G/A RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 169,288 110,298
2023-02-15 13G USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF 7,796,588
2023-02-15 13G QJUN / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - June 271,621
2023-02-15 13G ADYEY / Adyen N.V. - Depositary Receipt (Common Stock) 2,038,860
2023-02-15 13G AFMC / First Trust Exchange-Traded Fund VIII - First Trust Active Factor Mid Cap ETF 3,431
2023-02-15 13G HUSV / First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF 267,701
2023-02-15 13G BBCB / JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 92,407
2023-02-15 13G FDV / Federated Hermes ETF Trust - Federated Hermes U.S. Strategic Dividend ETF 85,860
2023-02-15 13G QDEC / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - December 708,344
2023-02-13 13G/A HYXU / iShares, Inc. - iShares International High Yield Bond ETF 40,962 40,962
2023-02-13 13G/A RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF 7,883 7,883
2023-02-10 13G HYXU / iShares, Inc. - iShares International High Yield Bond ETF 40,962
2023-02-10 13G RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF 7,883
2022-11-10 13G/A IEDI / iShares U.S. ETF Trust - iShares U.S. Consumer Focused ETF 46,422 0
2022-10-11 13G/A INTG / The InterGroup Corporation 118,952 0
2022-10-11 13G/A KHYB / KraneShares Trust - KraneShares Asia Pacific High Income USD Bond ETF 101,154 0
2022-10-11 13G/A EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund 796,293 708,967
2022-10-11 13G/A WINC / Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF 95,450 50,330
2022-10-11 13G BUL / Pacer Funds Trust - Pacer US Cash Cows Growth ETF 76,005
2022-10-11 13G JGRO / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Active Growth ETF 197,085
2022-09-09 13G REVS / Columbia ETF Trust I - Columbia Research Enhanced Value ETF 138,511
2022-09-09 13G/A SQLV / Legg Mason ETF Investment Trust - Royce Quant Small-Cap Quality Value ETF 33,425 15,899
2022-08-10 13G/A BSTP / Innovator ETFs Trust - Innovator Buffer Step-Up Strategy ETF 45,441
2022-08-10 13G/A TYA / Simplify Exchange Traded Funds - Simplify Intermediate Term Treasury Futures Strategy ETF 6,878
2022-08-10 13G FTXH / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Pharmaceuticals ETF 192,714
2022-07-11 13G/A FTXD / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF 193,603 0
2022-06-09 13G/A HSRT / Hartford Funds Exchange-Traded Trust - Hartford AAA CLO ETF 126,387 88,011
2022-05-10 13G/A FAPR / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - April 626,087 231,628
2022-05-09 13G KHYB / KraneShares Trust - KraneShares Asia Pacific High Income USD Bond ETF 101,154
2022-05-09 13G ESGS / Columbia ETF Trust I - Columbia U.S. ESG Equity Income ETF 76,285
2022-05-09 13G BSTP / Innovator ETFs Trust - Innovator Buffer Step-Up Strategy ETF 48,982
2022-05-09 13G IEDI / iShares U.S. ETF Trust - iShares U.S. Consumer Focused ETF 46,422
2022-04-07 13G FAPR / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - April 626,087
2022-04-07 13G/A RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF 3,973,323 1,541,609
2022-04-07 13G/A 16,351 0
2022-03-24 13G/A IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 1,027,572 1,020,747
2022-03-24 13G VPOP / Simplify Exchange Traded Funds - Simplify Volt Pop Culture Disruption ETF 53,535 53,535
2022-03-24 13G/A PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF 147,366 146,861
2022-03-23 13G/A RGIN / Regenicin, Inc. 10,020,000 20,000
2022-03-23 13G/A IEIH / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Innovative Healthcare ETF 101,620 47,771
2022-03-18 13G EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund 1,282,909 796,293
2022-03-18 13G IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 854,690 1,027,572
2022-03-18 13G CRD.A / Crawford & Company 1,769,330 1,652,080
2022-03-18 13G CRD.B / Crawford & Company 1,098,891 1,098,891
2022-03-17 13G INTG / The InterGroup Corporation 118,952 118,952
2022-03-17 13G PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF 264,481 147,366
2022-03-17 13G RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF 122,047 147,405
2022-03-17 13G RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 59,153 44,858
2022-03-17 13G RGIN / Regenicin, Inc. 110,980 10,020,000
2022-03-17 13G SQLV / Legg Mason ETF Investment Trust - Royce Quant Small-Cap Quality Value ETF 33,425
2022-03-17 13G 126,387
2022-03-17 13G EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF 575,477 339,011
2022-03-17 13G IEIH / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Innovative Healthcare ETF 101,620
2022-03-17 13G IQM / Franklin Templeton ETF Trust - Franklin Intelligent Machines ETF 10,500 13,532
2022-03-17 13G 98,030
2022-03-17 13G WINC / Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF 50,949 95,450
2022-03-17 13G RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF 3,606,364 3,973,323
2022-03-17 13G RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF 574,189 542,876
2022-03-17 13G LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 144,166 307,910
2022-03-17 13G RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF 506,863 389,602
2022-03-17 13G 15,048 16,351
2022-03-17 13G RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 298,966 169,288
2022-03-17 13G FTXD / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF 167,699 193,603
2021-10-13 13G FTXD / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF 167,699 167,699
2021-09-15 13G RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF 3,606,364
2021-06-16 13G/A 15,048
2021-05-27 13G/A IQM / Franklin Templeton ETF Trust - Franklin Intelligent Machines ETF 10,500 10,500
2021-05-25 13G IQM / Franklin Templeton ETF Trust - Franklin Intelligent Machines ETF 10,500
2021-02-17 13G/A LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 75,942 144,166
2021-02-17 13G HCXY / Hercules Capital, Inc. - Corporate Bond/Note 82,737
2021-02-17 13G RGIN / Regenicin, Inc. 110,980
2021-02-17 13G IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 854,690
2021-02-17 13G INTG / The InterGroup Corporation 118,952 118,952
2021-02-17 13G IWS / iShares Trust - iShares Russell Mid-Cap Value ETF 6,413,758
2021-02-17 13G RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF 122,047
2021-02-17 13G FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF 7,991
2021-02-17 13G CRD.A / Crawford & Company 1,625,935 1,769,330
2021-02-17 13G 996801916 / Saratoga Investment Corp. 6.25% Notes due 2025 220,026 191,467
2021-02-17 13G EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund 2,082,145 1,282,909
2021-02-17 13G RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 59,153
2021-02-17 13G IEIS / iShares Enhanced International Small-Cap ETF 50,045
2021-02-17 13G/A EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF 568,187 575,477
2021-02-17 13G/A LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 75,942 144,166
2021-02-17 13G RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 338,358 298,966
2021-02-17 13G CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF 120,306 114,627
2021-02-17 13G RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF 579,765 506,863
2021-02-17 13G/A WINC / Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF 42,681 50,949
2021-02-17 13G FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund 248,838 465,128
2021-02-17 13G RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF 647,796 574,189
2021-02-17 13G RFUN / ALPS Advisors Inc - RiverFront Dynamic Unconstrained Income ETF 35,148
2021-02-17 13G RGIN / Regenicin, Inc. 10,000,000 10,020,000
2021-02-17 13G HIPS / GraniteShares ETF Trust - GraniteShares HIPS US High Income ETF 98,935
2020-12-10 13G CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF 120,306
2020-10-13 13G LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 75,942 75,942
2020-10-13 13G PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF 264,481 264,481
2020-10-09 13G LCG / Northern Lights Fund Trust IV - Sterling Capital Focus Equity ETF 75,942
2020-10-09 13G PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF 264,481
2020-09-10 13G/A FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund 248,838
2020-07-27 13G WINC / Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF 42,681 42,681
2020-07-27 13G 996801916 / Saratoga Investment Corp. 6.25% Notes due 2025 220,026 220,026
2020-07-27 13G RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF 647,796 647,796
2020-07-24 13G WINC / Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF 42,681
2020-07-24 13G 996801916 / Saratoga Investment Corp. 6.25% Notes due 2025 220,026
2020-07-24 13G RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF 647,796
2020-07-24 13G DTII / Defense Technologies International Corp. 1,219,719
2020-07-24 13G RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF 579,765
2020-07-24 13G RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF 338,358
2020-07-24 13G EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF 568,187
2020-05-11 13G EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund 2,071,596 2,082,145
2020-02-12 13G EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund 2,071,596
2020-02-12 13G CCL / Carnival Corporation & plc 39,334,956
2020-02-12 13G RGIN / Regenicin, Inc. 10,000,000
2020-02-12 13G CRD.A / Crawford & Company 1,625,935
2020-02-12 13G INTG / The InterGroup Corporation 118,952
2018-01-18 13G US0549371070 / BB&T Corp. 26,638 22,793
2017-01-17 13G MCRAA / McRae Industries, Inc. 122,190 113,026
2017-01-17 13G US0549371070 / BB&T Corp. 28,797 26,638
2016-01-12 13G MCRAA / McRae Industries, Inc. 122,190
2016-01-12 13G US0549371070 / BB&T Corp. 28,797
2015-01-23 13G US0549371070 / BB&T Corp. 33,558
2015-01-23 13G MCRAA / McRae Industries, Inc. 142,405
2014-01-27 13G MCRAA / McRae Industries, Inc. 148,037
2014-01-27 13G TFC / Truist Financial Corporation 34,883
2013-01-07 13G MCRAA / McRae Industries, Inc. 154,352
2013-01-07 13G TFC / Truist Financial Corporation 36,369